401(k) Plans

19,321 topics in this forum

1. USERRA Make-up Contributions

   By Guest jdw, April 11, 2003
   • 1 reply
   • 2k views
   • 
   • ccassetty
   • April 14, 2003

2. New Comparability Profit Sharing - Selective 'Groups'

   By thatguyfromHR, March 17, 2021   

   • new comparability
   • profit sharing
   • (and 3 more)

     Tagged with:

     • new comparability
     • profit sharing
     • profit-sharing
     • nhce
     • hce
   • 18 replies
   • 2k views
   • 
   • BG5150
   • March 18, 2021

3. Participant Completes Distribution Ppwk - then dies

   By austin3515, June 21, 2011
   • 8 replies
   • 2k views
   • 
   • Everett Moreland
   • June 23, 2011

4. safe harbor 401(k)

   By k man, August 2, 2000
   • 4 replies
   • 2k views
   • 
   • Guest
   • August 18, 2000

5. Taking over a Plan with excess contributions

   By Guest tbt, September 17, 2001
   • 8 replies
   • 2k views
   • 
   • Guest
   • September 20, 2001

6. Omitted employee's contribution for last year and 8 months. How do we handle this?

   By Guest Dave Flora, September 2, 2004
   • 8 replies
   • 2k views
   • 
   • RCK
   • September 3, 2004

7. Contributions deposited prior to payroll

   By RT, September 21, 2017   

   • contributions
   • timing
   • (and 4 more)

     Tagged with:

     • contributions
     • timing
     • payroll
     • effective date
     • early
     • deposits
   • 5 replies
   • 2k views
   • 
   • QDROphile
   • September 23, 2017

8. Frozen pension Plan

   By Guest bmurphy, April 9, 2003
   • 4 replies
   • 2k views
   • 
   • mbozek
   • April 10, 2003

9. S Corp Stock

   By Guest yukon, March 2, 2005
   • 6 replies
   • 2k views
   • 
   • Kirk Maldonado
   • March 9, 2005

10. Control Group/ Testing

    By pixmax, September 10, 2009
    • 6 replies
    • 2k views
    • 
    • Sully
    • September 10, 2009

11. Otherwise Excludable EE

    By Guest Mike Schwing, January 3, 2003
    • 6 replies
    • 2k views
    • 
    • mbozek
    • January 6, 2003

12. 5500 Schedule of Assets Held

    By austin3515, June 10, 2003
    • 0 replies
    • 2k views
    • 
    • austin3515
    • June 10, 2003

13. Plan entry dates

    By Guest KWarren, December 13, 2002
    • 7 replies
    • 2k views
    • 
    • Guest
    • December 16, 2002

14. Loan Fees

    By Guest Melissa Winslow, June 13, 2000
    • 2 replies
    • 2k views
    • 
    • Guest
    • June 13, 2000

15. Safe Harbor and Otherwise Excludable Testing

    By Guest kish, June 13, 2005
    • 1 reply
    • 2k views
    • 
    • Tom Poje
    • June 14, 2005

16. Removing auto enroll and auto-esclate from a 401k Plan

    By betsy, March 30, 2020
    • 1 reply
    • 2k views
    • 
    • Gilmore
    • March 31, 2020

17. 1999 COLAs

    By Guest TJG, October 14, 1998
    • 3 replies
    • 2k views
    • 
    • Guest
    • November 4, 1998

18. Exclusive Benefit Rule

    By Guest TroyRiley, June 2, 2005
    • 2 replies
    • 2k views
    • 
    • WDIK
    • June 3, 2005

19. Two plan Top Heavy Testing and Safe Harbor Exemption

    By Guest luv, November 27, 2001
    • 1 reply
    • 2k views
    • 
    • Tom Poje
    • November 27, 2001

20. 401(k) vendors

    By Guest benefitslady, August 14, 2002
    • 4 replies
    • 2k views
    • 
    • Guest
    • August 16, 2002

21. Rehired employee wants to buy back formerly forfeited benefit under th

    By Guest Carolyn Cassetty, November 10, 2000
    • 2 replies
    • 2k views
    • 
    • Guest
    • November 14, 2000

22. Acquisition of sponsor of Safe Harbor 401k

    By 401QUE, November 20, 2015   

    • M&A
    • Safe Harbor 401k
    • (and 2 more)

      Tagged with:

      • M&A
      • Safe Harbor 401k
      • Safe Harbor Notice
      • mid-year elimination
    • 4 replies
    • 2k views
    • 
    • 401QUE
    • December 24, 2015

23. Part Time Employees

    By Dougsbpc, June 26, 2012
    • 5 replies
    • 2k views
    • 
    • Dougsbpc
    • July 6, 2012

