401(k) Plans

19,321 topics in this forum

1. 945's & 1096's

   By austin3515, May 4, 2005
   • 6 replies
   • 2k views
   • 
   • austin3515
   • May 4, 2005

2. Profit Sharing Cont. w/ an integrated plan

   By Guest Sara H, December 17, 1998
   • 1 reply
   • 2k views
   • 
   • Chester
   • December 17, 1998

3. Loans to owner-employees under EGTRRA

   By Brian Gallagher, January 23, 2002
   • 2 replies
   • 2k views
   • 
   • Guest
   • January 24, 2002

4. Vesting

   By k man, January 9, 2002
   • 5 replies
   • 2k views
   • 
   • Tom Poje
   • January 9, 2002

5. Company went bankrupt, cannot get access to funds

   By Guest provingring, July 31, 2009
   • 3 replies
   • 2k views
   • 
   • Kevin C
   • July 31, 2009

6. Timing of the use of Match Forfeiture

   By Guest Steve McD, April 19, 2002
   • 10 replies
   • 2k views
   • 
   • Blinky the 3-eyed Fish
   • April 23, 2002

7. Allocating forfeitures to individuals who decide not to participate in

   By Guest Bill Schulze, August 1, 2000
   • 9 replies
   • 2k views
   • 
   • IRC401
   • August 7, 2000

8. 404a-5 Change Notice

   By Archimage, February 7, 2012
   • 2 replies
   • 2k views
   • 
   • Bird
   • March 12, 2012

9. Beneficary and waiver and divorce decree

   By Guest dulan, May 22, 2007
   • 3 replies
   • 2k views
   • 
   • JanetM
   • May 22, 2007

10. Required top heavy aggregation if newly promoted key's account balance

    By KJohnson, April 26, 2001
    • 6 replies
    • 2k views
    • 
    • Guest
    • May 11, 2001

11. Can Beneficiary live outside us?

    By Guest chris4013, January 5, 2005
    • 3 replies
    • 2k views
    • 
    • Appleby
    • January 5, 2005

12. Standardized to Non-Standardized

    By Guest shaul, November 27, 2009
    • 2 replies
    • 2k views
    • 
    • Guest
    • November 27, 2009

13. Non Executed Plan Document

    By Guest qualitybenefits, February 22, 2005
    • 6 replies
    • 2k views
    • 
    • mbozek
    • February 23, 2005

14. Is employee terminated for rollover if still part time?

    By CKR, April 17, 2020
    • 12 replies
    • 2k views
    • 
    • david rigby
    • April 18, 2020

15. HCE determination

    By FJR, May 17, 2004
    • 2 replies
    • 2k views
    • 
    • Tom Poje
    • May 18, 2004

16. Catch-Up Contributions on W-2

    By Guest Paul Hinderegger, September 21, 2001
    • 1 reply
    • 2k views
    • 
    • MGB
    • September 21, 2001

17. USA Patriot Act vs. Graham Leach Bliley

    By fidu, February 28, 2002
    • 0 replies
    • 2k views
    • 
    • fidu
    • February 28, 2002

18. Safe Harbor match true-up not made to HCEs

    By Guest Jill B, June 15, 2010
    • 6 replies
    • 2k views
    • 
    • KMG77
    • June 17, 2010

19. Highly Compensated Employees

    By Guest jetfaninmn, February 13, 2006
    • 3 replies
    • 2k views
    • 
    • WDIK
    • February 13, 2006

20. Amending Safe Harbor Plan

    By Shannon, December 16, 2008
    • 2 replies
    • 2k views
    • 
    • K2retire
    • March 13, 2009

21. Corrective allocations a fiduciary issue?

    By Guest, December 12, 2000
    • 8 replies
    • 2k views
    • 
    • Jon Chambers
    • December 14, 2000

22. RMD amendment

    By k man, November 8, 2001
    • 4 replies
    • 2k views
    • 
    • Belgarath
    • November 8, 2001

23. Exclusion of Types of Compensation for ADP/ACP Testing Purposes.

    By Guest gcrechale, March 9, 1999
    • 1 reply
    • 2k views
    • 
    • MWeddell
    • March 10, 1999

24. Forced IRA Rollovers - Who will take them?

    By ljr, April 1, 2005
    • 6 replies
    • 2k views
    • 
    • Guest
    • April 1, 2005

25. Qslob

    By Guest Lex, November 14, 2002
    • 0 replies
    • 2k views
    • 
    • Guest
    • November 14, 2002

