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Posted

Hi - I'm somewhat new to the 403b world and had some questions put to me by a broker. I'm not sure how to respond. A local municipality is looking to start up a retirement plan - they currently have a SIMPLE. It will cover school EE's and other municipal EE's. They want to make a 3-5% contribution to the employee's.

Some questions:

1) can they offer a 401k or are they limited to a 403b?

2) Since it is a government agency must the 403b be a non-ERISA plan or can it be an ERISA 403b?

3) If they can offer both 401k or 403b, what would be the advantage of either?

Thank you for any insights you can provide! :unsure:

Posted

No 401(k) unless you can find a grandfathered government plan to tap into. 403(b) for school employees only. Look into a 457(b) plan as the government equivalent of a 401(k) plan.

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