401(k) Plans

19,275 topics in this forum

1. Prohibited Transaction

   By 30Rock, September 29, 2010
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • October 5, 2010

2. Prohibited Transaction

   By 30Rock, March 18, 2011
   • 0 replies
   • 1.1k views
   • 
   • 30Rock
   • March 18, 2011

3. Prohibited Transaction

   By Guest elang, August 16, 2012
   • 2 replies
   • 937 views
   • 
   • masteff
   • August 17, 2012

4. Prohibited Transaction

   By Guest Thornton, December 26, 2001
   • 4 replies
   • 1.8k views
   • 
   • Guest
   • December 31, 2001

5. Prohibited Transaction - how to correct?

   By Blinky the 3-eyed Fish, June 30, 2011
   • 6 replies
   • 2.7k views
   • 
   • Kevin C
   • July 1, 2011

6. Prohibited Transaction Exemption for Nonmarketable Obligations Issued by Employer Affiliate?

   By ERISAatty, January 7, 2011
   • 0 replies
   • 1k views
   • 
   • ERISAatty
   • January 7, 2011

7. Prohibited transaction if the plan's broker marries the client company

   By Guest Phil L, November 3, 1999
   • 6 replies
   • 2k views
   • 
   • MWeddell
   • November 5, 1999

8. Prohibited Transaction or Arms Length Transaction

   By Guest ellah, August 8, 2007
   • 5 replies
   • 1.6k views
   • 
   • jpod
   • August 8, 2007

9. Prohibited Transaction Purchase of Life Insurance from Plan

   By Ananda, November 9, 2021
   • 4 replies
   • 1.5k views
   • 
   • CuseFan
   • November 10, 2021

10. Prohibited Transaction: Loan to DQ person

    By Guest Pennysaver, May 5, 2010
    • 0 replies
    • 901 views
    • 
    • Guest
    • May 5, 2010

11. Prohibited Transaction?

    By Randy Watson, December 16, 2004
    • 4 replies
    • 1.2k views
    • 
    • QDROphile
    • December 16, 2004

12. Prohibited Transaction?

    By Guest hilda, August 6, 2002
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • August 6, 2002

13. Prohibited Transaction?

    By Guest notapensiongeek, June 15, 2009
    • 2 replies
    • 1.2k views
    • 
    • austin3515
    • June 18, 2009

14. Prohibited Transaction?

    By Guest reyeps, October 10, 2001
    • 2 replies
    • 1.8k views
    • 
    • Erik Read
    • October 19, 2001

15. prohibited transaction?

    By Guest lc, October 31, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 31, 2001

16. Prohibited Transaction?

    By Guest CRC02, May 31, 2002
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • May 31, 2002

17. Prohibited Transaction?

    By Guest h_nowicki, July 13, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 13, 2004

18. Prohibited Transaction? Correction?

    By pixmax, September 20, 2016   

    • Prohibited Transaction
    • 2 replies
    • 1.3k views
    • 
    • Lou S.
    • September 20, 2016

19. Prohibited Transaction? Plan invests in LLC which leases property to EEs.

    By JWRB, September 21, 2016
    • 2 replies
    • 614 views
    • 
    • JWRB
    • September 21, 2016

20. Prohibited Transaction? Son as broker?

    By Dawn Hafner, June 30, 2000
    • 1 reply
    • 1.6k views
    • 
    • pjkoehler
    • June 30, 2000

21. Prohibited Transaction??

    By Guest PLHart, August 29, 2003
    • 9 replies
    • 1.9k views
    • 
    • Guest
    • August 25, 2004

22. prohibited transaction???

