401(k) Plans

19,275 topics in this forum

1. State-mandated pension contributions

   By lexi, March 21, 2007
   • 4 replies
   • 1.6k views
   • 
   • masteff
   • April 16, 2007

2. Recordkeeper Error - is my company on the hook?

   By Guest Wappaus, August 16, 2007
   • 3 replies
   • 1.6k views
   • 
   • Guest
   • August 22, 2007

3. SMM for Amendment to Change Corp Trustee

   By austin3515, January 5, 2022
   • 11 replies
   • 1.6k views
   • 
   • austin3515
   • January 5, 2022

4. Is K1 Partner an Employee for Testing Purposes

   By Rich L. Mayer, May 5, 2010
   • 2 replies
   • 1.6k views
   • 
   • austin3515
   • May 5, 2010

5. True-up for Partners in a Safe Harbor Plan

   By Guest ERISAcatNraleigh, December 16, 2003
   • 4 replies
   • 1.6k views
   • 
   • RCK
   • December 16, 2003

6. Safe Harbor Match Definition -

   By Guest SCritchfield, December 12, 2002
   • 1 reply
   • 1.6k views
   • 
   • Tom Poje
   • December 13, 2002

7. Independent Contractor

   By ERISA25, January 30, 2013
   • 2 replies
   • 1.6k views
   • 
   • QDROphile
   • January 30, 2013

8. Form 5330 for late deferral deposits

   By doombuggy, April 26, 2011
   • 1 reply
   • 1.6k views
   • 
   • ESOP Guy
   • April 26, 2011

9. Match (yet to be made) and ACP Failure

   By Gadgetfreak, February 2, 2014   

   • Match
   • ACP
   • (and 1 more)

     Tagged with:

     • Match
     • ACP
     • Fail
   • 3 replies
   • 1.6k views
   • 
   • 12AX7
   • February 3, 2014

10. 401(k) Prohibited Transaction

    By Guest Paul Hinderegger, March 25, 1999
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • March 25, 1999

11. What is the basic difference between Related Employers & Multiple Employer Plan?

    By stephen20, October 13, 2021
    • 3 replies
    • 1.6k views
    • 
    • QDROphile
    • October 15, 2021

12. Eligible Investment Advice Arrangement

    By PLAN MAN, April 13, 2007
    • 2 replies
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • May 16, 2007

13. Safe Harbor Notice, client wants to stop the plan.

    By Guest JPAdmin, February 5, 2002
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • February 6, 2002

14. Excess Contribution Reporting

    By Guest hruser, February 25, 2004
    • 1 reply
    • 1.6k views
    • 
    • Harwood
    • February 25, 2004

15. Collectively bargained employees in 401(k) plan

    By jlea, April 21, 2008
    • 1 reply
    • 1.6k views
    • 
    • QDROphile
    • April 21, 2008

16. Valuation Date for Stock Contributions

    By Jon Chambers, April 21, 1999
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • April 21, 1999

17. Brokerage commission discrimination issues

    By MoJo, January 8, 2001
    • 4 replies
    • 1.6k views
    • 
    • Erik Read
    • January 9, 2001

18. Notice to Interested Parties

    By Guest JWB19, January 11, 2010
    • 6 replies
    • 1.6k views
    • 
    • Guest
    • January 19, 2010

19. Multiple Employer Trusts (MET)

    By andi2008, July 8, 2016   

    • MET
    • Multiple Employer Trusts
    • 5 replies
    • 1.6k views
    • 
    • Mike Preston
    • July 19, 2016

20. Who is NOT a covered service provider?

    By Peter Gulia, June 6, 2011
    • 3 replies
    • 1.6k views
    • 
    • Peter Gulia
    • June 7, 2011

21. Hardship Distribution and DIVORCE

    By 52626, August 19, 2013
    • 4 replies
    • 1.6k views
    • 
    • QDROphile
    • August 19, 2013

22. Switch to SIMPLE 401(k)

    By R. Butler, January 17, 2001
    • 1 reply
    • 1.6k views
    • 
    • wmyer
    • January 17, 2001

23. Participant Loan Payroll Deductions

    By austin3515, August 9, 2005
    • 1 reply
    • 1.6k views
    • 
    • buckaroo
    • August 11, 2005

24. Top Heavy plan with Safe Harbor Match and New Comparability Profit Sharing

    By AS TPA, April 3, 2019
    • 9 replies
    • 1.6k views
    • 
    • Tom Poje
    • April 4, 2019

