401(k) Plans

19,321 topics in this forum

1. removal of partila withdrawels and substantially equal installments

   By Jim Chad, July 28, 2011
   • 2 replies
   • 2.5k views
   • 
   • Jim Chad
   • July 29, 2011

2. Late Filer

   By Guest elang, January 31, 2012
   • 2 replies
   • 861 views
   • 
   • shERPA
   • January 31, 2012

3. Outstanding loans and deferrals

   By tertue, January 2, 2013
   • 2 replies
   • 1.5k views
   • 
   • david rigby
   • January 2, 2013

4. excess deferrals and excess contributions ..form 5500 and statements

   By Draper55, May 6, 2014
   • 2 replies
   • 4.3k views
   • 
   • Tom Poje
   • May 6, 2014

5. Hours before Participation don't count for allocation condition?

   By Jim Chad, October 5, 2016
   • 2 replies
   • 651 views
   • 
   • Tom Poje
   • October 5, 2016

6. Vesting BRF, Controlled group

   By AATPA, August 20, 2018
   • 2 replies
   • 746 views
   • 
   • AATPA
   • August 20, 2018

7. HCE status in asset acquisition

   By Guest friedbrain, February 25, 1999
   • 2 replies
   • 2.5k views
   • 
   • david shipp
   • February 25, 1999

8. HCEs: look-back year or Determination Year?

   By Guest GregSelf, August 2, 1999
   • 2 replies
   • 1.9k views
   • 
   • Guest
   • August 2, 1999

9. auto enroll required in 2025 for new plans

   By gregburst, March 1, 2023
   • 2 replies
   • 596 views
   • 
   • Peter Gulia
   • March 2, 2023

10. Control Group

    By goldtpa, July 10, 2003
    • 2 replies
    • 1.4k views
    • 
    • goldtpa
    • July 10, 2003

11. Successor Plan

    By Guest MichaelO, July 13, 2004
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • July 15, 2004

12. affiliated service group - esop and non-esop

    By Guest mk2308, August 25, 2004
    • 2 replies
    • 2.1k views
    • 
    • BeckyMiller
    • September 9, 2004

13. Bottom-up QNEC's & IRS Warning on Discriminatory Practices

    By Gruegen, November 22, 2004
    • 2 replies
    • 1.7k views
    • 
    • MWeddell
    • November 23, 2004

14. "Helping Employees Achieve Retirement Security" by Ted Benna

    By doombuggy, July 13, 2005
    • 2 replies
    • 1.4k views
    • 
    • JanetM
    • July 14, 2005

15. Plan Audited - Missing Signed Final 401k Reg Amend

    By CLE401kGuy, December 19, 2011
    • 2 replies
    • 1.1k views
    • 
    • Bird
    • December 19, 2011

16. autoenrollment refund?

    By Jim Chad, October 5, 2016
    • 2 replies
    • 649 views
    • 
    • Jim Chad
    • October 5, 2016

17. Full plan year but deferrals start 10/1

    By Pammie57, July 1, 2020
    • 2 replies
    • 682 views
    • 
    • Patricia Neal Jensen
    • July 1, 2020

18. Compensation

    By ABeach, December 22, 2020
    • 2 replies
    • 812 views
    • 
    • Cardscrazy
    • December 24, 2020

19. ADP/ACP first year 3% rule

    By 52626, March 27, 2024
    • 2 replies
    • 730 views
    • 
    • David Schultz
    • March 27, 2024

20. Short first plan year?

    By jaemmons, April 7, 2004
    • 2 replies
    • 1.4k views
    • 
    • Blinky the 3-eyed Fish
    • April 7, 2004

21. DB plan to DC plan

    By lexi, July 11, 2006
    • 2 replies
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • July 12, 2006

22. Make-Up contributions

    By Guest dhall5, May 4, 2007
    • 2 replies
    • 1.4k views
    • 
    • austin3515
    • May 7, 2007

23. Can a QACA Provide for Permissible Withdrawals?

    By rocknrolls2, December 4, 2007
    • 2 replies
    • 2.7k views
    • 
    • Guest
    • January 16, 2008

24. 401K audit - Participant loan in default

    By Guest Lin, May 7, 2009
    • 2 replies
    • 1.9k views
    • 
    • masteff
    • May 8, 2009

