401(k) Plans

19,275 topics in this forum

1. Changing Entry Dates

   By IRA, August 2, 2013
   • 6 replies
   • 1.8k views
   • 
   • austin3515
   • August 2, 2013

2. Transition year for CY/PY testing method

   By Guest SBlack, March 7, 2001
   • 1 reply
   • 1.8k views
   • 
   • wmyer
   • March 7, 2001

3. Blackout Notice - only affects owner

   By 401(k)athryn, July 27, 2018
   • 2 replies
   • 1.8k views
   • 
   • Peter Gulia
   • July 30, 2018

4. 415 violation for S/E

   By Belgarath, May 28
   • 4 replies
   • 1.8k views
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   • Belgarath
   • May 29

5. 401(k) deposited > 15 days after month end; Q 27e & 27f on Form

   By Guest Kelly R, July 21, 1999
   • 4 replies
   • 1.8k views
   • 
   • Guest
   • October 12, 1999

6. 401(k) excess profit sharing contributions

   By Guest paytaxesforusa, December 29, 2007
   • 0 replies
   • 1.8k views
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   • Guest
   • December 29, 2007

7. 401(a)(9)

   By Guest pjb, May 24, 2002
   • 4 replies
   • 1.8k views
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   • Guest
   • May 28, 2002

8. Leased Employee & leasing company can't do pre-tax deferrals

   By Dennis Povloski, April 13, 2010
   • 9 replies
   • 1.8k views
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   • Jim Chad
   • April 14, 2010

9. After-Tax Basis Recovery

   By Guest Frank Jackson, June 5, 2000
   • 1 reply
   • 1.8k views
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   • MWeddell
   • June 8, 2000

10. Closing DB Plan; Prohibited Transaction?

    By Guest halka, October 18, 2001
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • October 19, 2001

11. Permitted Disparity Factor

    By austin3515, December 10, 2008
    • 3 replies
    • 1.8k views
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    • Tom Poje
    • December 11, 2008

12. Deferred Sales Charges in Terminating Plan

    By Guest tbreedlove, March 6, 2006
    • 5 replies
    • 1.8k views
    • 
    • Kirk Maldonado
    • March 9, 2006

13. SPD Distribution

    By Guest benefitsanalyst, August 24, 2004
    • 3 replies
    • 1.8k views
    • 
    • alanm
    • August 30, 2004

14. RMD

    By Nassau, December 1, 2010
    • 1 reply
    • 1.8k views
    • 
    • Lou S.
    • December 1, 2010

15. 1099-R for direct rollover from a Sole prop DB to 401(k) plan

    By AdKu, May 15, 2019
    • 6 replies
    • 1.8k views
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    • justanotheradmin
    • May 21, 2019

16. A sole proprietor (who has employees) is setting up a 401k plan. Any

    By Guest Juracek, December 7, 2000
    • 4 replies
    • 1.8k views
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    • Guest
    • December 19, 2000

17. How to treat employer securities in a 401(k) and ESOP that are combined in the same plan document.

    By katieinny, May 4, 2005
    • 6 replies
    • 1.8k views
    • 
    • katieinny
    • May 5, 2005

18. Safe Harbor Match

    By Sir LB, February 1, 2016
    • 5 replies
    • 1.8k views
    • 
    • BG5150
    • February 2, 2016

19. 401k Plan - must a QDRO be prepared

    By DDB BN, July 18
    • 14 replies
    • 1.8k views
    • 
    • QDROphile
    • July 24

20. Amending Safe Harbor Plans

    By MGOAdmin, January 28, 2014   

    • Amend
    • Safe Harbor
    • 5 replies
    • 1.8k views
    • 
    • Bird
    • January 29, 2014

21. New Employer for Successor Plan Rule

    By Guest philc, August 6, 2002
    • 2 replies
    • 1.8k views
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    • alanm
    • August 15, 2002

22. 15% Excise Tax

    By Guest Giovanni, October 31, 2001
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • November 1, 2001

23. Late Loan Offset

    By 401(k)athryn, April 23, 2019
    • 7 replies
    • 1.8k views
    • 
    • ldr
    • May 3, 2019

24. Independent contractor medical practice

    By R. Butler, November 15, 2017
    • 7 replies
    • 1.8k views
    • 
    • Belgarath
    • November 17, 2017

25. Form 5500 (item #8a)

    By Guest Giovanni, July 9, 2004
    • 6 replies
    • 1.8k views
    • 
    • pmacduff
    • July 13, 2004

