401(k) Plans

19,275 topics in this forum

1. Safe Harbor plan abruptly terminated

   By K2retire, June 7, 2016
   • 3 replies
   • 1.5k views
   • 
   • Kevin C
   • June 7, 2016

2. Executor of the estate

   By Nassau, May 20, 2011
   • 1 reply
   • 1.5k views
   • 
   • QDROphile
   • May 20, 2011

3. 401 (k) Employer Requirements

   By Guest Heath, July 16, 2001
   • 1 reply
   • 1.5k views
   • 
   • rcline46
   • July 16, 2001

4. 3% Safe Harbor Non-Elective + Fixed Match

   By Guest 4:15 Limit, December 4, 2009
   • 3 replies
   • 1.5k views
   • 
   • Guest
   • December 4, 2009

5. Employer Matching

   By pmacduff, October 17, 2007
   • 6 replies
   • 1.5k views
   • 
   • austin3515
   • October 19, 2007

6. Exclusions of Employees from Plan

   By Hoard1, September 28, 1999
   • 4 replies
   • 1.5k views
   • 
   • IRC401
   • October 3, 1999

7. Too late for 2009 profit sharing?

   By austin3515, January 18, 2011
   • 11 replies
   • 1.5k views
   • 
   • rcline46
   • January 19, 2011

8. Excess Contribution

   By Guest Rutager, September 19, 2008
   • 4 replies
   • 1.5k views
   • 
   • fiona1
   • September 19, 2008

9. Safe Harbor Match and Disc Match in a new Plan effective for 2002

   By Guest KMB, May 23, 2002
   • 1 reply
   • 1.5k views
   • 
   • Archimage
   • May 24, 2002

10. 5500 Reporting for Self Directed Accounts

    By Guest JCatt, March 27, 2002
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • March 27, 2002

11. Employee incorrectly classified as HCE

    By Guest Rick Butler, May 17, 2000
    • 1 reply
    • 1.5k views
    • 
    • MWeddell
    • May 18, 2000

12. Dual eligibility on 5 year old plan

    By Jim Chad, August 25, 2008
    • 5 replies
    • 1.5k views
    • 
    • Kevin C
    • August 26, 2008

13. Loan Repayment Application To Participants Investment Options

    By Guest CPA, June 17, 2002
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • June 19, 2002

14. Fiscal year 401K for LLC

    By Guest TOM HANCOCK, October 28, 2004
    • 4 replies
    • 1.5k views
    • 
    • R. Butler
    • October 28, 2004

15. In Service Non-Hardship withdrawals

    By mlp0816, February 15, 2007
    • 1 reply
    • 1.5k views
    • 
    • Jim Chad
    • February 16, 2007

16. Recordkeeper for Plan without Assets

    By Guest L, July 30, 2000
    • 3 replies
    • 1.5k views
    • 
    • Jon Chambers
    • August 2, 2000

17. Orphan Match / Individual 402g Limit

    By austin3515, December 1, 2021
    • 8 replies
    • 1.5k views
    • 
    • austin3515
    • December 13, 2022

18. 401(k) deferral of n-q deferred comp payments

    By Guest jppcpa, December 30, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • December 30, 2000

19. safe harbor match true up

    By K2retire, September 12, 2013
    • 3 replies
    • 1.5k views
    • 
    • K2retire
    • September 13, 2013

20. Coverage Testing

    By Guest Tad77, September 15, 2006
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • September 15, 2006

21. Top Heavy 401k - initial Plan Year

    By Bruddah Kimo, March 19, 2007
    • 2 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • March 20, 2007

22. TPA Who Wants to Offer IRA Product to 401(k) Plans It Administers

    By Madison71, January 3, 2007
    • 0 replies
    • 1.5k views
    • 
    • Madison71
    • January 3, 2007

23. Is it or isn't it...?

    By Ervin Barham, May 8, 2001
    • 2 replies
    • 1.5k views
    • 
    • rcline46
    • May 8, 2001

24. Excess deferrals

    By rlb64, March 20, 2006
    • 5 replies
    • 1.5k views
    • 
    • rlb64
    • March 20, 2006

