401(k) Plans

19,321 topics in this forum

1. BRF testing for vesting

   By 30Rock, February 6, 2018
   • 6 replies
   • 1.3k views
   • 
   • Luke Bailey
   • February 8, 2018

2. Term 401k plan, payout, set up another in 12 months...

   By Oh so SIMPLE, June 8, 2012
   • 3 replies
   • 1.3k views
   • 
   • Bird
   • June 11, 2012

3. Aggregating plans for testing?

   By Guest KRS401k, March 26, 2008
   • 4 replies
   • 1.3k views
   • 
   • Blinky the 3-eyed Fish
   • April 14, 2008

4. QDRO Distirbution

   By Jilliandiz, March 22, 2006
   • 1 reply
   • 1.3k views
   • 
   • Mike Preston
   • March 22, 2006

5. Hardship distributions/Loans

   By Guest chris4013, June 3, 2005
   • 2 replies
   • 1.3k views
   • 
   • Archimage
   • June 3, 2005

6. Matching contribution with employer stock

   By Guest Jay Walters, October 8, 1999
   • 0 replies
   • 1.3k views
   • 
   • Guest
   • October 8, 1999

7. termination of (k) portion of KSOP prior to corporate merger

   By EGB, July 26, 2001
   • 0 replies
   • 1.3k views
   • 
   • EGB
   • July 26, 2001

8. SH Match True-Up

   By khn, May 7, 2015
   • 4 replies
   • 1.3k views
   • 
   • khn
   • May 8, 2015

9. HCE definition

   By R. Butler, February 5, 2014
   • 1 reply
   • 1.3k views
   • 
   • Kevin C
   • February 5, 2014

10. Plan distribution fees and hardship withdrawals

    By blue, June 14, 2007
    • 1 reply
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • June 14, 2007

11. 415 limit for limitation year that is not a calendar year

    By Guest terryh123, November 9, 2004
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • November 9, 2004

12. PTLT

    By thepensionmaven, January 3, 2024
    • 12 replies
    • 1.3k views
    • 
    • Gilmore
    • January 4, 2024

13. 401(a) clarification

    By Guest IRaceTA, July 23, 2004
    • 4 replies
    • 1.3k views
    • 
    • rcline46
    • July 23, 2004

14. Safe Habor 401(k) - Incorrect Match

    By Guest rgorman, February 12, 2004
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • February 13, 2004

15. Annual QDIA Notice and 404c Compliance

    By khn, November 3, 2014
    • 1 reply
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • November 4, 2014

16. Pre tax health premiums and compensation

    By Guest tmills, March 11, 2010
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 11, 2010

17. What kind of testing/reporting is required for a controlled group?

    By Guest Sara H, November 2, 1999
    • 1 reply
    • 1.3k views
    • 
    • stephen
    • November 3, 1999

18. Fidelity Bond Question

    By doombuggy, July 8, 2005
    • 1 reply
    • 1.3k views
    • 
    • Bird
    • July 8, 2005

19. They're here! (new limits!)

    By austin3515, October 28, 2010
    • 5 replies
    • 1.3k views
    • 
    • GMK
    • October 28, 2010

20. Ownership change in dental office 401-k Plan

    By KevinMc, June 11, 2013
    • 2 replies
    • 1.3k views
    • 
    • ESOP Guy
    • June 11, 2013

21. Defination of age

    By mschwechter, February 1, 2005
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • February 1, 2005

22. Old 5310 and New Schedule Q

    By Guest PJW, May 16, 2002
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • May 16, 2002

23. Approved Surety Providers

    By Guest Emiliano, April 17, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 17, 2001

24. In Service Distributions after 59 1/2

    By Guest Sbart62, November 9, 2007
    • 1 reply
    • 1.3k views
    • 
    • Trekker
    • November 9, 2007

25. Safe Harbor short plan year after SARSEP

    By Guest Wierenga, December 22, 2004
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • December 22, 2004