26. HCE Deferral Never Contributed

    By DP, September 8, 2003
    • 12 replies
    • 1.8k views
    • 
    • E as in ERISA
    • September 10, 2003

27. Affiliated Service Group Rules

    By Guest CSTS, December 14, 2004
    • 1 reply
    • 1.8k views
    • 
    • GBurns
    • December 14, 2004

28. Rollover transactions

    By Guest brookdalestsa, October 28, 1998
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • October 28, 1998

29. SPD Amendment For Window?

    By ERISA-Bubs, October 9, 2012
    • 3 replies
    • 1.8k views
    • 
    • John Feldt ERPA CPC QPA
    • October 10, 2012

30. A participant with an outstanding loan files for bankruptcy and the pl

    By k man, March 31, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • October 13, 2000

31. Can anyone help interpret a PPD/Corbel regional prototype as to what t

    By John A, April 14, 2000
    • 2 replies
    • 1.8k views
    • 
    • John A
    • May 1, 2000

32. Super fascninating question - Owners Child is an LTPT

    By austin3515, March 6, 2024
    • 11 replies
    • 1.8k views
    • 
    • austin3515
    • March 8, 2024

33. 401K taking a massive beating due to no job...

    By Guest bill545, March 2, 2006
    • 3 replies
    • 1.8k views
    • 
    • E as in ERISA
    • March 2, 2006

34. Partial Plan Termination and Rehires

    By Gruegen, August 18, 2020
    • 3 replies
    • 1.8k views
    • 
    • Dave Baker
    • August 20, 2020

35. When can a plan be amended to exclude HCEs from a profit sharing contr

    By John A, September 14, 2000
    • 1 reply
    • 1.8k views
    • 
    • rcline46
    • September 15, 2000

36. Failure to make profit sharing contribution.

    By ErisaGeek, February 18, 2004
    • 5 replies
    • 1.8k views
    • 
    • J2D2
    • February 19, 2004

37. Who prepares investment materials for statement paks?

    By Guest FREE401k, July 2, 2002
    • 14 replies
    • 1.8k views
    • 
    • mbozek
    • July 7, 2002

38. Minimim Deferral contribution

    By Guest PRafferty, January 25, 2002
    • 4 replies
    • 1.8k views
    • 
    • jaemmons
    • January 28, 2002

39. Top Heavy 401k Plan

    By DP, June 14, 2000
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • June 21, 2000

40. 1/2% owner for key employee

    By Guest Traci, December 5, 2000
    • 4 replies
    • 1.8k views
    • 
    • R. Butler
    • December 6, 2000

41. Using Prior Year testing in First Plan Year

    By Guest JeffRed, November 18, 2010
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • November 18, 2010

42. Effects of a change in partnership on a 401(k) plan

    By Guest Pat Metallic, April 24, 2001
    • 1 reply
    • 1.8k views
    • 
    • BeckyMiller
    • May 9, 2001

43. Pre-Tax or Roth Deferrals but not both

    By pensionam, November 8, 2018
    • 15 replies
    • 1.8k views
    • 
    • thepensionmaven
    • November 13, 2018

44. moving money out of a plan

    By Santo Gold, June 30, 2009
    • 7 replies
    • 1.8k views
    • 
    • Guest
    • July 1, 2009

45. Year of Service with rehires

    By Nate X, December 15, 2005
    • 3 replies
    • 1.8k views
    • 
    • WDIK
    • December 15, 2005

46. Application of 401(a)(17) Compensation Limit to After-Tax Contributions

    By rocknrolls2, February 11, 2006
    • 0 replies
    • 1.8k views
    • 
    • rocknrolls2
    • February 11, 2006

47. Comp used for a Safe Harbor Plan

    By austin3515, June 29, 2018
    • 10 replies
    • 1.8k views
    • 
    • Kevin C
    • July 2, 2018

48. Embezzlement from corporation/plan sponsor by participant; any recourse for the plan sponsor?

    By Guest ELS, October 2, 2003
    • 8 replies
    • 1.8k views
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    • Belgarath
    • October 6, 2003

49. Can someone clarify?

    By Guest jhilliard, April 13, 2004
    • 7 replies
    • 1.8k views
    • 
    • david rigby
    • April 15, 2004

50. Use top-hat NQDCP elective deferrals in 401(k) plan definition of comp

    By card, December 8, 2000
    • 0 replies
    • 1.8k views
    • 
    • card
    • December 8, 2000