25. Excluded Employees & Top-Heavy Contribution / Minimum Gateway

    By 415 Limit, November 23, 2015
    • 2 replies
    • 1.5k views
    • 
    • 415 Limit
    • November 23, 2015

26. Fiduciary Responsablities

    By Brian Gallagher, May 1, 2003
    • 7 replies
    • 1.5k views
    • 
    • Guest
    • May 5, 2003

27. ACP Correction

    By Guest Donell, May 20, 2013   

    • ADP/ACP Corrections
    • 4 replies
    • 1.5k views
    • 
    • BG5150
    • May 21, 2013

28. Service based allocation

    By Guest Moira, August 4, 2006
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • August 7, 2006

29. 410 coverage of two plans together--two different plan years

    By Brian Gallagher, April 27, 2004
    • 6 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • April 28, 2004

30. ADP Test Refunds

    By PensionPro, March 20, 2009
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • March 20, 2009

31. Failing gateway test but passing rate groups and ABT

    By Pixie, February 2, 2018   

    • gateway
    • cross testing
    • 8 replies
    • 1.5k views
    • 
    • BG5150
    • February 5, 2018

32. Plan Reimbursement of Plan Sponsor

    By Jeff Kirtner, June 4, 2003
    • 1 reply
    • 1.5k views
    • 
    • Kirk Maldonado
    • June 4, 2003

33. Employer with union employees must participate in a multiemployer plan, but would like to establish a safe harbor 401(k) plan for non-union employees.

    By katieinny, April 6, 2005
    • 7 replies
    • 1.5k views
    • 
    • JanetM
    • April 7, 2005

34. Catch up when regular deferrals split between 2 plans

    By Guest k-k-kuz, November 8, 2009
    • 5 replies
    • 1.5k views
    • 
    • ETA Consulting LLC
    • November 9, 2012

35. Death of Plan Sponsor

    By Guest mwozniacki, September 8, 2004
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • September 9, 2004

36. Exclusions from Profit Sharing Calculation

    By Guest Barge Girl, July 2, 2003
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • July 2, 2003

37. Mandatory Match

    By Randy Watson, September 22, 2009
    • 5 replies
    • 1.5k views
    • 
    • austin3515
    • September 24, 2009

38. Hardship verification

    By Guest jhilliard, August 15, 2003
    • 1 reply
    • 1.5k views
    • 
    • Theresa Lynn
    • August 15, 2003

39. Loss of controlled group status/timing of spin-off for prototype plan?

    By Dawn Hafner, June 15, 2000
    • 1 reply
    • 1.5k views
    • 
    • IRC401
    • June 18, 2000

40. Participant Allocated Mutual Funds

    By Guest Gary Johnson, September 15, 2000
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • September 19, 2000

41. Participant cannot be reached to make a deferral election.

    By Guest Jimmy B, August 2, 2000
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • August 3, 2000

42. Change in Control.

    By Alex Daisy, February 9, 2009
    • 1 reply
    • 1.5k views
    • 
    • J Simmons
    • February 9, 2009

43. Controlled Group - Spin Off

    By PFranckowiak, December 2, 2011
    • 3 replies
    • 1.5k views
    • 
    • 12AX7
    • December 7, 2011

44. 401k Inservice Withdtrawal

    By Guest gaglitm, March 21, 2005
    • 7 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • March 21, 2005

45. Participants in Multiple TDFs

    By khn, April 24, 2015
    • 4 replies
    • 1.5k views
    • 
    • khn
    • April 28, 2015

46. Sahe Harbor 401(k) and Top Heavy

    By buckaroo, October 25, 2004
    • 3 replies
    • 1.5k views
    • 
    • E as in ERISA
    • October 25, 2004

47. Incorrect Match Refund Timing

    By Guest DennisT, February 17, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • February 18, 2000

48. 401(a) (17) Compensation limit for off Calendar Year Plan

    By Pammie57, December 5, 2018
    • 3 replies
    • 1.5k views
    • 
    • Larry Starr
    • December 6, 2018

49. Safe Harbor Plan with additional non- safe harbor Match

    By PMC, October 9, 2006
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • October 9, 2006

50. Plan sequence number on rollover 401k

    By Kevin37, June 5, 2024
    • 5 replies
    • 1.5k views
    • 
    • truphao
    • June 5, 2024