    By fidu, July 12, 2002
    • 4 replies
    • 1.6k views
    • 
    • fidu
    • July 16, 2002

23. Prohibited transaction/diversification

    By k man, January 17, 2002
    • 12 replies
    • 1.9k views
    • 
    • Kirk Maldonado
    • January 23, 2002

24. Prohibited Transactions

    By Guest allanH, April 23, 2003
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • April 23, 2003

25. Prohibited Transactions

    By Guest Fidu2, April 4, 2003
    • 10 replies
    • 1.7k views
    • 
    • Demosthenes
    • April 16, 2003

26. Prohibited Transactions

    By Guest Pippy, November 1, 2012
    • 10 replies
    • 1.6k views
    • 
    • Guest
    • November 5, 2012

27. Prohibited Transactions

    By Guest num1sherm, March 31, 2003
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • April 3, 2003

28. Prohibited Transactions

    By Guest eparrs, October 24, 2008
    • 1 reply
    • 1.5k views
    • 
    • Ron Snyder
    • October 31, 2008

29. Prohibited Transactions

    By justatester, July 12, 2010
    • 3 replies
    • 2.8k views
    • 
    • austin3515
    • July 13, 2010

30. Prohibited Transactions and reporting on From 5330

    By Guest kwagner, October 24, 2002
    • 6 replies
    • 3.4k views
    • 
    • E as in ERISA
    • May 9, 2003

31. Prohibited Transactions within a 401(k) Plan

    By Guest Jeramy P. Lembeck, January 30, 2000
    • 8 replies
    • 2.3k views
    • 
    • Scuba 401
    • February 8, 2000

32. prohibited transactions- avoiding liabiiity

    By Guest dsamuels, May 29, 2001
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • May 29, 2001

33. Prohibited Transactions/Parties in Interest

    By MBCarey, October 1, 2007
    • 0 replies
    • 1.1k views
    • 
    • MBCarey
    • October 1, 2007

34. PROHIBITED?

    By Guest CHRISTIE BOSS, November 7, 1998
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • November 11, 1998

35. Prohibition on Reverting to ADP Testing when SH not satisfied

    By Guest Suanne, January 31, 2006
    • 1 reply
    • 1.2k views
    • 
    • WDIK
    • January 31, 2006

36. Prohibitive Transaction

    By Guest elang, March 17, 2014   

    • Loan
    • 7 replies
    • 1.3k views
    • 
    • Peter Gulia
    • March 18, 2014

37. Prohibitted Transaction?

    By austin3515, November 14, 2014
    • 29 replies
    • 2.9k views
    • 
    • chc93
    • November 18, 2014

38. Prohited Transaction through Common Ownership

    By austin3515, August 20, 2013
    • 10 replies
    • 1.2k views
    • 
    • Peter Gulia
    • August 21, 2013

39. projected 2002 contributions

    By FJR, October 15, 2002
    • 2 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • October 16, 2002

40. Promoting Company Stock

    By khn, September 26, 2017
    • 2 replies
    • 635 views
    • 
    • MoJo
    • September 26, 2017

41. Proof of Hardship

    By AKPension, March 30, 2017
    • 9 replies
    • 1.2k views
    • 
    • Peter Gulia
    • April 5, 2017

42. Proof of Hardship Needed?

    By ERISA1, September 15, 2009
    • 19 replies
    • 53.7k views
    • 
    • masteff
    • July 15, 2010

43. Proof of Safe Harbor Notice

    By nancy, June 23, 2020
    • 6 replies
    • 1.1k views
    • 
    • Peter Gulia
    • June 24, 2020

44. Proof of Use?

    By Guest ProofNeeded, July 2, 2001
    • 1 reply
    • 1.6k views
    • 
    • RCK
    • July 3, 2001

45. Proper 401K plan entry date in TPA records?

    By Guest 410b, October 11, 2012
    • 12 replies
    • 6.8k views
    • 
    • Guest
    • October 13, 2012

46. Proper ADP compensation for testing

    By Guest 410b, May 6, 2009
    • 5 replies
    • 2.6k views
    • 
    • rcline46
    • May 6, 2009

47. Property in Earmarked Account

    By Guest notapensiongeek, July 21, 2009
    • 3 replies
    • 1.2k views
    • 
    • Bird
    • July 24, 2009

48. Proposal Software

    By Guest, December 9, 1999
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • December 9, 1999

49. Proposed 408(b)(2) Regulations

    By jpod, December 27, 2007
    • 0 replies
    • 897 views
    • 
    • jpod
    • December 27, 2007

50. Proposed 415 Regulations

    By Randy Watson, October 9, 2006
    • 0 replies
    • 1.1k views
    • 
    • Randy Watson
    • October 9, 2006