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compliance checklists


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Guest Benny Comply

Someone else can probably provide a link to a published checklist, but we underwent a DOL audit in 2006 and following are the items they requested:

COBRA notices (initial notice and eligibility notice, including historical versions)

Listing of health plan participants who experienced a QE since 1/1/98

Service Provider Agreements

Plan Documents

Summary Plan Descriptions

HIPAA Certificate of Creditable Coverage - procedures for requesting a certificate and sample of certificate

Listing of Terminated employees since 1/1/98

Log of Certificates of Creditable Coverage mailed since 1/1/98

Description of Special Enrollment rules

Lsiting of health plan claims denied due to pre-existing condition

WHCRA notice initially distributed in 1998

Medical plan carriers' Physician Compensation Agreements

Hope this is helpful...

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