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Is a stock purchase plan required to file a Form 5500?


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Posted

Obviously, I know nothing about this. Can anyone help?

Posted

I don't think so.

Assuming you are referring to a plan under IRC Sec. 423, it is not a "qualified" plan nor is it a plan of "deferred compensation".

The new 5500 for 1999 is here: http://www.dol.gov/dol/pwba/public/pubs/forms/fm99inx.htm

I'm a retirement actuary. Nothing about my comments is intended or should be construed as investment, tax, legal or accounting advice. Occasionally, but not all the time, it might be reasonable to interpret my comments as actuarial or consulting advice.

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