Retirement Plans in General

5,781 topics in this forum

1. Do plans’ fiduciaries accept a notary’s certificate of an audio-video witnessing?

   By Peter Gulia, March 18, 2025
   • 4 replies
   • 2.4k views
   • 
   • Peter Gulia
   • March 19, 2025

2. Plan provision requirement for 415 Regs

   By Guest L337pwner5, August 24, 2008
   • 4 replies
   • 1.9k views
   • 
   • Guest
   • August 25, 2008

3. Need ERISA Attorney in New York

   By Guest AbbyP, July 29, 2009
   • 4 replies
   • 993 views
   • 
   • Guest
   • July 30, 2009

4. Question re: invalidating TDA non-ERISA status

   By TaxLawyer1978, September 19, 2018
   • 4 replies
   • 650 views
   • 
   • Patricia Neal Jensen
   • September 20, 2018

5. Controlled Group?

   By Guest RBlaine, September 9, 2004
   • 4 replies
   • 1.2k views
   • 
   • Belgarath
   • September 14, 2004

6. dental layoffs due to Coronavirus - maybe rehiring?

   By AlbanyConsultant, March 17, 2020
   • 4 replies
   • 1.2k views
   • 
   • AlbanyConsultant
   • March 17, 2020

7. Tiered Profit Sharing - testing?

   By Tinman, June 12, 2020
   • 4 replies
   • 991 views
   • 
   • Larry Starr
   • June 12, 2020

8. Fidelity Investments - Contact Info

   By 415 Limit, July 6, 2023
   • 4 replies
   • 8.4k views
   • 
   • Paul I
   • July 20, 2023

9. Corporate Partner as a plan sponsor

   By B21, April 28, 2015
   • 4 replies
   • 983 views
   • 
   • jpod
   • April 28, 2015

10. Risks to Individual Plan in Controlled Group

    By kmhaab, November 7, 2017
    • 4 replies
    • 701 views
    • 
    • kmhaab
    • November 14, 2017

11. Freeze/Merger/Termination?

    By chris, September 10, 2004
    • 4 replies
    • 2.1k views
    • 
    • Blinky the 3-eyed Fish
    • September 10, 2004

12. Protection from creditors

    By ombskid, March 6, 2014
    • 4 replies
    • 848 views
    • 
    • Lou S.
    • March 6, 2014

13. S Corp plan

    By Bryan, March 11, 2024
    • 4 replies
    • 1.4k views
    • 
    • Paul I
    • March 12, 2024

14. schedule K1 income

    By eilano, February 3, 2006
    • 4 replies
    • 4.7k views
    • 
    • JAY21
    • February 7, 2006

15. Can we pay for GUST restatement out of plan assets?

    By KJohnson, February 22, 2000
    • 4 replies
    • 1.6k views
    • 
    • Kirk Maldonado
    • February 23, 2000

16. How to handle contributions to pension plan based on non-existent comp

    By k man, April 2, 2001
    • 4 replies
    • 1.5k views
    • 
    • QDROphile
    • April 3, 2001

17. Prevailing Wage Plan - Due Date of Deposits

    By Guest notapensiongeek, August 25, 2008
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • August 25, 2008

18. Owners of PC get w2 income and pass-through k1 income

    By ombskid, December 4, 2019
    • 4 replies
    • 1.2k views
    • 
    • ombskid
    • December 4, 2019

19. EIN for plan sponsor...

    By K-t-F, May 29, 2007
    • 4 replies
    • 2.1k views
    • 
    • K-t-F
    • June 4, 2007

20. Good contact # at DOL? (ERISA bonding question)

    By IhrtERISA, July 18, 2016
    • 4 replies
    • 678 views
    • 
    • hr for me
    • July 19, 2016

21. Multiple Employer Plans on Prototype

    By Guest jgordon, April 22, 2004
    • 4 replies
    • 2k views
    • 
    • KJohnson
    • April 22, 2004

22. Mandatory Withholding Requirement Floor

    By JOH, September 16, 2021
    • 4 replies
    • 1.1k views
    • 
    • BG5150
    • September 16, 2021

23. To Amend or Not to Amend

    By thepensionmaven, July 10, 2023
    • 4 replies
    • 692 views
    • 
    • Dare Johnson
    • July 10, 2023

24. S-Corp Income?

    By dmb, October 1, 2004
    • 4 replies
    • 1.9k views
    • 
    • SoCalActuary
    • October 5, 2004

25. Do all owners of a C Corp have to participate in a 401K

    By tertue, September 22, 2011
    • 4 replies
    • 3.6k views
    • 
    • Bird
    • September 22, 2011

