401(k) Plans

19,337 topics in this forum

1. Coverage- DC/DB

   By Guest Napili, January 4, 2003
   • 2 replies
   • 1.5k views
   • 
   • AndyH
   • January 9, 2003

2. Eligibility… Is a person eligible to contribute to a 401(k)?

   By Guest Cookiemonster, October 17, 2003
   • 2 replies
   • 1.3k views
   • 
   • Guest
   • October 17, 2003

3. SAS70 Question

   By bzorc, November 7, 2003
   • 2 replies
   • 1.5k views
   • 
   • bzorc
   • November 10, 2003

4. Automatic Enrollment in California

   By Gilmore, January 10, 2004
   • 2 replies
   • 1.3k views
   • 
   • Gilmore
   • January 13, 2004

5. Roth Amendment

   By Dougsbpc, November 10, 2005
   • 2 replies
   • 1.6k views
   • 
   • Archimage
   • November 11, 2005

6. Amend, then Restate

   By DP, November 13, 2008
   • 2 replies
   • 987 views
   • 
   • Blinky the 3-eyed Fish
   • November 14, 2008

7. Is it a Short Plan Year?

   By Guest Phineas, October 28, 2011
   • 2 replies
   • 906 views
   • 
   • 12AX7
   • October 28, 2011

8. ADP Refund for deceased participant

   By buckaroo, March 10, 2014
   • 2 replies
   • 2.9k views
   • 
   • jpod
   • March 14, 2018

9. issue corrected W2 or not?

   By WCC, January 12, 2015
   • 2 replies
   • 1.2k views
   • 
   • david rigby
   • January 12, 2015

10. Top Heavy test For a Terminating Plan

    By ratherbereading, June 15, 2017   

    • top heavy; plan termination
    • 2 replies
    • 1.5k views
    • 
    • Tom Poje
    • June 15, 2017

11. Off Calendar PY - ADP catchup with no deferrals?

    By Gilmore, June 18, 2020
    • 2 replies
    • 519 views
    • 
    • Gilmore
    • June 19, 2020

12. Eligibility related

    By Jakyasar, May 9, 2024
    • 2 replies
    • 511 views
    • 
    • jsample
    • May 10, 2024

13. Safe Harbor and Top-Heavy after EGTRRA

    By Guest Samwise, January 9, 2002
    • 2 replies
    • 1.8k views
    • 
    • AndyH
    • January 10, 2002

14. Discretionary Match in Formula and Considered Deferrals

    By Dawn Hafner, September 10, 2002
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • September 12, 2002

15. Top Heavy 401(k)

    By Guest Ed Walker, March 27, 2003
    • 2 replies
    • 1.2k views
    • 
    • pmacduff
    • March 27, 2003

16. Fees vs. Sanctions

    By Guest Jose Rosario, July 25, 2003
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • July 25, 2003

17. Spin-off

    By Archimage, November 26, 2003
    • 2 replies
    • 1.3k views
    • 
    • IRC401
    • November 29, 2003

18. Two 401(k) plans

    By Guest ggdjo, June 15, 2004
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • June 16, 2004

19. When is a Broker an Advisor?

    By Guest RIA, February 12, 2007
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • February 13, 2007

20. Non-qualified profit sharing plan

    By Guest natasa, May 30, 2007
    • 2 replies
    • 3.8k views
    • 
    • Guest
    • October 12, 2007

21. Replacement Plan

    By Gary, March 7, 2008
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • March 8, 2008

22. Deduction Timing of Employer Contributions

    By Lou S., March 22, 2011
    • 2 replies
    • 1.1k views
    • 
    • Lou S.
    • March 22, 2011

23. Any restrictions on business owner obtaining loans from his or her bus

    By Guest msearle, November 6, 1999
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • November 7, 1999

24. Maxing out 401(k) Plan and Roth IRA

    By AJC, February 16, 2023
    • 2 replies
    • 493 views
    • 
    • AJC
    • February 16, 2023

25. PLAN DOCUMENT REQUIREMENTS FOR ELECTIONS NOT TO PARTICIPATE

    By KJohnson, December 21, 2000
    • 2 replies
    • 1.5k views
    • 
    • KJohnson
    • December 21, 2000

26. Timing of deposits for employer with multiple payrolls.

    By Guest MES, January 15, 2001
    • 2 replies
    • 1.5k views
    • 
    • KJohnson
    • January 16, 2001

