401(k) Plans

19,321 topics in this forum

1. Terminating 401k plan

   By Guest MikeD, October 20, 2011
   • 2 replies
   • 1.3k views
   • 
   • Jim Chad
   • October 20, 2011

2. Form 945

   By Dazednconfused, December 14, 2009
   • 1 reply
   • 1.3k views
   • 
   • Bird
   • December 14, 2009

3. yet another otherwise excludable question

   By pmacduff, January 14, 2019
   • 7 replies
   • 1.3k views
   • 
   • Kevin C
   • January 15, 2019

4. Hardship Questions - 1) if too little paid initially 2) include deferr

   By John A, June 2, 2000
   • 0 replies
   • 1.3k views
   • 
   • John A
   • June 2, 2000

5. Plain language prospectuses for 401(k)investments

   By Guest Anne V, February 8, 2000
   • 4 replies
   • 1.3k views
   • 
   • MWeddell
   • February 17, 2000

6. 401(k) deposit from 2003 still not deposited - How do you correct?

   By Guest terric, September 28, 2005
   • 1 reply
   • 1.3k views
   • 
   • R. Butler
   • September 28, 2005

7. Plan money has been escheated?

   By jkharvey, January 8, 2008
   • 3 replies
   • 1.3k views
   • 
   • Guest
   • January 9, 2008

8. List of plans requiring audits

   By Guest Stevejp, August 3, 1999
   • 0 replies
   • 1.3k views
   • 
   • Guest
   • August 3, 1999

9. Automatic Enrollment

   By Guest SHM, October 6, 2006
   • 1 reply
   • 1.3k views
   • 
   • RCK
   • October 7, 2006

10. Employer Match - What does this mean?

    By Guest tgraham, January 20, 2004
    • 3 replies
    • 1.3k views
    • 
    • Mike Preston
    • January 20, 2004

11. 6621(A) Underpayment

    By austin3515, December 4, 2002
    • 1 reply
    • 1.3k views
    • 
    • BFree
    • December 4, 2002

12. lost earnings

    By pmacduff, October 13, 2011
    • 3 replies
    • 1.3k views
    • 
    • pmacduff
    • October 13, 2011

13. Controlled Group - Minor Child becomes Adult

    By jmartin, May 27, 2014
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • May 30, 2014

14. What should be done with a dividend that posts after complete asset tr

    By John A, April 5, 2000
    • 1 reply
    • 1.3k views
    • 
    • Earl
    • April 9, 2000

15. vesting question

    By FJR, June 30, 2005
    • 4 replies
    • 1.3k views
    • 
    • No Name
    • July 1, 2005

16. Does loan policy need to be tested for non-discrimination?

    By Richard Anderson, July 3, 2002
    • 3 replies
    • 1.3k views
    • 
    • GBurns
    • July 7, 2002

17. safe harbor notice and plan amendment

    By LIBERTYKID, January 9, 2006
    • 1 reply
    • 1.3k views
    • 
    • chris
    • January 11, 2006

18. ERISA BOND

    By Guest Serena, August 4, 2010
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • August 4, 2010

19. Predecessor Employer and new employees

    By kwalified, April 10, 2012
    • 1 reply
    • 1.3k views
    • 
    • PensionPro
    • April 10, 2012

20. Testing after sale?

    By John A, March 2, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • March 2, 2000

21. Converting A 401k to Traditional IRA to Roth IRA.

    By Guest tmyc, January 19, 2001
    • 1 reply
    • 1.3k views
    • 
    • LCARUSI
    • January 19, 2001

22. Top Heavy Issue

    By Guest JDK, April 15, 2009
    • 1 reply
    • 1.3k views
    • 
    • GBurns
    • April 15, 2009

23. QACA effective date and notice requirement

    By Guest Statler, April 15, 2009
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 15, 2009

24. permissive aggregation - 2 plans with different eligibility

    By Santo Gold, February 18, 2005
    • 1 reply
    • 1.3k views
    • 
    • austin3515
    • February 18, 2005

25. RMD and Roth Contributions

    By Guest Michele Ciz, April 23, 2012
    • 2 replies
    • 1.3k views
    • 
    • masteff
    • April 24, 2012

