401(k) Plans

19,321 topics in this forum

1. Amended After Year-end (Top Paid Group)

   By MGOAdmin, March 3, 2015   

   • amend
   • top paid
   • 3 replies
   • 1.8k views
   • 
   • Kevin C
   • March 3, 2015

2. EPCRS Correction / Missed Match

   By austin3515, August 14, 2018
   • 8 replies
   • 1.8k views
   • 
   • RatherBeGolfing
   • August 15, 2018

3. transmitting deferrals late

   By Scuba 401, September 29, 2011
   • 11 replies
   • 1.8k views
   • 
   • austin3515
   • October 1, 2011

4. Employer liability concerns growing for 401(k) plans

   By Guest llerner, February 3, 1999
   • 6 replies
   • 1.8k views
   • 
   • Greg Judd
   • March 9, 1999

5. FT William Plan Docs - Eligibility Expressed in Days

   By austin3515, August 20, 2025
   • 11 replies
   • 1.8k views
   • 
   • austin3515
   • August 21, 2025

6. Top heavy contribution required with LDOY requirement?

   By Guest Christie Banks, March 23, 2001
   • 4 replies
   • 1.8k views
   • 
   • Guest
   • March 23, 2001

7. "ERISA account" funded by another plan fiduciary (not the plan sponsor)

   By Guest carol lee, March 16, 2005
   • 6 replies
   • 1.8k views
   • 
   • david rigby
   • March 17, 2005

8. ADP failure and 415 excess

   By Belgarath, July 27, 2018
   • 3 replies
   • 1.8k views
   • 
   • K2
   • July 27, 2018

9. 401k Loan Default then Repayment

   By Guest jhannifan, July 20, 2001
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • July 23, 2001

10. 415 Amendments - Prototypes

    By austin3515, May 28, 2008
    • 2 replies
    • 1.8k views
    • 
    • austin3515
    • May 29, 2008

11. Eligiblity

    By Guest Kimberly Hlavacek, November 12, 2001
    • 3 replies
    • 1.8k views
    • 
    • Bob R
    • November 13, 2001

12. Minimum coverage testing

    By 7806akp, September 16, 2010
    • 0 replies
    • 1.8k views
    • 
    • 7806akp
    • September 16, 2010

13. Corporate Mergers - 401k plans and testing

    By Guest Kerry, October 20, 1998
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • November 10, 1998

14. Beneficiary forms

    By Guest Chris O'Daniel, September 28, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • September 29, 1999

15. GUST Fees

    By Guest Frank Jackson, August 29, 2001
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • August 30, 2001

16. 404a Participant Disclosures

    By austin3515, June 20, 2012
    • 9 replies
    • 1.8k views
    • 
    • austin3515
    • June 27, 2012

17. Defined Benefit RFP

    By Guest Mike Lanio, March 26, 2003
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • March 26, 2003

18. 401(k) Comittee

    By Guest Benmark, April 25, 2004
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • April 27, 2004

19. Loans remain with provider, or transfer with plan?

    By 401king, January 20, 2010
    • 12 replies
    • 1.8k views
    • 
    • rcline46
    • January 22, 2010

20. Catch-up Eligible

    By Sarah73, October 25, 2022
    • 17 replies
    • 1.8k views
    • 
    • Bri
    • October 27, 2022

21. What type of EIN to get for Solo 401K?

    By GregJ, April 26, 2016
    • 1 reply
    • 1.8k views
    • 
    • Bird
    • April 26, 2016

22. 401(k) Correction

    By Guest moltengater, April 11, 2005
    • 7 replies
    • 1.8k views
    • 
    • Tom Poje
    • April 12, 2005

23. Self Employed to Corporation in mid-year

    By Guest John Sample, March 9, 2001
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • March 11, 2001

24. If an employer makes the 3% QNEC under a safe harbor plan, I understan

    By Guest, October 7, 1999
    • 2 replies
    • 1.8k views
    • 
    • John A
    • October 7, 1999

25. 401k leads

    By Guest Aggie, August 1, 2006
    • 1 reply
    • 1.8k views
    • 
    • GBurns
    • August 2, 2006

