401(k) Plans

19,321 topics in this forum

1. Failure to notify employee of 401K eligibility

   By Guest mission444, November 10, 2012
   • 4 replies
   • 17.2k views
   • 
   • Recartuck
   • December 14, 2016

2. Failure to notify employees of 401k plan's Entry Dates

   By Guest mmacer, January 22, 2002
   • 2 replies
   • 2.3k views
   • 
   • david rigby
   • January 22, 2002

3. Failure to obtain proper Distrib. Elections and Consents

   By Earl, December 21, 2000
   • 6 replies
   • 1.6k views
   • 
   • david rigby
   • December 24, 2000

4. Failure to Offer Enrollment to Eligible Employees

   By Guest Buzzman, July 16, 2008
   • 3 replies
   • 1.5k views
   • 
   • Guest
   • July 16, 2008

5. Failure to process plan enrollment form

   By Guest ncterp, July 27, 2006
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • July 27, 2006

6. Failure to provide auto enroll notice

   By SadieJane, July 24, 2019
   • 1 reply
   • 1.9k views
   • 
   • Belgarath
   • July 24, 2019

7. Failure to provide deferral opportunity

   By Guest ebgroup, June 17, 2010
   • 1 reply
   • 944 views
   • 
   • Guest
   • June 17, 2010

8. Failure to provide safe harbor notice

   By Guest VAP, November 29, 2000
   • 1 reply
   • 2k views
   • 
   • Alf
   • December 4, 2000

9. Failure to provide timely blackout notice

   By Guest IRISH79, January 10, 2007
   • 0 replies
   • 1.8k views
   • 
   • Guest
   • January 10, 2007

10. Failure to report late deposits, failure to file 5330

    By LMK TPA, August 7, 2024
    • 3 replies
    • 1.3k views
    • 
    • Ilene Ferenczy
    • August 9, 2024

11. Failure to send safe harbor notice prior to beginning of plan year

    By Guest pongo, July 6, 2005
    • 4 replies
    • 2k views
    • 
    • Tom Poje
    • July 7, 2005

12. Failure to stop deducting 401(k) deferrals

    By alexa, September 15, 2017
    • 1 reply
    • 1.1k views
    • 
    • Belgarath
    • September 15, 2017

13. failure to stop withholding

    By WCC, September 18, 2017
    • 14 replies
    • 2.5k views
    • 
    • TPAJake
    • September 22, 2017

14. Failure to suspend deferrals after hardship

    By Guest Rebel TPA, March 14, 2011
    • 3 replies
    • 2k views
    • 
    • Guest
    • March 15, 2011

15. Failure to suspend deferrals following hardship withdrawal

    By Belgarath, September 13, 2006
    • 6 replies
    • 2.9k views
    • 
    • Zoey
    • August 15, 2009

16. Failure to timely adopt MRD amendment

    By JWK, September 11, 2007
    • 0 replies
    • 1.4k views
    • 
    • JWK
    • September 11, 2007

17. Failure to Timely Adopt Proposed Amendments Per IRS Determination Letter

    By 401 Chaos, February 16, 2009
    • 0 replies
    • 1.7k views
    • 
    • 401 Chaos
    • February 16, 2009

18. Failure to Timely Remit Salary Deferrals to Plan

    By Guest Sheila S, February 9, 2000
    • 6 replies
    • 2.5k views
    • 
    • imchipbrown
    • February 11, 2000

19. Failure To Update Change In Elective Deferral

    By Guest jmlumpkin, July 22, 2004
    • 11 replies
    • 4.7k views
    • 
    • mschwechter
    • July 28, 2004

20. Failure to Withhold 20%

    By goldtpa, May 28, 2004
    • 4 replies
    • 4.1k views
    • 
    • alanm
    • May 28, 2004

21. Failure to withhold 20% on distribution from 401k plan

    By Pammie57, December 21, 2017
    • 7 replies
    • 4.4k views
    • 
    • Kristina
    • December 26, 2017

22. Failure to withhold 401(k)

    By Guest cosmo01, April 28, 2004
    • 6 replies
    • 2k views
    • 
    • Earl
    • May 1, 2004

23. Failure to Withhold Deferrals from Bonuses

    By cheersmate, December 16, 2019   

    • missed deferrals
    • special elections
    • (and 1 more)

      Tagged with:

      • missed deferrals
      • special elections
      • correction of missed deferrals
    • 2 replies
    • 786 views
    • 
    • cheersmate
    • December 17, 2019

24. Failure to Withhold Elected Deferral

    By oriecat, June 3, 2010
    • 6 replies
    • 1.6k views
    • 
    • oriecat
    • June 3, 2010

