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Plan switched carriers in 2023--do I need attachment per 4j on Sch H?


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Plan assets transferred from Carrier A to Carrier B in 2023.  Auditor is looking for reportable transactions (those over 5% of assets).  I've never completed that for any transfer between carriers before.  Have you?  I've had several other plans change carriers mid-2023 and none of them were asking for this.

The exception is an individual account where the participant directs the transaction, but the participants in these cases don't direct these transfers.

Do I have to attach a schedule per 4j on the Schedule H?

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

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