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Guest M. Pederson
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If a sponsor has a DC plan and a TDA plan - do they need to be combined for 5500 filing and/or for the participant counts?

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If a sponsor has a DC plan and a TDA plan - do they need to be combined for 5500 filing and/or for the participant counts?

I am assuming you're saying they have a 401(a) Qualified Plan and a 403(b) Tax Sheltered Annuity. The answer would be no. Each plan would file their own Form 5500; subject to whether each plan is subject to Title I of ERISA.

Good Luck!

CPC, QPA, QKA, TGPC, ERPA

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