26. Plan Loans - In-service withdrawal

    By Nassau, May 4, 2011
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • May 5, 2011

27. Vesting issue re fix for blown safe harbor 401(k)

    By chris, September 20, 2001
    • 0 replies
    • 1.3k views
    • 
    • chris
    • September 20, 2001

28. 3% Elective Safe Harbor Contribution satisfies the Top Heavy minimum r

    By Guest, October 20, 1999
    • 1 reply
    • 1.3k views
    • 
    • Hoard1
    • October 20, 1999

29. 1099 reporting

    By k man, February 9, 2005
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • February 9, 2005

30. too late for a 2007 3% safe harbor ?

    By Santo Gold, December 21, 2006
    • 2 replies
    • 1.3k views
    • 
    • Dan
    • December 28, 2006

31. Deferrals and limits that affect other participants

    By K-t-F, September 17, 2004
    • 4 replies
    • 1.3k views
    • 
    • jquazza
    • September 17, 2004

32. voluntary employee contributions aren't 401(k) deferrals are they?

    By Guest Fred Maynard, February 17, 2005
    • 6 replies
    • 1.3k views
    • 
    • Guest
    • February 17, 2005

33. Participant doesn't want to lose Medicaid benefits, plan is Safe Harbor

    By BG5150, June 4, 2019
    • 11 replies
    • 1.3k views
    • 
    • BG5150
    • June 13, 2019

34. Key employee definition for top heavy

    By Tom, May 16, 2022
    • 3 replies
    • 1.3k views
    • 
    • Tom
    • May 17, 2022

35. Reimburse Participants?

    By Guest pmcgroine, August 14, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • August 14, 2001

36. Oops! Someone forgot to tell payroll about auto enrollment!

    By Guest Rider, March 8, 2007
    • 1 reply
    • 1.3k views
    • 
    • 401_4_ever
    • March 8, 2007

37. Amending Safe Harbor

    By MGOAdmin, January 12, 2015   

    • 401k
    • safe harbor
    • (and 1 more)

      Tagged with:

      • 401k
      • safe harbor
      • amending
    • 1 reply
    • 1.3k views
    • 
    • Belgarath
    • January 12, 2015

38. VCP alternative(s) to Appendix A or B corrections for ADP/ACP failures

    By Belgarath, October 20, 2015
    • 4 replies
    • 1.3k views
    • 
    • Peter Gulia
    • October 21, 2015

39. match differentials with HCE's benefitting

    By Guest RS Vatalaro, August 25, 1999
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • August 26, 1999

40. QNECs

    By Gary, June 1, 2012
    • 3 replies
    • 1.3k views
    • 
    • Tom Poje
    • June 1, 2012

41. Death Verification

    By Guest llwallace, December 18, 2013
    • 4 replies
    • 1.3k views
    • 
    • ESOP Guy
    • December 19, 2013

42. Want to make ineligible a department tha is now eligilbe

    By Jim Chad, April 29, 2011
    • 13 replies
    • 1.3k views
    • 
    • 12AX7
    • May 4, 2011

43. Is this a prohibited transaction?

    By FundeK, March 10, 2004
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • March 10, 2004

44. What forms or initial actions need to be taken by plan sponsor with th

    By Guest Mark Manning, October 27, 2000
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • October 27, 2000

45. Administrator/Plan Options for Canadian Corp.

    By Cathy from Chicago, April 12, 2000
    • 1 reply
    • 1.3k views
    • 
    • Jon Chambers
    • May 1, 2000

46. Comp used to allocate 401(k) safe harbor contributions

    By Guest M Lavelle, May 2, 2000
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • May 3, 2000

47. 30 day wait for managers

    By Jim Chad, June 3, 2014
    • 3 replies
    • 1.3k views
    • 
    • 12AX7
    • June 3, 2014

48. Can a utility service sponsor a 401(k) plan or does it have to be a 40

    By Guest WHill, October 12, 1999
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • October 12, 1999

49. Loan Repayments

    By Guest blackacre, September 3, 2003
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • March 11, 2004

50. Unvested portion of balance erroneously Distributed - Former Participant will not return

    By JesseQG, October 7, 2013
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • October 7, 2013