27. Prior year testing method/ADP/former employees

    By billfgrady, January 22, 2003
    • 2 replies
    • 2.3k views
    • 
    • billfgrady
    • January 23, 2003

28. Plan Imposed Limits

    By Guest revier, March 3, 2005
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • March 3, 2005

29. Union employees

    By Guest Pat Metallic, August 2, 2005
    • 2 replies
    • 1.6k views
    • 
    • mbozek
    • August 3, 2005

30. 401(k) plan design issue

    By pbarrett, September 23, 2005
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • September 24, 2005

31. Vesting issue

    By Guest Nini, December 19, 2006
    • 2 replies
    • 1.5k views
    • 
    • Tom Poje
    • December 19, 2006

32. flowchart or checklist for late deferrals?

    By Jim Chad, March 16, 2009
    • 2 replies
    • 1.4k views
    • 
    • Jim Chad
    • March 16, 2009

33. Vesting Changes

    By justatester, October 20, 2009
    • 2 replies
    • 1.6k views
    • 
    • david rigby
    • February 15, 2010

34. First Year 401(k)

    By Guest elang, February 28, 2012
    • 2 replies
    • 1k views
    • 
    • MWeddell
    • March 1, 2012

35. Medical Loss Ratio (MLR) rebates

    By fiona1, August 14, 2012
    • 2 replies
    • 2.7k views
    • 
    • dcoderre
    • January 24, 2013

36. Stock Sale - Successor Plan?

    By jmartin, April 17, 2013
    • 2 replies
    • 1.8k views
    • 
    • Bill Presson
    • April 17, 2013

37. Ownership/Family attribution in a 501c3 401k plan possible?

    By 401QUE, November 11, 2014   

    • ownership attribution
    • nonprofit
    • (and 1 more)

      Tagged with:

      • ownership attribution
      • nonprofit
      • HCE determination
    • 2 replies
    • 1.4k views
    • 
    • austin3515
    • November 12, 2014

38. Mid Year Non-discrimination Testing

    By Guest JBDixon, June 29, 1999
    • 2 replies
    • 2.4k views
    • 
    • Fredman
    • June 30, 1999

39. 5500Q - Can you revoke a 5500 and file a 5500 C/R instead?

    By Alf, November 6, 1999
    • 2 replies
    • 1.5k views
    • 
    • Disco Stu
    • November 8, 1999

40. leaving a MEP to be standalone plan

    By ejohnke, May 10, 2024
    • 2 replies
    • 1.5k views
    • 
    • ejohnke
    • May 14, 2024

41. Form 5330

    By Guest MEGary, February 26, 2002
    • 2 replies
    • 1.6k views
    • 
    • MWeddell
    • February 27, 2002

42. Secure 2.0/Cares/CAA addendum

    By Pixie, July 24, 2025
    • 2 replies
    • 565 views
    • 
    • CuseFan
    • July 25, 2025

43. Requesting extension for 3/15 deadlines

    By R. Butler, February 20, 2003
    • 2 replies
    • 1.4k views
    • 
    • R. Butler
    • February 28, 2003

44. 1099r's for corrective distributions

    By Beemer, January 24, 2005
    • 2 replies
    • 1.4k views
    • 
    • Beemer
    • January 24, 2005

45. Timing of 401(k) Contributions Made By Sole Proprietor or Corporate Owner

    By Guest Edward McElroy, August 30, 2005
    • 2 replies
    • 1.7k views
    • 
    • mbozek
    • August 30, 2005

46. Safe Harbor "Maybe"

    By Guest rslagle224, November 11, 2005
    • 2 replies
    • 1.8k views
    • 
    • Bird
    • November 11, 2005

47. 401(a)(4) Rate Group Testing

    By Guest elang, February 16, 2010
    • 2 replies
    • 2.2k views
    • 
    • Tom Poje
    • February 17, 2010

48. Lost Interest Deductible?

    By austin3515, February 25, 2011
    • 2 replies
    • 992 views
    • 
    • austin3515
    • February 28, 2011

49. Completing the Form 5330

    By Guest mrtnoc, October 9, 2013   

    • 5330
    • late deferrals
    • 2 replies
    • 5.2k views
    • 
    • 401QUE
    • December 26, 2013

50. Safe Harbor Match Contribution Source

    By KevinMc, March 2, 2018
    • 2 replies
    • 776 views
    • 
    • Tom Poje
    • March 2, 2018