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Posted

Can a 412e3 plan be terminated and the annuity contract distributed to the participant without giving that participant any other distribution option available under the plan?  The advisor is saying the contract has all the distribution options built into it and the participant can just take a distribution later.  This is a PBGC cover plan and will fill for termination with them. 

Posted

Why not? In a non-insured DBP termination you can simply buy annuity contracts for everyone (that have all the options, including a lump sum if applicable), there's no requirement to offer immediate lump sums. Of course no one does that because of the expense. No difference here.

Kenneth M. Prell, CEBS, ERPA

Vice President, BPAS Actuarial & Pension Services

kprell@bpas.com

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