Guest cpmooney Posted June 28, 2008 Posted June 28, 2008 Can anyone confirm whether a governmental plan is required to send out a Sarbanes Oxley Notice? If they are not required, where is a place I can reference the ruling?
Laura Harrington Posted July 21, 2008 Posted July 21, 2008 The blackout notice is a requirement under Title I of ERISA (see §101(i) as added by the Sarbanes Oxley Act). ERISA §4(b)(1) provides that governmental plans are exempt from Title 1 of ERISA. Governmental plans are defined in ERISA §3(32). Laura
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