401(k) Plans

19,321 topics in this forum

1. ADP Test and Hardship amounts

   By cpc0506, August 29, 2016
   • 2 replies
   • 579 views
   • 
   • Tom Poje
   • August 29, 2016

2. Amend a Final 5500-EZ?

   By cowdogman, April 9, 2019
   • 2 replies
   • 836 views
   • 
   • cowdogman
   • April 11, 2019

3. Maximum 401K contribution limit include.....

   By Guest simbarat, January 15, 2003
   • 2 replies
   • 1.3k views
   • 
   • Brian Gallagher
   • January 16, 2003

4. Prior Year testing and change in testing definition of compensation

   By Richard Anderson, May 14, 2004
   • 2 replies
   • 1.2k views
   • 
   • Richard Anderson
   • May 21, 2004

5. Safe Harbor Notice

   By Guest igglesfan, December 18, 2007
   • 2 replies
   • 1.3k views
   • 
   • Tom Poje
   • December 19, 2007

6. top heavy test: include PS rec'ble?

   By doombuggy, April 10, 2015   

   • top heavy test
   • 2 replies
   • 1.3k views
   • 
   • Tom Poje
   • April 13, 2015

7. Public Limited Company (PLC) Taxation

   By Vlad401k, December 20, 2018
   • 2 replies
   • 4.1k views
   • 
   • QDROphile
   • December 20, 2018

8. SECURE 2.0 Act Section 603 Mandatory Roth Catch Up - ADP Testing

   By FishOn, September 9, 2025
   • 2 replies
   • 1.3k views
   • 
   • FishOn
   • September 9, 2025

9. Solo 401(k)

   By Guest gts, January 15, 2003
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • January 16, 2003

10. RMD amendments

    By PensionNewbee, February 26, 2004
    • 2 replies
    • 1k views
    • 
    • PensionNewbee
    • February 27, 2004

11. Self-employed 401K contribution limits

    By Guest evphd, February 23, 2005
    • 2 replies
    • 1.5k views
    • 
    • BeckyMiller
    • March 8, 2005

12. 415 defined contribution dollar limit for spouses

    By billfgrady, November 30, 2005
    • 2 replies
    • 1.5k views
    • 
    • billfgrady
    • November 30, 2005

13. New plan, existing company, highly comp ee's

    By Guest lindamichals, January 26, 2006
    • 2 replies
    • 1.4k views
    • 
    • Bird
    • January 27, 2006

14. Safe Harbor Match question

    By Guest mhicks, September 18, 2006
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • September 18, 2006

15. Restate again? Cycle E filer has a plan that was restated in 2009

    By katieinny, December 14, 2010
    • 2 replies
    • 1k views
    • 
    • katieinny
    • December 14, 2010

16. Plan Termination Amendment

    By JJRetirement, October 31, 2016   

    • Plan Termination
    • 401(k)
    • (and 2 more)

      Tagged with:

      • Plan Termination
      • 401(k)
      • Required Amendment List
      • Cumulative List
    • 2 replies
    • 1.3k views
    • 
    • JJRetirement
    • November 1, 2016

17. QNEC

    By thepensionmaven, September 14, 2017   

    • qnec
    • 2 replies
    • 471 views
    • 
    • Belgarath
    • September 14, 2017

18. New Safe Company - SH Plan

    By Becky Schwing, July 27, 2020
    • 2 replies
    • 678 views
    • 
    • Kevin C
    • August 7, 2020

19. Death Benefit Received By Spouse When Both Spouses Have an Account Balance in Same Qualified Employer 401K Plan

    By Dawn Marlar, July 14, 2022
    • 2 replies
    • 740 views
    • 
    • bito'money
    • July 18, 2022

20. Does anyone have a sample participant notice announcing the adoption o

    By Guest Alison Putnam, October 5, 1999
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • April 14, 2000

21. Employer bankruptcy and safe harbor nonelective requirements

    By Belgarath, January 22, 2004
    • 2 replies
    • 1.7k views
    • 
    • QDROphile
    • October 26, 2021

22. employer makes incorrect deferral amount to employee

    By kmciver, July 21, 2004
    • 2 replies
    • 1.7k views
    • 
    • Brian Gallagher
    • July 21, 2004

23. Limited Partnership

    By Guest dscurtis, January 26, 2006
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • January 26, 2006

24. Roth 401(k) & State Taxation

    By Guest Brian0925, November 9, 2006
    • 2 replies
    • 1.5k views
    • 
    • RCK
    • November 9, 2006