26. Roth vs. Pre-Tax Snafu

    By austin3515, February 11, 2019
    • 10 replies
    • 2k views
    • 
    • jpod
    • February 13, 2019

27. Loans - Hardship Only

    By MGOAdmin, April 15, 2014   

    • hardship
    • loan
    • 5 replies
    • 2k views
    • 
    • BG5150
    • April 16, 2014

28. Non-Calendar Year Safe Harbor 401(k) Plan

    By Guest s.c.semler, January 8, 2002
    • 6 replies
    • 2k views
    • 
    • Guest
    • January 9, 2002

29. Does the same desk rule apply if the new and old employers are not rel

    By John A, May 18, 2001
    • 3 replies
    • 2k views
    • 
    • MWeddell
    • May 23, 2001

30. Spousal consent for default election of direct rollover

    By Guest allisonperry, February 10, 2006
    • 0 replies
    • 2k views
    • 
    • Guest
    • February 10, 2006

31. Marriage by proxy - "spouse" required as beneficiary??

    By Guest Sara H, December 21, 2001
    • 2 replies
    • 2k views
    • 
    • Guest
    • December 22, 2001

32. Excess match but no excess deferrals

    By Guest LLandau, May 16, 2002
    • 4 replies
    • 2k views
    • 
    • pjkoehler
    • May 17, 2002

33. Fiscal year / catch-up / ADP test

    By Guest JPIngold, November 10, 2009
    • 1 reply
    • 2k views
    • 
    • Kevin C
    • November 12, 2009

34. Continuing 401(k) deferrals while using vacation prior to actual DOT?

    By Guest TaxedToDeath, December 11, 2012
    • 6 replies
    • 2k views
    • 
    • ESOP Guy
    • December 14, 2012

35. Exception to the "same desk" rule?

    By Guest, February 13, 2000
    • 4 replies
    • 2k views
    • 
    • Guest
    • February 16, 2000

36. What is best way to merge an existing money purchase plan into an exis

    By John A, October 27, 1999
    • 4 replies
    • 2k views
    • 
    • Guest
    • November 7, 1999

37. New safe harbor 401k compensation definition

    By Guest ladycpa2, March 12, 2008
    • 1 reply
    • 2k views
    • 
    • Lou S.
    • March 12, 2008

38. 401(k) Match Reduction

    By Guest IraSue, March 20, 2007
    • 8 replies
    • 2k views
    • 
    • JanetM
    • March 22, 2007

39. 10% early w/d penalty on hardship deferrals?

    By Guest capato, January 13, 1999
    • 3 replies
    • 2k views
    • 
    • Tom Poje
    • January 15, 1999

40. midyear change to safe harbor 401k

    By Guest jc1457, February 19, 2007
    • 4 replies
    • 2k views
    • 
    • Guest
    • February 19, 2007

41. Benefits, rights and features

    By Randy Watson, September 11, 2006
    • 8 replies
    • 2k views
    • 
    • Randy Watson
    • September 12, 2006

42. 401k Loans

    By Guest planadmin101, October 8, 2001
    • 1 reply
    • 2k views
    • 
    • QDROphile
    • October 8, 2001

43. Match True Up

    By Guest Mikk, February 13, 2009
    • 4 replies
    • 2k views
    • 
    • K2retire
    • February 17, 2009

44. 401K Liquidation Tax Nightmare (Divorce)

    By Guest Fplanner2014, February 26, 2014
    • 2 replies
    • 2k views
    • 
    • ESOP Guy
    • February 26, 2014

45. Loan fees paid by participant

    By Guest Judy S, September 10, 2004
    • 9 replies
    • 2k views
    • 
    • Guest
    • September 13, 2004

46. Plan Loan

    By Madison71, November 27, 2007
    • 5 replies
    • 2k views
    • 
    • Jim Chad
    • February 20, 2012

47. Hardship Withdrawals

    By Guest Scott Holechek, April 22, 2003
    • 3 replies
    • 2k views
    • 
    • Brian Gallagher
    • April 25, 2003

48. Prohibited transaction/diversification

    By k man, January 17, 2002
    • 12 replies
    • 2k views
    • 
    • Kirk Maldonado
    • January 23, 2002

49. Loan delinquency Notices

    By Guest BigBish, November 6, 2006
    • 1 reply
    • 2k views
    • 
    • Guest
    • November 7, 2006

50. De Minimus Testing Refund?

    By Lou S., March 6, 2014
    • 6 replies
    • 2k views
    • 
    • Tom Poje
    • March 10, 2014