Jump to content

compliance checklists

Recommended Posts

Guest Benny Comply

Someone else can probably provide a link to a published checklist, but we underwent a DOL audit in 2006 and following are the items they requested:

COBRA notices (initial notice and eligibility notice, including historical versions)

Listing of health plan participants who experienced a QE since 1/1/98

Service Provider Agreements

Plan Documents

Summary Plan Descriptions

HIPAA Certificate of Creditable Coverage - procedures for requesting a certificate and sample of certificate

Listing of Terminated employees since 1/1/98

Log of Certificates of Creditable Coverage mailed since 1/1/98

Description of Special Enrollment rules

Lsiting of health plan claims denied due to pre-existing condition

WHCRA notice initially distributed in 1998

Medical plan carriers' Physician Compensation Agreements

Hope this is helpful...

Link to comment
Share on other sites

Create an account or sign in to comment

You need to be a member in order to leave a comment

Create an account

Sign up for a new account in our community. It's easy!

Register a new account

Sign in

Already have an account? Sign in here.

Sign In Now
  • Create New...