401(k) Plans

19,337 topics in this forum

1. Are ER paid settlements plan compensation?

   By Lori Foresz, November 17, 2004
   • 2 replies
   • 1.5k views
   • 
   • mbozek
   • November 18, 2004

2. Short Serviced Employee

   By Dennis Povloski, March 22, 2011
   • 5 replies
   • 1.5k views
   • 
   • Dennis Povloski
   • March 23, 2011

3. Is there a way around match limits?

   By Guest kg78, December 9, 2008
   • 8 replies
   • 1.5k views
   • 
   • GMK
   • December 10, 2008

4. Suspending the SH Match

   By coleboy, March 25, 2020
   • 13 replies
   • 1.5k views
   • 
   • Bird
   • March 30, 2020

5. Vacation pay contributed to k instead of lost

   By Erik Read, March 30, 2006
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • March 30, 2006

6. 10% excise tax penalty

   By Guest lindamichals, March 28, 2011
   • 3 replies
   • 1.5k views
   • 
   • ETA Consulting LLC
   • March 28, 2011

7. Safe Harbor plan abruptly terminated

   By K2retire, June 7, 2016
   • 3 replies
   • 1.5k views
   • 
   • Kevin C
   • June 7, 2016

8. ACP TESTING

   By Guest Dennis, April 5, 1999
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • April 6, 1999

9. Cost of Full Scope Audit?

   By SFSD, May 26, 2010
   • 1 reply
   • 1.5k views
   • 
   • rcline46
   • May 26, 2010

10. Return from military leave - paperwork

    By Guest Achilles, December 10, 2003
    • 2 replies
    • 1.5k views
    • 
    • maverick
    • December 10, 2003

11. Adding New Investment Options; Eliminating others

    By Guest Kennedy, September 20, 1999
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • October 13, 1999

12. Prior Year ADP test and QSLOB

    By buckaroo, February 18, 2009
    • 1 reply
    • 1.5k views
    • 
    • Kevin C
    • February 18, 2009

13. Union to Non-Union Promotion - Distributable Event

    By Guest kdddk14, February 10, 2010
    • 1 reply
    • 1.5k views
    • 
    • Jean
    • February 10, 2010

14. Dropping HCs from a PSP

    By Guest Ddalk, May 2, 2003
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • May 5, 2003

15. SAS70 Question

    By bzorc, November 7, 2003
    • 2 replies
    • 1.5k views
    • 
    • bzorc
    • November 10, 2003

16. merger safe harbor plan and non safe harbor plan

    By k man, August 3, 2009
    • 2 replies
    • 1.5k views
    • 
    • k man
    • August 5, 2009

17. Admin for 9/30/02 plan year end

    By FJR, September 14, 2002
    • 2 replies
    • 1.5k views
    • 
    • FJR
    • September 17, 2002

18. 1099-MISC

    By doombuggy, March 8, 2004
    • 4 replies
    • 1.5k views
    • 
    • Mary Kay Foss
    • March 13, 2004

19. Conditional Adoption of Plan

    By Randy Watson, August 30, 2004
    • 1 reply
    • 1.5k views
    • 
    • jquazza
    • August 30, 2004

20. Correct Matching Schedule

    By Guest JWBrown, March 22, 2000
    • 6 replies
    • 1.5k views
    • 
    • John A
    • March 27, 2000

21. Ethics CPE

    By austin3515, November 16, 2015
    • 12 replies
    • 1.5k views
    • 
    • Bird
    • November 19, 2015

22. Testing Issues - Multiple to Single Employer Plan

    By SRM, April 15, 2004
    • 3 replies
    • 1.5k views
    • 
    • alanm
    • April 27, 2004

23. Plans merging...

    By Guest SJPrince, February 7, 2000
    • 1 reply
    • 1.5k views
    • 
    • MWeddell
    • February 7, 2000

24. Trustee Was Killed

    By Coleboy1, August 5, 2025
    • 10 replies
    • 1.5k views
    • 
    • Below Ground
    • August 7, 2025

