401(k) Plans

19,276 topics in this forum

1. Rollovers

   By ERISAWiz, March 4, 2015
   • 8 replies
   • 1.4k views
   • 
   • ESOP Guy
   • March 5, 2015

2. Investment Fees

   By Guest NAdministrator, June 8, 2000
   • 2 replies
   • 1.4k views
   • 
   • Jon Chambers
   • June 8, 2000

3. Employer Match Forefeitable

   By Guest koo, September 24, 2009
   • 3 replies
   • 1.4k views
   • 
   • MWeddell
   • September 25, 2009

4. Is it a prohibited transaction?

   By Guest And another thing ..., February 27, 2002
   • 1 reply
   • 1.4k views
   • 
   • Guest
   • March 1, 2002

5. Definition of HCE when plan sponsor acquires an existing business.

   By Guest, March 6, 2000
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • March 6, 2000

6. 401k Plan Design

   By Guest Tracy C, July 31, 2001
   • 1 reply
   • 1.4k views
   • 
   • Jon Chambers
   • July 31, 2001

7. Testing for aggregated plans

   By Kevin C, April 13, 2012
   • 8 replies
   • 1.4k views
   • 
   • Kevin C
   • April 16, 2012

8. Top Heavy and Safe Harbor match question

   By Lori H, September 11, 2013
   • 4 replies
   • 1.4k views
   • 
   • Kevin C
   • September 13, 2013

9. compensation

   By Guest mk2308, August 15, 2005
   • 6 replies
   • 1.4k views
   • 
   • Guest
   • August 16, 2005

10. How to treat handle W-2 Box 12a code DD amounts - IRC 3401(a) Comp

    By AdKu, February 6, 2017   

    • w-2 box 12a code dd
    • w-2 box 5
    • (and 1 more)

      Tagged with:

      • w-2 box 12a code dd
      • w-2 box 5
      • irc 3401(a)
    • 1 reply
    • 1.4k views
    • 
    • Bird
    • February 7, 2017

11. Withdrawal to multiple beneficiaries

    By Guest ami, September 3, 2002
    • 1 reply
    • 1.4k views
    • 
    • Mike Preston
    • September 3, 2002

12. Removing Joint and Survivor option from 401(k)

    By k man, December 11, 2003
    • 2 replies
    • 1.4k views
    • 
    • KJohnson
    • December 15, 2003

13. Compensation Election

    By mlp0816, September 20, 2005
    • 1 reply
    • 1.4k views
    • 
    • Bird
    • September 20, 2005

14. Mid Year Amendment to Safe Harbor Plan

    By 401(k)athryn, April 22, 2019
    • 2 replies
    • 1.4k views
    • 
    • 401(k)athryn
    • April 25, 2019

15. Do Prototype plans get an extra year to decide current year vs. prior

    By John A, May 15, 2001
    • 1 reply
    • 1.4k views
    • 
    • Bob R
    • May 21, 2001

16. Is this plan FUBAR?

    By goldtpa, March 7, 2003
    • 5 replies
    • 1.4k views
    • 
    • jaemmons
    • March 10, 2003

17. plan design after EGTRRA for very small employer

    By Guest deathbycashcall, November 8, 2001
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • November 8, 2001

18. Maintaining Participant Accounts

    By austin3515, March 30, 2005
    • 3 replies
    • 1.4k views
    • 
    • austin3515
    • March 31, 2005

19. Annual Disclosure Notice to Participants

    By gregburst, July 10, 2012
    • 7 replies
    • 1.4k views
    • 
    • cpc0506
    • July 13, 2012

20. Coverage-General Testing

    By justatester, May 18, 2010
    • 9 replies
    • 1.4k views
    • 
    • Kevin C
    • May 19, 2010

21. SECURE ACT Non-elective contribution notice

    By imchipbrown, December 24, 2019
    • 4 replies
    • 1.4k views
    • 
    • Larry Starr
    • December 26, 2019

22. Distribution made directly from Employer and not trust

    By jkharvey, February 26, 2007
    • 7 replies
    • 1.4k views
    • 
    • austin3515
    • February 27, 2007