25. after tax employee contributions

    By k man, June 19, 2007
    • 2 replies
    • 1.1k views
    • 
    • Tom Poje
    • June 19, 2007

26. ACA, EACA, QACA

    By PMC, December 18, 2007
    • 2 replies
    • 10.9k views
    • 
    • Guest
    • February 19, 2008

27. Last Day Requirement

    By erinak03, December 22, 2008
    • 2 replies
    • 1.3k views
    • 
    • jpod
    • December 23, 2008

28. 401k to profit sharing only

    By Guest Peggy806, January 8, 2010
    • 2 replies
    • 959 views
    • 
    • Guest
    • January 8, 2010

29. Sample QDRO

    By austin3515, May 4, 2011
    • 2 replies
    • 1.6k views
    • 
    • ESOP Guy
    • May 4, 2011

30. Roth Contributions

    By Nassau, May 31, 2011
    • 2 replies
    • 1.2k views
    • 
    • masteff
    • June 1, 2011

31. 414(s) compensation

    By R. Butler, February 19, 2014
    • 2 replies
    • 2.7k views
    • 
    • R. Butler
    • February 21, 2014

32. ADP / Net Comp Testing

    By austin3515, December 17, 2014
    • 2 replies
    • 1.3k views
    • 
    • austin3515
    • December 18, 2014

33. Davis Bacon Plan and QNECs for HCEs

    By Vlad401k, February 13, 2015
    • 2 replies
    • 1.6k views
    • 
    • KATS
    • February 16, 2015

34. QACA for a restaurant group--Exclude tips under comp def?

    By TPAJake, June 30, 2016
    • 2 replies
    • 697 views
    • 
    • TPAJake
    • July 1, 2016

35. Successor Plan Rules

    By sdix401k, December 20, 2018
    • 2 replies
    • 681 views
    • 
    • sdix401k
    • December 21, 2018

36. 401(k) Hardship Provisions

    By lkpittman, September 17, 1999
    • 2 replies
    • 2.5k views
    • 
    • lkpittman
    • September 20, 1999

37. Eligible rollover distribution and rolling in to the same employer's p

    By Guest youngt, April 11, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • April 16, 2000

38. An employee cashes out of 401k, but never cashes his check -how does P

    By Guest sgriff, September 5, 2000
    • 2 replies
    • 2.5k views
    • 
    • Richard Anderson
    • September 5, 2000

39. Prohibited Transaction?

    By Guest reyeps, October 10, 2001
    • 2 replies
    • 1.9k views
    • 
    • Erik Read
    • October 19, 2001

40. Partner not 100% vested

    By nancy, October 9, 2003
    • 2 replies
    • 1.4k views
    • 
    • Harwood
    • October 9, 2003

41. Waiver of Bonding Requirement

    By Guest mcw, February 27, 2004
    • 2 replies
    • 1.1k views
    • 
    • WDIK
    • February 27, 2004

42. Elective Deferral Limit

    By fiona1, March 11, 2004
    • 2 replies
    • 1.3k views
    • 
    • WDIK
    • March 11, 2004

43. Fiscal year plan with ADP refund and FIFO calculation?

    By Guest oxdougw, August 12, 2004
    • 2 replies
    • 1.6k views
    • 
    • Earl
    • August 13, 2004

44. Does a one person 401(k) Plan have to receive and submit a SPD?

    By Guest Michael Anderson, December 2, 2004
    • 2 replies
    • 1.7k views
    • 
    • No Name
    • December 3, 2004

45. Re-entry into new 401(k)

    By Guest amybu99, November 30, 2005
    • 2 replies
    • 1.6k views
    • 
    • E as in ERISA
    • December 2, 2005

46. 410(b)(6)

    By R. Butler, April 13, 2015
    • 2 replies
    • 1.4k views
    • 
    • shERPA
    • April 13, 2015

47. 401(k) Safe Harbor and Union Employees

    By Gilmore, May 2, 2016
    • 2 replies
    • 2.2k views
    • 
    • Lou S.
    • May 2, 2016

48. 401(k) for a foreign company?

    By gdlfa, June 30, 2016
    • 2 replies
    • 867 views
    • 
    • gdlfa
    • June 30, 2016

49. Early participation

    By Belgarath, April 4, 2017
    • 2 replies
    • 640 views
    • 
    • Belgarath
    • April 4, 2017

50. small plan Audit Waiver checked on From 5500-SF & Regulated Financial Institution on SAR / AFN

    By AdKu, May 26, 2017
    • 2 replies
    • 470 views
    • 
    • BG5150
    • May 30, 2017