Jump to content

Recommended Posts

Posted

Wasn't sure where to put this question, so I put it here, since it relates to a Shedule I entry.

In part IV of 5330 where I report the late deferrals, which "transaction date" should I use?

  1. The date the deferrals were due to the plan?
  2. The date the deferrals were actually remitted?
  3. The date the deferrals were actually invested?

Page 6 of the instrux aren't particularly revealing. Your thoughts are appreciated.

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

Posted

While I am not 100% sure, I believe the date is the date the deposit was expected to occur. The logic for this position is that since the deposit was not made on the "due date for that deposit", it is on that date that the prohibited transaction occurred.

Having braved the blizzard, I take a moment to contemplate the meaning of life. Should I really be riding in such cold? Why are my goggles covered with a thin layer of ice? Will this effect coverage testing?

QPA, QKA

Posted
While I am not 100% sure, I believe the date is the date the deposit was expected to occur. The logic for this position is that since the deposit was not made on the "due date for that deposit", it is on that date that the prohibited transaction occurred.

Following on that logic, I'd suggest the latest date the deposit should have occurred.

Kurt Vonnegut: 'To be is to do'-Socrates 'To do is to be'-Jean-Paul Sartre 'Do be do be do'-Frank Sinatra

Create an account or sign in to comment

You need to be a member in order to leave a comment

Create an account

Sign up for a new account in our community. It's easy!

Register a new account

Sign in

Already have an account? Sign in here.

Sign In Now
×
×
  • Create New...

Important Information

Terms of Use