26. Safe Harbor Compensation

    By mming, January 6, 2006
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • January 6, 2006

27. Forfeiture erroneously not reallocated

    By Guest Sponias, August 31, 2006
    • 1 reply
    • 1.3k views
    • 
    • Ron Snyder
    • September 1, 2006

28. 401k

    By Guest lskin, April 24, 2006
    • 3 replies
    • 1.3k views
    • 
    • ERISAnut
    • April 26, 2006

29. spin off

    By k man, September 10, 2002
    • 3 replies
    • 1.3k views
    • 
    • k man
    • September 11, 2002

30. Terminated Employees Vesting Schedule

    By Guest bouncingsoul, June 2, 2009
    • 4 replies
    • 1.3k views
    • 
    • Belgarath
    • June 3, 2009

31. Safe-harbor 401(k)

    By Guest Ted Kowalchuk, CFP, CFS,, June 19, 2002
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • June 19, 2002

32. Incorrect Management Fees Charged

    By Vlad401k, May 12, 2015
    • 6 replies
    • 1.3k views
    • 
    • Kevin C
    • May 13, 2015

33. Payout do to death

    By FJR, May 7, 2003
    • 6 replies
    • 1.3k views
    • 
    • Guest
    • May 8, 2003

34. Automatic Enrollment

    By Guest Thornton, December 2, 2007
    • 4 replies
    • 1.3k views
    • 
    • david rigby
    • December 3, 2007

35. Exclusions

    By Guest Pension Girl, February 25, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • February 25, 2010

36. Correction for Failure to Effect Participant Election

    By Guest BWNWE, July 11, 2012
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • July 12, 2012

37. Sponsor Company Owned by Family Trusts - Top Heavy?

    By LangLangTPA, July 22, 2015   

    • Top Heavy
    • 2 replies
    • 1.3k views
    • 
    • Mike Preston
    • July 24, 2015

38. Top Heavy Minimums

    By Guest sbavely, April 20, 1999
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 20, 1999

39. Mandatory Automatic Enrollment and Pooled Plans

    By austin3515, September 10, 2025
    • 4 replies
    • 1.3k views
    • 
    • acm_acm
    • September 12, 2025

40. Safe Harbor/ 401(K) Plan

    By Guest Margaret Denton, October 31, 2002
    • 1 reply
    • 1.3k views
    • 
    • Brian Gallagher
    • October 31, 2002

41. Plans with Before-tax and Roth 401(k) - Designation of excess

    By Guest philc, October 11, 2005
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • October 11, 2005

42. Fiduciary duty in regards to beneficiary designations

    By oriecat, November 19, 2009
    • 7 replies
    • 1.3k views
    • 
    • oriecat
    • November 20, 2009

43. Separate Elgibility for Part-Timers

    By Guest cxs, March 6, 2006
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • March 7, 2006

44. Coverage

    By austin3515, December 17, 2002
    • 4 replies
    • 1.3k views
    • 
    • austin3515
    • December 17, 2002

45. Stimulus Bill Write-Up?

    By austin3515, February 26, 2009
    • 3 replies
    • 1.3k views
    • 
    • masteff
    • October 13, 2009

46. Automatic Enrollment--Ohio

    By Guest CRC02, January 29, 2003
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • January 29, 2003

47. Hardship distribution made in error

    By Guest David M, November 13, 2002
    • 1 reply
    • 1.3k views
    • 
    • 2muchstress
    • November 13, 2002

48. 401(k) Deposit Timing

    By Medusa, August 15, 2007
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • August 17, 2007

49. Reallocation of forfs, after 415 date

    By BG5150, October 24, 2016
    • 7 replies
    • 1.3k views
    • 
    • BG5150
    • October 25, 2016

50. Minimum service conditions for safe-harbor 401(k) plan 3% nonelective

    By John A, October 11, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • October 11, 2000