401(k) Plans

19,321 topics in this forum

1. ERISA 3(21)(A)(ii) Fiduciary Participant Advice

   By Guest RJ20, March 10, 2011
   • 0 replies
   • 2.1k views
   • 
   • Guest
   • March 10, 2011

2. ERISA 3(38) - Issues With Service Agreement

   By D.J. Simonetti, March 6, 2021
   • 4 replies
   • 683 views
   • 
   • RatherBeGolfing
   • March 9, 2021

3. ERISA 404(c) - Investment Information: Make Available vs. Actually De

   By Guest EMC, February 13, 2001
   • 21 replies
   • 4.1k views
   • 
   • k man
   • May 31, 2001

4. ERISA 404(c) compliance

   By PLAN MAN, September 14, 2006
   • 0 replies
   • 1.3k views
   • 
   • PLAN MAN
   • September 14, 2006

5. ERISA 404(c) disclosures and white-label funds

   By SavingsRUS, August 25, 2015
   • 4 replies
   • 1.9k views
   • 
   • SavingsRUS
   • August 25, 2015

6. Erisa Bond

   By PFranckowiak, June 23, 2008
   • 4 replies
   • 1.8k views
   • 
   • Kimberly S
   • June 24, 2008

7. ERISA BOND

   By Guest Serena, August 4, 2010
   • 2 replies
   • 1.3k views
   • 
   • Guest
   • August 4, 2010

8. ERISA Bond - owners of an S Corp

   By Tom, July 5, 2023
   • 2 replies
   • 649 views
   • 
   • EBP
   • July 6, 2023

9. ERISA Bond Amount

   By Gadgetfreak, July 19, 2017
   • 2 replies
   • 560 views
   • 
   • 401_noob
   • July 19, 2017

10. Erisa Bond for 401k plan

    By Guest kittykat, January 20, 2011
    • 2 replies
    • 1.7k views
    • 
    • GMK
    • January 20, 2011

11. ERISA Bond for PEPs

    By Keith Lowery, November 6, 2023
    • 4 replies
    • 1.1k views
    • 
    • Peter Gulia
    • November 7, 2023

12. ERisa Bond Requirement - ER STock

    By PFranckowiak, August 23, 2010
    • 1 reply
    • 1.7k views
    • 
    • Nate X
    • August 27, 2010

13. ERISA Bond, Best Practices

    By Bruce1, October 8, 2024
    • 4 replies
    • 638 views
    • 
    • Gina Alsdorf
    • October 9, 2024

14. ERISA compliance requirements for school district (public agency) 401(a) or 401(k) plans

    By Guest Gary C, April 5, 2005
    • 4 replies
    • 2.9k views
    • 
    • mbozek
    • April 6, 2005

15. ERISA Expense Account - Allocation to Participants

    By 401klubkid, June 30, 2017
    • 10 replies
    • 5.5k views
    • 
    • RatherBeGolfing
    • July 3, 2017

16. ERISA Exposure for Issuing Beneficiary Form?

    By pog, August 3, 2015
    • 11 replies
    • 2.3k views
    • 
    • ESOP Guy
    • August 4, 2015

17. ERISA investment requirements

    By fidu, October 24, 2002
    • 15 replies
    • 4.2k views
    • 
    • E as in ERISA
    • October 28, 2002

18. ERISA issues

    By fidu, August 26, 2002
    • 5 replies
    • 1.7k views
    • 
    • fidu
    • August 27, 2002

19. ERISA notification on change in structure of company match.

    By Guest JACarroll, November 8, 2000
    • 1 reply
    • 2k views
    • 
    • stephen
    • November 9, 2000

20. ERISA Outline Book

    By austin3515, February 27, 2015
    • 2 replies
    • 1.5k views
    • 
    • akern
    • February 27, 2015

21. ERISA Outline Book Qrtly Update

    By blue, March 1, 2007
    • 8 replies
    • 1.6k views
    • 
    • Don Levit
    • March 2, 2007

22. ERISA Paper Topic

    By Guest edelain, October 18, 2006
    • 5 replies
    • 1.5k views
    • 
    • Guest
    • October 19, 2006

23. ERISA plan document disclosure to former participant

    By 30Rock, April 21, 2025
    • 6 replies
    • 2.5k views
    • 
    • 30Rock
    • April 22, 2025

24. ERISA Plan Expense Account

    By 401(k)athryn, December 11, 2020
    • 12 replies
    • 4.5k views
    • 
    • Peter Gulia
    • March 14, 2024

25. ERISA plans buying bonds

    By fidu, August 5, 2002
    • 3 replies
    • 2.2k views
    • 
    • fidu
    • August 8, 2002