25. ACP Safe Harbor

    By austin3515, March 19, 2015
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • March 21, 2015

26. Terminated SH plan--owner owes himself SH

    By BG5150, June 3, 2016
    • 2 replies
    • 585 views
    • 
    • Lou S.
    • June 3, 2016

27. Timing of Discretionary match

    By bzorc, August 24, 2017
    • 2 replies
    • 727 views
    • 
    • Belgarath
    • August 25, 2017

28. Amending Form 5500 in connection to Audit Report - Financial statement section updated to comply standard for Fair value

    By AdKu, January 23, 2018   

    • amend form 5500
    • audit report updated to comply fair value standard
    • 2 replies
    • 991 views
    • 
    • chc93
    • January 24, 2018

29. Fees charged to participants

    By Guest Bill Schulze, August 3, 1999
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • August 3, 1999

30. Information for plan sponsors

    By Guest ndgal, December 28, 2000
    • 2 replies
    • 1.6k views
    • 
    • Jon Chambers
    • January 2, 2001

31. Safe Harbor Plan Deemed not top heavy

    By Lori Foresz, February 20, 2004
    • 2 replies
    • 1.9k views
    • 
    • Lori Foresz
    • February 20, 2004

32. Plan Termination and later discover remain assets - what options?

    By Guest W. Blake, June 15, 2005
    • 2 replies
    • 1.3k views
    • 
    • Ron Snyder
    • June 17, 2005

33. Non Discrimination, Excess Deferrals and Catch ups.

    By Lori H, February 4, 2009
    • 2 replies
    • 1.1k views
    • 
    • Kevin C
    • February 4, 2009

34. hardship withdrawal - building their own home

    By Guest erisalady, August 31, 2011
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • September 1, 2011

35. Plan Amendments

    By Guest JanB, June 25, 2014
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • July 3, 2014

36. spin off - trustee to trustee transfer

    By Scuba 401, January 23, 2018
    • 2 replies
    • 891 views
    • 
    • david rigby
    • January 24, 2018

37. LLC 401K Contribution(s)

    By Nic Pospiech, April 14, 2025
    • 2 replies
    • 1.1k views
    • 
    • Peter Gulia
    • April 14, 2025

38. Gramm-Leach-Bliley push out provisions

    By fidu, May 13, 2002
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • May 23, 2002

39. Corp. Tax Deadline

    By Guest CCarter, January 8, 2003
    • 2 replies
    • 1.4k views
    • 
    • Archimage
    • January 9, 2003

40. Capital Accumulation Plan

    By Guest AlyssaC, May 4, 2007
    • 2 replies
    • 3k views
    • 
    • JanetM
    • May 7, 2007

41. One company, two plans

    By Guest Iwonder, April 10, 2008
    • 2 replies
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • April 10, 2008

42. 401 k plan account insured?

    By Guest Dan Shea, September 30, 2008
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • September 30, 2008

43. Rollover from traditional IRA to 401(k) plan

    By Guest TaxedToDeath, October 3, 2011
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • October 3, 2011

44. Controlled Group-one entity matches other does not -Comp used question

    By DLMRetire, December 6, 2013
    • 2 replies
    • 1.3k views
    • 
    • DLMRetire
    • December 8, 2013

45. Determination Letter Fees?

    By ML68, August 21, 2018
    • 2 replies
    • 517 views
    • 
    • ML68
    • August 22, 2018

46. Catch ups, 415, and Off Calendar

    By Gilmore, December 18, 2019
    • 2 replies
    • 1.1k views
    • 
    • Gilmore
    • December 19, 2019

47. 415 allocation Issues

    By VeryOldMan, February 14, 2020   

    • 415 allocation
    • 2 replies
    • 605 views
    • 
    • VeryOldMan
    • February 14, 2020

48. ADP/ACP Test Improved By Corrected Data

    By Below Ground, September 2, 2020   

    • corrective distributions
    • data revisions
    • 2 replies
    • 653 views
    • 
    • Below Ground
    • September 3, 2020

49. Lost Employers

    By Guest KathyS, October 4, 1998
    • 2 replies
    • 4.4k views
    • 
    • Guest
    • October 5, 1998

50. New catch-up rules

    By Jakyasar, November 27, 2024
    • 2 replies
    • 484 views
    • 
    • Jakyasar
    • November 27, 2024