23. Refund of excess contributions.

    By Guest, April 5, 2000
    • 1 reply
    • 1.4k views
    • 
    • Alf
    • April 6, 2000

24. 2 and ½ month distribution period for Excess Contributions

    By Guest RMV, April 11, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • April 11, 2000

25. Eligibility

    By Guest Ephesian431, September 29, 1999
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • October 1, 1999

26. Excess 401(k) Contributions Calculations on 5330

    By Guest TracyAndrews, August 13, 2004
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • August 13, 2004

27. 415 failure - EPCRS

    By fiona1, February 22, 2011
    • 0 replies
    • 1.4k views
    • 
    • fiona1
    • February 22, 2011

28. Safe Harbor and Testing

    By Guest Ashlea, December 7, 2004
    • 5 replies
    • 1.4k views
    • 
    • wmyer
    • December 8, 2004

29. 59 1/2 distribution

    By Guest kelly9522, January 3, 2003
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • January 3, 2003

30. Might the new requirement for an automatic-contribution arrangement slow down creations of new plans?

    By Peter Gulia, December 21, 2022
    • 18 replies
    • 1.4k views
    • 
    • CuseFan
    • January 3, 2023

31. Withholding requirements for Puerto Rican residents?

    By Guest mo again, December 6, 2000
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • December 6, 2000

32. Safe Harbor Contribution on Wage Settlement Penalty

    By Zoey, May 29, 2019
    • 2 replies
    • 1.4k views
    • 
    • Zoey
    • June 3, 2019

33. Bankruptcy affecting Loan

    By Guest Kim S., May 14, 2003
    • 4 replies
    • 1.4k views
    • 
    • Guest
    • May 29, 2003

34. Trap for the unwary?

    By Brenda Wren, March 25, 2004
    • 1 reply
    • 1.4k views
    • 
    • Tom Poje
    • March 25, 2004

35. EAch person in won group Is permitted disparity possible?

    By Jim Chad, March 5, 2009
    • 10 replies
    • 1.4k views
    • 
    • austin3515
    • March 9, 2009

36. 2005 Limits Brochure

    By Guest mmc, December 2, 2004
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • December 26, 2004

37. Forfeitures -- More generous?

    By Guest wwest, September 28, 1999
    • 1 reply
    • 1.4k views
    • 
    • david rigby
    • September 28, 1999

38. Company stock in a 401(k) plan

    By Guest Julie, September 7, 2000
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • September 10, 2000

39. Plan Termination - RMD

    By blue, January 30, 2008
    • 3 replies
    • 1.4k views
    • 
    • Kimberly S
    • January 31, 2008

40. Restricting Deferrals in Top Heavy Plan

    By Guest trumpy, October 14, 2005
    • 4 replies
    • 1.4k views
    • 
    • jquazza
    • October 14, 2005

41. Have you ever requested/been granted a VCR pre-submission conferece?

    By Guest Joseph Delgado, March 13, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • March 13, 2001

42. Hours of Service - Use of Different Equivalencies Within Single Plan

    By Guest Lane, November 5, 2012
    • 1 reply
    • 1.4k views
    • 
    • ETA Consulting LLC
    • November 5, 2012

43. Irrevocable Waiver

    By Guest Mike Schwing, November 27, 2007
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • November 27, 2007

44. Auto enroll

    By rlb64, March 16, 2007
    • 4 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • March 20, 2007

45. Prohibited Transaction?

    By Guest hilda, August 6, 2002
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • August 6, 2002

46. TH 401k Plan with New Comparability and Life Insurance - funding problems

    By Guest mparker2028, August 16, 2005
    • 2 replies
    • 1.4k views
    • 
    • Bird
    • August 17, 2005

47. Vesting Question

    By Scott, February 25, 2004
    • 2 replies
    • 1.4k views
    • 
    • Tom Poje
    • February 25, 2004

48. Affiliated Service Groups

    By Guest Laura Millwood, April 29, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • April 29, 1999

49. Eligible rollover distribution and rolling in to the same employer's p

    By Guest youngt, April 11, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • April 16, 2000

50. How to institute a 401(k) "welcome kit"?

    By Guest ginnigrl, May 3, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 3, 2000