26. ERISA plans purchasing options/futures

    By Guest Fidu2, April 3, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • April 3, 2003

27. ERISA Pre-emption where participant murders spouse

    By TamB, March 21, 2017   

    • erisa
    • murder
    • (and 1 more)

      Tagged with:

      • erisa
      • murder
      • non-participant
    • 11 replies
    • 2.9k views
    • 
    • david rigby
    • March 1, 2019

28. ERISA Preemption

    By austin3515, September 29, 2014
    • 14 replies
    • 2.1k views
    • 
    • GMK
    • September 30, 2014

29. ERISA Preemption of State Legislation Prohibiting Investments tied to Chinese/Foreign Adversaries

    By ERISAQuestions1234, April 10, 2025
    • 1 reply
    • 633 views
    • 
    • Peter Gulia
    • April 10, 2025

30. ERISA prohibition against free riding

    By fidu, July 31, 2002
    • 8 replies
    • 2.3k views
    • 
    • mbozek
    • September 16, 2002

31. ERISA Recapture Accounts

    By austin3515, July 3, 2013
    • 1 reply
    • 2.7k views
    • 
    • austin3515
    • July 3, 2013

32. ERISA, IRS and DOL Regulations?

    By Jilliandiz, September 23, 2005
    • 4 replies
    • 2.2k views
    • 
    • E as in ERISA
    • September 26, 2005

33. ERPA Exam Sample Test Question

    By Dennis Povloski, February 14, 2010
    • 12 replies
    • 4.1k views
    • 
    • D Lewis
    • June 1, 2010

34. ERPA Important?

    By austin3515, December 16, 2010
    • 10 replies
    • 2k views
    • 
    • Jim Chad
    • December 22, 2010

35. ERPA on the Cheap?

    By austin3515, December 15, 2010
    • 1 reply
    • 914 views
    • 
    • david rigby
    • December 16, 2010

36. ERPA TEST

    By KTB, January 3, 2012
    • 9 replies
    • 2.1k views
    • 
    • KTB
    • January 20, 2012

37. Erroneous Automatic Contributions

    By Guest Astro, September 13, 2007
    • 2 replies
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • September 13, 2007

38. Erroneous Contributions to Terminated Plan

    By Susan S., March 7, 2014
    • 6 replies
    • 1.5k views
    • 
    • BG5150
    • March 10, 2014

39. Erroneous Early Entry of Employee

    By Jay3, February 13, 2009
    • 1 reply
    • 1.1k views
    • 
    • J Simmons
    • February 13, 2009

40. Erroneous exclusion of partipant to plan correction calculations

    By ZVBXRPL, September 10, 2021
    • 1 reply
    • 634 views
    • 
    • Mike Preston
    • September 10, 2021

41. Erroneous profit sharing funding correction

    By Tom, February 16, 2025
    • 5 replies
    • 974 views
    • 
    • David Schultz
    • February 18, 2025

42. Error Found by Auditor

    By khn, September 16, 2020
    • 5 replies
    • 969 views
    • 
    • khn
    • September 17, 2020

43. Error in Administrating Loan Rate

    By KCoursey, August 11, 2015
    • 6 replies
    • 1.3k views
    • 
    • Briandfox
    • August 12, 2015

44. Error on Match Calc

    By Spencer, August 18, 2011
    • 4 replies
    • 1.2k views
    • 
    • Spencer
    • August 23, 2011

45. Error with Compensation definition - how to fix?

    By MD-Benefits Guy, September 24, 2025
    • 1 reply
    • 1.5k views
    • 
    • Artie M
    • September 24, 2025

46. ERs lifting company stock restrictions?

    By Guest dmj1998, March 26, 2002
    • 1 reply
    • 1.5k views
    • 
    • k man
    • October 22, 2003

47. escalation, auto-escalation, auto enrollment, ACA, automatic contribution arrangement

    By LANDO, June 3, 2015   

    • automatic escalation
    • aca
    • (and 1 more)

      Tagged with:

      • automatic escalation
      • aca
      • auto enrollment
    • 6 replies
    • 3.5k views
    • 
    • LANDO
    • March 2, 2016

48. Escaping a PEP and establishing a new single-Employer 401(k) plan

    By 415 Limit, February 21, 2023
    • 0 replies
    • 485 views
    • 
    • 415 Limit
    • February 21, 2023

49. Escheating Money To The State For Lost Participant

    By Guest Maloneyl, September 30, 1998
    • 1 reply
    • 5k views
    • 
    • Guest
    • October 5, 1998

50. Escrow Payments

    By ERISA-Bubs, October 2, 2019
    • 1 reply
    • 573 views
    • 
    • Larry Starr
    • October 3, 2019