26. Who is eligible??

    By smm, May 28, 2002
    • 5 replies
    • 1.8k views
    • 
    • Blinky the 3-eyed Fish
    • May 29, 2002

27. Key Employees - Officer Test

    By Guest CCarter, January 25, 2002
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • January 28, 2002

28. Final 401(k)/401(m) Regulations Amendment

    By Guest ebs24502, September 26, 2006
    • 1 reply
    • 1.8k views
    • 
    • namealreadyinuse
    • September 26, 2006

29. Safe Harbor "Maybe"

    By Guest rslagle224, November 11, 2005
    • 2 replies
    • 1.8k views
    • 
    • Bird
    • November 11, 2005

30. IRS Late notices

    By justanotheradmin, October 22, 2013   

    • 5500
    • 5558
    • (and 1 more)

      Tagged with:

      • 5500
      • 5558
      • 8955-ssa
    • 5 replies
    • 1.8k views
    • 
    • PainPA
    • January 13, 2014

31. Safe Harbor Money Purchase Plan

    By Guest Mbrockway, May 26, 2004
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • May 26, 2004

32. Corrective Amendment - Safe Harbor

    By MGOAdmin, October 7, 2014   

    • Safe harbor
    • amendment
    • (and 1 more)

      Tagged with:

      • Safe harbor
      • amendment
      • corrective
    • 2 replies
    • 1.8k views
    • 
    • MGOAdmin
    • October 7, 2014

33. Payment of Plan Expenses

    By Guest Maddog, April 2, 1999
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • April 9, 1999

34. Spousal Consent w/Distributions

    By Guest TLCPension, June 25, 2003
    • 6 replies
    • 1.8k views
    • 
    • Appleby
    • June 27, 2003

35. Late ADP Refund ?

    By Guest jvandyke, June 28, 2010
    • 1 reply
    • 1.8k views
    • 
    • austin3515
    • June 30, 2010

36. Ineligible Participants Allowed To Defer

    By metsfan026, August 2, 2022
    • 7 replies
    • 1.8k views
    • 
    • Luke Bailey
    • August 4, 2022

37. Testing "Under 21/1 employees" separately in a 401(k) Plan

    By LCARUSI, September 11, 2000
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • September 11, 2000

38. Change of entity and ID #

    By Guest EPS2, May 6, 2008
    • 2 replies
    • 1.8k views
    • 
    • Bird
    • May 6, 2008

39. Refund of excess contributions by the employer

    By Guest HollyT, June 20, 2002
    • 1 reply
    • 1.8k views
    • 
    • mbozek
    • June 20, 2002

40. Deferral Election Forms for Partners

    By 401 Chaos, January 25, 2010
    • 2 replies
    • 1.8k views
    • 
    • MARYMM
    • January 26, 2010

41. Roth 401k Question

    By Guest gfowler, January 17, 2006
    • 3 replies
    • 1.8k views
    • 
    • stephen
    • January 17, 2006

42. Splitting Solo 401(k)

    By Guest hk73, August 23, 2012
    • 4 replies
    • 1.8k views
    • 
    • Bird
    • August 24, 2012

43. Participant loan secured by real property and deemed distributions

    By KJohnson, March 17, 2000
    • 2 replies
    • 1.8k views
    • 
    • KJohnson
    • March 20, 2000

44. automatic cashout violation

    By Guest britneyspears, October 6, 2005
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • October 6, 2005

45. 401k Insurance Policy

    By Guest Kconsultant, July 18, 2002
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • July 18, 2002

46. Failure to contribute SH 3%

    By Brenda Wren, May 26, 2010
    • 8 replies
    • 1.8k views
    • 
    • Guest
    • May 27, 2010

47. Employee Excluded from Deferrals

    By Guest Patkelley007, March 23, 2007
    • 2 replies
    • 1.8k views
    • 
    • masteff
    • March 26, 2007

48. collective trusts

    By fidu, May 29, 2002
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • June 7, 2002

49. Minimum account balances

    By Guest Tom Cummins, July 5, 2001
    • 3 replies
    • 1.8k views
    • 
    • Jed Macy
    • July 7, 2001

50. state tax withholding

    By JKW, May 18, 2010
    • 1 reply
    • 1.8k views
    • 
    • david rigby
    • May 18, 2010