25. Forced distributions

    By Guest jetfaninmn, June 1, 2005
    • 2 replies
    • 1.6k views
    • 
    • Belgarath
    • June 1, 2005

26. Discussion with Author of 98-52 (Safe Harbor 401k)

    By Guest John Smith, November 13, 1998
    • 4 replies
    • 1.6k views
    • 
    • SoCalActuary
    • September 23, 1999

27. Amending Eligibility for Safe Harbor 401(k)

    By Guest ebailey, April 28, 2009
    • 1 reply
    • 1.6k views
    • 
    • cdavis25
    • April 29, 2009

28. SHNE plus non-vested PS

    By ombskid, April 23, 2020
    • 5 replies
    • 1.6k views
    • 
    • Mike Preston
    • April 23, 2020

29. Failed ADP TEST - HCE who is due refund is terminated and rollover $$$ over

    By Pammie57, February 17, 2016
    • 1 reply
    • 1.6k views
    • 
    • Lou S.
    • February 17, 2016

30. prohibited transaction???

    By fidu, July 12, 2002
    • 4 replies
    • 1.6k views
    • 
    • fidu
    • July 16, 2002

31. bottom up qnec

    By Guest youngt, September 27, 1999
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • September 27, 1999

32. Failure to Withhold Elected Deferral

    By oriecat, June 3, 2010
    • 6 replies
    • 1.6k views
    • 
    • oriecat
    • June 3, 2010

33. Available Loan Amount with Multiple Loans

    By Guest ROB VIDOVICH, June 9, 2003
    • 3 replies
    • 1.6k views
    • 
    • QDROphile
    • June 9, 2003

34. Asset-Based Fees for Participants

    By Guest btooz, January 21, 2003
    • 1 reply
    • 1.6k views
    • 
    • mbozek
    • January 21, 2003

35. No record of any review by a 401k plan's trustees during past 5 years,

    By Guest m barrett, November 28, 1999
    • 1 reply
    • 1.6k views
    • 
    • Jon Chambers
    • December 1, 1999

36. Withdrawing $ to keep under $100k in solo plan....

    By K-t-F, February 3, 2004
    • 11 replies
    • 1.6k views
    • 
    • jevd
    • February 4, 2004

37. Misplaced contributions

    By Guest jreddi, March 14, 2000
    • 6 replies
    • 1.6k views
    • 
    • Kirk Maldonado
    • March 19, 2000

38. Law Firm Plan Design

    By khn, September 6, 2017
    • 2 replies
    • 1.6k views
    • 
    • ESOP Guy
    • September 6, 2017

39. Determining Highly Compensated Employee

    By Stash026, March 31, 2015
    • 2 replies
    • 1.6k views
    • 
    • My 2 cents
    • March 31, 2015

40. Big, Awesome Recordkeeper With a Bad Policy

    By austin3515, September 22, 2015
    • 14 replies
    • 1.6k views
    • 
    • K2retire
    • September 25, 2015

41. Transition Safe Harbor 401k to solo 401k?

    By jpdrews, June 16, 2023
    • 8 replies
    • 1.6k views
    • 
    • jpdrews
    • June 21, 2023

42. 401(k) safe harbor -- Spin off

    By Jean, June 4, 2001
    • 1 reply
    • 1.6k views
    • 
    • rcline46
    • June 4, 2001

43. plan audit

    By Lori H, January 31, 2006
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • February 1, 2006

44. Breaks in service while still employed

    By Loves401(k), February 20, 2018
    • 7 replies
    • 1.6k views
    • 
    • CJ Allen
    • February 22, 2018

45. Prevailing wage as 3% SHNEC

    By rcline46, December 8, 2011
    • 1 reply
    • 1.6k views
    • 
    • 12AX7
    • December 8, 2011

46. multiple 401k plans same employer

    By Gary, September 19, 2012
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • September 20, 2012

47. Short Plan Year--eligibilty for a contribution allocation

    By KJohnson, November 22, 2002
    • 1 reply
    • 1.6k views
    • 
    • austin3515
    • November 22, 2002

48. Plan Document?

    By Jilliandiz, May 17, 2005
    • 3 replies
    • 1.6k views
    • 
    • E as in ERISA
    • May 18, 2005

49. Permissive Aggregation of ER Match

    By Guest Lauren K, April 6, 2007
    • 6 replies
    • 1.6k views
    • 
    • austin3515
    • April 9, 2007

50. Is this employee counted in ADP test

    By jkharvey, February 22, 2007
    • 3 replies
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • February 22, 2007