401(k) Plans

19,276 topics in this forum

1. Fee Disclosure Failure -- de minimis exceptions?

   By ERISA-Bubs, September 1, 2023
   • 3 replies
   • 1.4k views
   • 
   • Roycal
   • September 6, 2023

2. Paying for plan amendment from forfeiture account

   By Brian Gallagher, July 28, 2004
   • 1 reply
   • 1.4k views
   • 
   • R. Butler
   • July 28, 2004

3. ADP testing using W-2

   By Guest Hartnett123, January 13, 2004
   • 7 replies
   • 1.4k views
   • 
   • Guest
   • January 13, 2004

4. Changing from pay-period safe harbor match to annual match

   By Tom, January 29, 2024
   • 2 replies
   • 1.4k views
   • 
   • justanotheradmin
   • January 29, 2024

5. Average Benefits Test - Elective Contributions

   By Guest WFusfeld, July 23, 1999
   • 1 reply
   • 1.4k views
   • 
   • Everett Moreland
   • July 23, 1999

6. 401(k) Disclosure

   By Guest Jack19, July 11, 2008
   • 5 replies
   • 1.4k views
   • 
   • JanetM
   • July 15, 2008

7. The end of FBO's???

   By austin3515, March 27, 2014
   • 7 replies
   • 1.4k views
   • 
   • Peter Gulia
   • March 28, 2014

8. Prohibited Transaction

   By Guest Thornton, March 25, 1999
   • 1 reply
   • 1.4k views
   • 
   • Ervin Barham
   • March 26, 1999

9. Anything new on PEO's (EE Leasing Companies) and 401(k) Plans?

   By Guest Sagamore, April 27, 1999
   • 1 reply
   • 1.4k views
   • 
   • Guest
   • April 28, 1999

10. Which governmental employers can maintain 401(k) plans? IRS ruling ado

    By Carol V. Calhoun, April 19, 2000
    • 0 replies
    • 1.4k views
    • 
    • Carol V. Calhoun
    • April 19, 2000

11. "r" Qnec????

    By Guest KD40, September 24, 2002
    • 2 replies
    • 1.4k views
    • 
    • R. Butler
    • September 25, 2002

12. ADP Testing Question

    By Guest facade, September 20, 2006
    • 1 reply
    • 1.4k views
    • 
    • rcline46
    • September 20, 2006

13. Controlled Group with Two Plans

    By Guest PES, July 24, 2002
    • 1 reply
    • 1.4k views
    • 
    • Mike Preston
    • July 25, 2002

14. Otherwise excludable--2-year wait

    By Guest jaatirs, December 15, 2003
    • 1 reply
    • 1.4k views
    • 
    • Tom Poje
    • December 15, 2003

15. Late contribution excise tax

    By Guest FAQ, September 30, 2004
    • 1 reply
    • 1.4k views
    • 
    • RCK
    • September 30, 2004

16. ADP Refund Deadline

    By Guest milehighheel, March 15, 2010
    • 2 replies
    • 1.4k views
    • 
    • Bill Presson
    • March 15, 2010

17. Is it permissible to net matching contributions for 415 limits?

    By John A, February 22, 2000
    • 0 replies
    • 1.4k views
    • 
    • John A
    • February 22, 2000

18. Elective Deferral Compensation

    By DTH, December 18, 2003
    • 3 replies
    • 1.4k views
    • 
    • MWeddell
    • December 19, 2003

19. Top Heavy Safe Harbor Plan with early eligibility for deferrals only

    By Brenda Wren, October 21, 2003
    • 1 reply
    • 1.4k views
    • 
    • R. Butler
    • October 21, 2003

20. Taking away 1000 hour and last year rule

    By cpc0506, September 5, 2013
    • 4 replies
    • 1.4k views
    • 
    • cpc0506
    • September 5, 2013

21. Participant Loan - Too many payments deducted - Repaid Too Much

    By Guest NeophiteTPA, October 25, 2005
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 25, 2005

22. investment consultant performance

    By Guest pokorski, August 27, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 27, 1999

23. Off calendar catchup

    By Guest tommunson, September 10, 2005
    • 4 replies
    • 1.4k views
    • 
    • Mike Preston
    • September 13, 2005

24. 401(k) Plan Questionnaire - Response Extension

    By Guest billyj, June 18, 2010
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • August 5, 2010