25. Existing P/S with Coda and Match Provision. Plan Fails ADP/ACP Refund

    By Guest ROB VIDOVICH, January 11, 2002
    • 3 replies
    • 1.5k views
    • 
    • Tom Poje
    • January 11, 2002

26. Contribution After Plan Merger

    By KJohnson, November 23, 1999
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • November 24, 1999

27. Any subsequent deadline for returning 402(g) excess if April 15 deadli

    By John A, December 3, 1999
    • 2 replies
    • 1.5k views
    • 
    • david rigby
    • December 4, 1999

28. Roth 401(k) Fees

    By Archimage, February 13, 2006
    • 4 replies
    • 1.5k views
    • 
    • Archimage
    • February 13, 2006

29. Highly Compensated Issue

    By pmacduff, August 2, 2002
    • 3 replies
    • 1.5k views
    • 
    • MJ Hartman
    • August 5, 2002

30. Unanticipated 401K Fees

    By Guest chuck53, September 11, 2001
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • September 11, 2001

31. In and out of Safe Harbor year to year

    By Guest BJContreary, November 27, 1998
    • 7 replies
    • 1.5k views
    • 
    • Dowist
    • September 15, 1999

32. Age-weighted PSP in Floor/offset

    By Guest Ddalk, April 25, 2003
    • 8 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • April 29, 2003

33. Principal 401k Unimpressive earnings/ Rollover

    By vvasi9, June 12, 2015
    • 3 replies
    • 1.5k views
    • 
    • GMK
    • June 12, 2015

34. Self-correction for exclusion from elective deferrals-ADP

    By Guest TinaThornton, November 3, 2005
    • 1 reply
    • 1.5k views
    • 
    • Archimage
    • November 3, 2005

35. Asset update

    By FJR, August 9, 2001
    • 1 reply
    • 1.5k views
    • 
    • pmacduff
    • August 9, 2001

36. Entry Date

    By DTH, September 23, 2016
    • 6 replies
    • 1.5k views
    • 
    • ETA Consulting LLC
    • September 30, 2016

37. SH Cnt & Otherwise Excludable Employees

    By Guest LoloV, January 25, 2005
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • January 25, 2005

38. Year of Service

    By Guest GRIMY, January 7, 2003
    • 4 replies
    • 1.5k views
    • 
    • Belgarath
    • January 7, 2003

39. Leased Employees and HCE determination

    By Guest andmik, April 30, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • April 30, 2001

40. Top Heavy

    By Guest PJR, February 4, 2003
    • 4 replies
    • 1.5k views
    • 
    • Mike Preston
    • February 8, 2003

41. Failed ADP Test

    By Guest Theresa Irvin, April 21, 2011
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • April 25, 2011

42. Discretionary Matches and ACP Test Safe Harbor

    By davef, December 7, 1999
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • December 7, 1999

43. 3% Safe Harbor 401(k) w/ X-tested PS

    By dmb, October 7, 2002
    • 2 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • October 7, 2002

44. Compensation Exclusions

    By Guest moltengater, October 28, 2005
    • 1 reply
    • 1.5k views
    • 
    • E as in ERISA
    • October 28, 2005

45. PP-Hold the A

    By Guest Lear, December 9, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • December 9, 2001

46. K-1 with no earnings from SE but includes W2 compensation

    By AS TPA, April 4, 2019
    • 4 replies
    • 1.5k views
    • 
    • AS TPA
    • April 4, 2019

47. discriminatory?

    By wsp, October 16, 2006
    • 4 replies
    • 1.5k views
    • 
    • Mike Preston
    • October 17, 2006

48. RMD from PS + designated ROTH account

    By Guest Dave Peckham, December 18, 2014
    • 3 replies
    • 1.5k views
    • 
    • QDROphile
    • December 20, 2014

49. Prefunding

    By Guest mk2308, May 6, 2005
    • 4 replies
    • 1.5k views
    • 
    • R. Butler
    • May 11, 2005

50. Employee 401(k) as an Employer Contribution

    By Bri, June 7, 2001
    • 1 reply
    • 1.5k views
    • 
    • rcline46
    • June 7, 2001