24. Auto Enroll w/Auto Escalate

    By Tracy Fedele, November 12, 2019
    • 5 replies
    • 2k views
    • 
    • AKconsult
    • November 14, 2019

25. 401k Amendments

    By Guest sally26, August 18, 2009
    • 1 reply
    • 2k views
    • 
    • Guest
    • August 18, 2009

26. Shifting - No Match in Prior Year

    By KateSmithPA, February 28, 2008
    • 7 replies
    • 2k views
    • 
    • Tom Poje
    • March 3, 2008

27. Trust to Trust transfer delay correction

    By Guest hyper, August 27, 2007
    • 1 reply
    • 2k views
    • 
    • QDROphile
    • August 27, 2007

28. Professional Employer Organizations (PEO's)401(k)Plan

    By Guest EDSAADE, January 14, 1999
    • 1 reply
    • 2k views
    • 
    • Guest
    • January 14, 1999

29. How to define "principal business" for a Code Section 414(m)

    By traveler, January 5, 2001
    • 1 reply
    • 2k views
    • 
    • alanm
    • January 18, 2001

30. profit sharing scenario

    By wsp, August 25, 2006
    • 7 replies
    • 2k views
    • 
    • Guest
    • September 5, 2006

31. 401k plan uses a standardized prototype sponsored by small TPA - requi

    By Guest billy bong, November 5, 1999
    • 1 reply
    • 2k views
    • 
    • Guest
    • November 7, 1999

32. USERRA and 401(k)

    By Guest DAL, August 19, 2003
    • 1 reply
    • 2k views
    • 
    • ccassetty
    • August 19, 2003

33. Safe harbor nonelective contribution & HCE's

    By Guest Melissa Winslow, September 18, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • September 19, 2000

34. ADP Test Lay offs

    By PFranckowiak, February 24, 2010
    • 4 replies
    • 2k views
    • 
    • fiona1
    • March 2, 2010

35. Treatment of Employee for testing purposes while on leave of absence

    By Guest Joanne Davey, January 15, 2004
    • 3 replies
    • 2k views
    • 
    • Guest
    • January 16, 2004

36. Timing issues to start solo 401k for 2004...Please help

    By robbie, December 20, 2004
    • 18 replies
    • 2k views
    • 
    • Bird
    • December 22, 2004

37. Outstanding Checks

    By Guest Chris O'Daniel, September 23, 1999
    • 2 replies
    • 2k views
    • 
    • Guest
    • September 27, 1999

38. Safe Harbor Notice Deadlines for various situations

    By Guest Kelly Igel, December 14, 2001
    • 0 replies
    • 2k views
    • 
    • Guest
    • December 14, 2001

39. Increased Catch-up Limit for ages 60-63

    By austin3515, May 21, 2023
    • 9 replies
    • 2k views
    • 
    • G8Rs
    • May 24, 2023

40. Matching Contribution Allocation Rules

    By Guest jvanheyde, October 11, 2007
    • 8 replies
    • 2k views
    • 
    • Mike Preston
    • October 13, 2007

41. Can associated match not be forfeited if return of excess aggregate co

    By John A, December 13, 1999
    • 3 replies
    • 2k views
    • 
    • MWeddell
    • December 20, 1999

42. Flat Match

    By Guest jetfaninmn, May 9, 2006
    • 3 replies
    • 2k views
    • 
    • ERISAnut
    • May 10, 2006

43. New Comparability Plan

    By Alex Daisy, February 2, 2010
    • 9 replies
    • 2k views
    • 
    • Mike Preston
    • February 5, 2010

44. Spousal consent forgery

    By austin3515, September 2, 2004
    • 3 replies
    • 2k views
    • 
    • E as in ERISA
    • September 2, 2004

45. top heavy exemption or not

    By Gary, May 10, 2012
    • 2 replies
    • 2k views
    • 
    • chc93
    • May 10, 2012

46. Safe Harbor 401(k) and Top Heavy Rules

    By Guest SCUDDESLER, January 21, 2003
    • 2 replies
    • 2k views
    • 
    • kocak
    • January 22, 2003

47. QNEC and integrated plan

    By Guest padmin, November 18, 2004
    • 3 replies
    • 2k views
    • 
    • Tom Poje
    • November 22, 2004

48. Confusion on ADP refunds

    By bzorc, March 1, 2000
    • 1 reply
    • 2k views
    • 
    • Spencer
    • March 1, 2000

49. Matching on a Payroll Basis, and 1,000 Hour Eligibility Requirement

    By Christine Roberts, April 26, 2002
    • 6 replies
    • 2k views
    • 
    • Christine Roberts
    • April 26, 2002

50. Participant communication: nervous Nellies or not?

    By Guest erisafried, May 24, 2005
    • 8 replies
    • 2k views
    • 
    • david rigby
    • May 25, 2005