25. EACA to QACA

    By PMC, November 5, 2008
    • 2 replies
    • 1.4k views
    • 
    • K2retire
    • November 6, 2008

26. Merging 2 Safe Harbor Plans mid year

    By austin3515, August 14, 2019
    • 3 replies
    • 1.4k views
    • 
    • Luke Bailey
    • August 15, 2019

27. discretionary matching contributions - can they be changed once set by

    By EGB, January 26, 2000
    • 0 replies
    • 1.4k views
    • 
    • EGB
    • January 26, 2000

28. Net Unrealized Appreciation of Employer Stock

    By Guest Luis G, June 10, 1999
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • June 11, 1999

29. DB to DC Conversions

    By jlf, October 24, 1999
    • 0 replies
    • 1.4k views
    • 
    • jlf
    • October 24, 1999

30. SHNE - Eligible Participants

    By Guest saotampa, February 5, 2008
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • February 5, 2008

31. Ineligible employee allowed to defer to 401k

    By ConnieStorer, September 20, 2024
    • 4 replies
    • 1.4k views
    • 
    • Ilene Ferenczy
    • September 24, 2024

32. Rollover assets and new plan rules

    By Alf, February 24, 2000
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • February 24, 2000

33. Max profit sharing/deferrals/catchup for Doctor who sells practice mid-year

    By Pammie57, May 31, 2016
    • 10 replies
    • 1.4k views
    • 
    • Zoey
    • June 8, 2016

34. Adopting Employer and contribution levels

    By ldr, October 9, 2017   

    • profit sharing
    • non-discrimination
    • (and 1 more)

      Tagged with:

      • profit sharing
      • non-discrimination
      • coverage
    • 9 replies
    • 1.4k views
    • 
    • Mr Bagwell
    • October 10, 2017

35. Testing rules for amounts distributed under APRSC

    By M R Bernardin, March 12, 1999
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • March 12, 1999

36. Loans and Summer Leaves

    By austin3515, August 29, 2012
    • 7 replies
    • 1.4k views
    • 
    • Guest
    • August 29, 2012

37. trustee directed match to partcipant directed

    By Guest bbaugh, August 28, 2002
    • 1 reply
    • 1.4k views
    • 
    • QDROphile
    • August 29, 2002

38. Audit requirements for a single employer plan where more than one empl

    By Guest Pat Metallic, August 30, 2000
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • August 30, 2000

39. Sole prop DB cost exceeds income - deferrals allowed?

    By Belgarath, March 25, 2008
    • 6 replies
    • 1.4k views
    • 
    • AndyH
    • March 26, 2008

40. Bank holding company stock

    By Guest janhubber, June 28, 2005
    • 5 replies
    • 1.4k views
    • 
    • ljr
    • July 12, 2005

41. Automatic enrollment failure and terminated employees

    By MATRIX, May 18
    • 6 replies
    • 1.4k views
    • 
    • MATRIX
    • May 22

42. Grandfathering provisions with 1989 SS offset

    By Guest pdbwinchester, May 3, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 3, 2000

43. Maximum contributions in 403(b) apply to 401(k)?

    By Guest RW, August 21, 2000
    • 1 reply
    • 1.4k views
    • 
    • QDROphile
    • August 21, 2000

44. DC Plan Fees and SPD disclosure

    By alexa, May 9, 2002
    • 0 replies
    • 1.4k views
    • 
    • alexa
    • May 9, 2002

45. A company is being sold and the new company is going to sponsor the exisiting plan. The plan is eligibility provision will be amened to exclude a division.

    By Guest mmc, April 19, 2005
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • April 20, 2005

46. Help! Audit CAP Counsel Needed

    By Guest silverwolfson, September 5, 2007
    • 2 replies
    • 1.4k views
    • 
    • 401_4_ever
    • September 5, 2007

47. Make-Up contributions

    By Guest dhall5, May 4, 2007
    • 2 replies
    • 1.4k views
    • 
    • austin3515
    • May 7, 2007

48. Change SH Type for 1/1/17 after 11/30/16

    By Danny CPA, December 10, 2016
    • 12 replies
    • 1.4k views
    • 
    • rcline46
    • December 14, 2016

49. Audit

    By ErisaGeek, May 14, 2004
    • 4 replies
    • 1.4k views
    • 
    • Alf
    • May 17, 2004

50. Plan year amended to calendar year, after the calendar year started

    By Jean, August 28, 2001
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • August 29, 2001