401(k) Plans

19,321 topics in this forum

1. FIDUCIARY/ERISA lawsuits related to ESOPS and LESOPS

   By fidu, February 7, 2002
   • 0 replies
   • 1.3k views
   • 
   • fidu
   • February 7, 2002

2. Fighting for a better 401(k)....

   By Guest blltnyc, July 18, 2001
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • July 18, 2001

3. Figuring out Earnings

   By geunwyvar1978, October 27, 2016
   • 10 replies
   • 954 views
   • 
   • ESOP Guy
   • October 31, 2016

4. File Retention

   By Guest bernverd, June 5, 2008
   • 13 replies
   • 2.8k views
   • 
   • Guest
   • June 25, 2008

5. Filed 5500-SF instead of 5500-EZ for several years – can I switch?

   By user12, January 4, 2024
   • 2 replies
   • 1.8k views
   • 
   • user12
   • January 9, 2024

6. Filed for penalty relief for failure to file 5500 years 2013-2020 . IRS says 2013-2015 not eligible for relief ?

   By supernole, December 20, 2022
   • 8 replies
   • 1.4k views
   • 
   • supernole
   • September 16, 2023

7. Filed Form 5558 and now we determine 5500 is not required

   By ESI2015, October 31, 2019
   • 5 replies
   • 2k views
   • 
   • Larry Starr
   • October 31, 2019

8. Filing Claim for Refund of PT Excise Tax?

   By Guest ggbrock, September 16, 2008
   • 0 replies
   • 921 views
   • 
   • Guest
   • September 16, 2008

9. Filing for Determination Letter

   By Guest Thornton, March 1, 2007
   • 1 reply
   • 1.1k views
   • 
   • WDIK
   • March 1, 2007

10. Filing Form 5330 with Different Fiscal Year than Calendar Year

    By Guest nickyj8, June 15, 2004
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • June 15, 2004

11. Filing Requirement for Excess Contributions

    By billfgrady, September 16, 2003
    • 1 reply
    • 1.1k views
    • 
    • Blinky the 3-eyed Fish
    • September 16, 2003

12. FIN for a sole proprietorship

    By KevinMc, November 20, 2014
    • 5 replies
    • 1.6k views
    • 
    • movedon
    • November 20, 2014

13. Final 401(k) 401(m) Amendments

    By Guest bouncingsoul, May 9, 2008
    • 1 reply
    • 1.1k views
    • 
    • Jim Chad
    • May 9, 2008

14. Final 401(k) amendment for terminated plans

    By AlbanyConsultant, December 8, 2006
    • 1 reply
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • December 8, 2006

15. final 401(k) regs

    By Tom Poje, January 24, 2005
    • 1 reply
    • 1.4k views
    • 
    • jaemmons
    • January 25, 2005

16. final 401(k) regs -- plan doc

    By Guest britneyspears, June 16, 2005
    • 8 replies
    • 2.1k views
    • 
    • sloble@crowleyfleck.com
    • October 3, 2005

17. Final 401(k) regs and termination of safe harbor plan

    By Lori Foresz, March 10, 2005
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • March 10, 2005

18. Final 401(k) Regs. and Gap Earnings

    By Guest M. Martin, January 26, 2006
    • 4 replies
    • 2.2k views
    • 
    • Archimage
    • February 2, 2006

19. Final 401(k)/401(m) Regulations Amendment

    By Guest ebs24502, September 26, 2006
    • 1 reply
    • 1.8k views
    • 
    • namealreadyinuse
    • September 26, 2006

20. Final 401k amendment due date

    By rlb64, March 13, 2007
    • 1 reply
    • 1.7k views
    • 
    • Tom Poje
    • March 13, 2007

21. Final 415 Regs' Post-Severance Comp -

    By rocknrolls2, February 15, 2008
    • 3 replies
    • 1.8k views
    • 
    • ak2ary
    • February 18, 2008

22. Final 415 Regulations

    By Guest Astro, December 3, 2007
    • 1 reply
    • 1.2k views
    • 
    • BG5150
    • December 4, 2007

23. Final 5500

    By Guest jefe96, October 31, 2005
    • 7 replies
    • 1.9k views
    • 
    • E as in ERISA
    • November 2, 2005

24. Final 5500 after entire solo 401k rolled over into SEP IRA

    By NJ Harrington, February 24, 2022
    • 1 reply
    • 429 views
    • 
    • Bri
    • February 24, 2022