26. Blackout notice not sent--one participant

    By BG5150, June 25, 2019
    • 4 replies
    • 1.1k views
    • 
    • Peter Gulia
    • June 26, 2019

27. How to correct overstated compensation used to calculate allocations?

    By Guest Enda80, April 4, 2009
    • 4 replies
    • 1.1k views
    • 
    • Peter Gulia
    • April 9, 2009

28. CONTROLLED/AFFILIATED GROUP

    By Cynchbeast, December 17, 2012
    • 4 replies
    • 943 views
    • 
    • Mark Whitelaw
    • December 18, 2012

29. Texas Municipal Retirement System

    By Guest rodneymm, March 13, 1999
    • 4 replies
    • 2.2k views
    • 
    • Dan
    • March 13, 1999

30. Nonunion work for union employees

    By Guest rgorman, February 5, 2008
    • 4 replies
    • 2.5k views
    • 
    • PLAN MAN
    • March 13, 2008

31. uncashed pension checks

    By Guest jigpsu100, April 13, 2005
    • 4 replies
    • 3.5k views
    • 
    • Erik Read
    • April 19, 2005

32. Testing for combo plans - fiscal year

    By Jakyasar, May 11, 2021
    • 4 replies
    • 724 views
    • 
    • Jakyasar
    • May 11, 2021

33. Bankruptcy and plan loans

    By katieinny, January 3, 2008
    • 4 replies
    • 1.1k views
    • 
    • katieinny
    • January 9, 2008

34. 2 Plans of same Employer - one SH and one Not

    By cpc0506, December 7, 2015
    • 4 replies
    • 721 views
    • 
    • cpc0506
    • December 7, 2015

35. Investment Education vs Participant Advice

    By TCM72, August 8, 2017   

    • dol fiduciary regulation
    • advisers
    • (and 3 more)

      Tagged with:

      • dol fiduciary regulation
      • advisers
      • plan sponsors
      • participant education
      • investment professionals
    • 4 replies
    • 1k views
    • 
    • TCM72
    • October 4, 2017

36. DOL Investigations

    By Guest bobolink, May 1, 2009
    • 4 replies
    • 4.1k views
    • 
    • A Shot in the Dark
    • May 4, 2009

37. Hardship for the Purchase of a Primary Residence

    By Barry Levy, May 26, 2022
    • 4 replies
    • 976 views
    • 
    • JustSayin
    • June 1, 2022

38. Life Insurnace in Plan; Ptp requests to insure spouse

    By buckaroo, June 1, 2009
    • 4 replies
    • 1.4k views
    • 
    • Guest
    • June 1, 2009

39. Compensation under the new tax bill

    By Belgarath, July 8, 2025
    • 4 replies
    • 8.3k views
    • 
    • Bruce1
    • July 10, 2025

40. Salary deferrals in a Leveraged KSOP

    By Guest dwerntz, November 17, 2004
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • November 22, 2004

41. LLC earned income, IRS requirements

    By Guest forohonek, July 3, 2010
    • 4 replies
    • 2.6k views
    • 
    • Ron Snyder
    • July 7, 2010

42. Contribution Just Realized They Did Not Fund Safe Harbor Match for 2020

    By mjf06241972, January 18, 2022
    • 4 replies
    • 932 views
    • 
    • Luke Bailey
    • January 20, 2022

43. Can the 2021 tax return be amended for a new plan?

    By Jakyasar, March 21, 2022
    • 4 replies
    • 1.1k views
    • 
    • Jakyasar
    • March 22, 2022

44. 404(c) and brokerage accounts

    By AlbanyConsultant, November 10, 2005
    • 4 replies
    • 3.2k views
    • 
    • Erik Read
    • November 15, 2005

45. How to Claim a refund for taxes withheld from dividends

    By Appleby, March 2, 2006
    • 4 replies
    • 2k views
    • 
    • Appleby
    • March 7, 2006

46. missed March 16 deduction due date

    By B21, March 21, 2020
    • 4 replies
    • 1k views
    • 
    • Larry Starr
    • March 23, 2020

47. When are multiple vesting schedules in one plan considered discrimina

    By Guest michaelv, February 22, 2001
    • 4 replies
    • 2.9k views
    • 
    • Bill Berke
    • February 27, 2001

48. Self-employment tax on Pension distribution??

    By drunkewok, February 3, 2016
    • 4 replies
    • 3.2k views
    • 
    • masteff
    • February 3, 2016

49. Discriminatory Timing? No longer a controlled group

    By shERPA, October 12, 2020
    • 4 replies
    • 774 views
    • 
    • EMoney
    • October 14, 2020

50. Independent auditor report first year of plan

    By thepensionmaven, November 14, 2017
    • 4 replies
    • 1k views
    • 
    • thepensionmaven
    • November 15, 2017