25. Failure under 410(b) Nondiscrimination Testing

    By holdco, September 27, 2012
    • 3 replies
    • 2.1k views
    • 
    • holdco
    • September 28, 2012

26. Fair allocation formula

    By Guest latwz, March 22, 2006
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • March 23, 2006

27. Fair Market Value every year for EZ filers?

    By Brenda Wren, August 15, 2024
    • 3 replies
    • 583 views
    • 
    • CuseFan
    • August 16, 2024

28. Family and ownership attribution

    By Pammie57, January 31, 2019
    • 3 replies
    • 3k views
    • 
    • Larry Starr
    • February 5, 2019

29. Family Aggregation Rule

    By Ahuntingus, January 7, 2022
    • 6 replies
    • 1.4k views
    • 
    • Luke Bailey
    • January 12, 2022

30. family attribution

    By Guest kan, November 13, 2001
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • November 13, 2001

31. family attribution

    By Guest ROB VIDOVICH, May 31, 2001
    • 1 reply
    • 1.8k views
    • 
    • R. Butler
    • May 31, 2001

32. family attribution

    By pmacduff, April 22, 2014
    • 7 replies
    • 1.6k views
    • 
    • BG5150
    • April 24, 2014

33. Family Attribution

    By Guest RS182, June 4, 2009
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • June 4, 2009

34. Family Attribution

    By Tom, May 2, 2018
    • 2 replies
    • 620 views
    • 
    • imchipbrown
    • May 2, 2018

35. Family Attribution - Owner elects out of plan

    By jmartin, September 18, 2012
    • 2 replies
    • 948 views
    • 
    • BG5150
    • September 18, 2012

36. Family Attribution - related to eligibility for Match

    By Guest crosseyetester, October 26, 2006
    • 1 reply
    • 1.1k views
    • 
    • Tom Poje
    • October 27, 2006

37. Family Attribution and Step Children

    By Guest Thornton, April 27, 1999
    • 2 replies
    • 3.4k views
    • 
    • Guest
    • April 28, 1999

38. Family attribution apply in Top Paid Group election?

    By kwalified, November 12, 2012
    • 8 replies
    • 3.4k views
    • 
    • BG5150
    • November 13, 2012

39. Family attribution causes 3%-owner husband and 3%-owner wife to be a 6

    By Guest ANNEBV, November 6, 2000
    • 2 replies
    • 1.7k views
    • 
    • Alf
    • November 6, 2000

40. Family attribution for HCE's?

    By Guest 410b, June 16, 2010
    • 2 replies
    • 1.7k views
    • 
    • BG5150
    • June 16, 2010

41. Family Attribution Rule

    By Guest rmyoung, February 3, 2003
    • 1 reply
    • 1.9k views
    • 
    • Tom Poje
    • February 4, 2003

42. Family Attribution Rules

    By Guest rmyoung, November 13, 2002
    • 3 replies
    • 2.3k views
    • 
    • R. Butler
    • November 13, 2002

43. Family Attribution Rules

    By Guest AP, March 2, 1999
    • 1 reply
    • 7.1k views
    • 
    • david shipp
    • March 2, 1999

44. Family Attribution Rules - Grandkids

    By metsfan026, August 31, 2022
    • 5 replies
    • 2.5k views
    • 
    • ESOP Guy
    • September 1, 2022

45. Family Attribution rules for Trust Beneficiary

    By NW529, January 3, 2020   

    • 401k
    • top heavy
    • (and 4 more)

      Tagged with:

      • 401k
      • top heavy
      • key employee
      • key top heavy
      • attribution rules
      • trust
    • 1 reply
    • 859 views
    • 
    • Luke Bailey
    • January 6, 2020

46. Family Attribution w/ Trust - Adult Son

    By jmartin, July 25, 2013
    • 1 reply
    • 1.7k views
    • 
    • ETA Consulting LLC
    • July 25, 2013

47. Family Attribution-grandchild

    By Guest lindamichals, January 15, 2003
    • 6 replies
    • 3.4k views
    • 
    • Blinky the 3-eyed Fish
    • January 16, 2003

48. Family member?

    By Guest yukon, July 29, 2005
    • 3 replies
    • 1.1k views
    • 
    • R. Butler
    • July 29, 2005

49. Farmer John the Sole Proprietor

    By Guest Donkey Kong, May 7, 2002
    • 2 replies
    • 1.7k views
    • 
    • GBurns
    • May 11, 2002

50. Farmer's Cooperatives Sponsoring 401(k) Plans

    By Guest stan, April 30, 2001
    • 4 replies
    • 2k views
    • 
    • Guest
    • May 14, 2001