25. Final 5500 after entire solo 401k rolled over into SEP IRA

    By NJ Harrington, February 24, 2022
    • 4 replies
    • 789 views
    • 
    • Bird
    • February 25, 2022

26. Final 5500 for merged plans

    By Guest Laura A, November 4, 1998
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • November 7, 1998

27. Final 5500 for terminated large plan

    By Pammie57, April 5, 2022
    • 5 replies
    • 886 views
    • 
    • CuseFan
    • April 6, 2022

28. Final 5500-SF

    By Ahuntingus, June 1, 2020
    • 2 replies
    • 649 views
    • 
    • Ahuntingus
    • June 1, 2020

29. Final ADP Test - Terminating Plan

    By austin3515, September 17, 2010
    • 2 replies
    • 1.1k views
    • 
    • 12AX7
    • September 17, 2010

30. Final Catch Up Regulations in IRS Bulletin # 37

    By jevd, September 23, 2003
    • 0 replies
    • 1k views
    • 
    • jevd
    • September 23, 2003

31. Final Loan Regs

    By Guest lforesz, December 4, 2002
    • 11 replies
    • 1.9k views
    • 
    • E as in ERISA
    • March 5, 2003

32. final plan year (short plan year) where the assets are distributed; amendment required?thanks!

    By Guest hog4you2, December 14, 2004
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • December 22, 2004

33. Final regs - automatic enrollment

    By Tom Poje, February 23, 2009
    • 0 replies
    • 1k views
    • 
    • Tom Poje
    • February 23, 2009

34. final regs - eliminating 3% safe harbor during the year

    By Tom Poje, November 15, 2013
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • November 18, 2013

35. Final regs clarification

    By LIBERTYKID, August 28, 2006
    • 2 replies
    • 1.5k views
    • 
    • jpod
    • August 28, 2006

36. Final regs say deferrals are treated as Employer contributions under IRC 404 - ? Also need help finding certain provisions in final regs.

    By Guest LMalone, July 28, 2005
    • 2 replies
    • 1.3k views
    • 
    • Tom Poje
    • July 29, 2005

37. Financial Advice - who can be billed for this service?

    By Guest jhilliard, January 14, 2004
    • 8 replies
    • 2.3k views
    • 
    • Guest
    • January 26, 2004

38. financial advisor buys their client... and is still getting paid

    By AlbanyConsultant, December 22, 2025
    • 1 reply
    • 567 views
    • 
    • Peter Gulia
    • December 23, 2025

39. Financial Advisor requirement

    By wsp, June 15, 2006
    • 7 replies
    • 1.6k views
    • 
    • Guest
    • June 20, 2006

40. Financial Advisory Firms Own 401k Plan

    By austin3515, August 19, 2015
    • 3 replies
    • 1.5k views
    • 
    • Peter Gulia
    • August 20, 2015

41. financial audit and multiple ER plan

    By PensionNewbee, April 7, 2003
    • 4 replies
    • 1.3k views
    • 
    • PensionNewbee
    • April 7, 2003

42. Financial forecasts for participants

    By Guest Marc Brousseau, September 30, 1998
    • 0 replies
    • 4.2k views
    • 
    • Guest
    • September 30, 1998

43. Financial hardship exists (safe harbor definition) even if participant

    By Guest hank, June 28, 2000
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • July 22, 2002

44. financial statement presentation of depreciation in investments

    By Guest l balmer, September 12, 2002
    • 4 replies
    • 1.8k views
    • 
    • Guest
    • September 15, 2002

45. Find a participant

    By Guest Alwaysthinking, January 16, 2004
    • 7 replies
    • 1.8k views
    • 
    • Brian Gallagher
    • October 26, 2004

46. Finding a TPA firm in upstate NY

    By Guest bmw, November 2, 2002
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • November 21, 2002

47. Finding Legislation on the Web

    By Guest CCarter, July 9, 2002
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • July 9, 2002

48. Finding Missing Participants

    By Guest CarolynA, November 8, 2012
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • November 9, 2012

49. finding which 1099's involve Roth so they can be coed correctly

    By Jim Chad, December 24, 2010
    • 0 replies
    • 760 views
    • 
    • Jim Chad
    • December 24, 2010

50. FIRE System

    By Guest Sara H, October 15, 2013   

    • 8955-SSA
    • fire.irs.gov
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • October 15, 2013