401(k) Plans

19,299 topics in this forum

1. Top Heavy

   By Guest judyw, July 26, 2004
   • 1 reply
   • 1k views
   • 
   • WDIK
   • July 26, 2004

2. Qualified vs. Non-Qualfied Comparison

   By Guest ChrisF, July 23, 2004
   • 1 reply
   • 1.3k views
   • 
   • WDIK
   • July 26, 2004

3. Can a 401k hibernate for a year?

   By Guest Commuter Rex, July 26, 2004
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • July 26, 2004

4. Failure to note Change in EIN and Plan Sponsor on 5500.

   By MBCarey, July 26, 2004
   • 0 replies
   • 1.4k views
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   • MBCarey
   • July 26, 2004

5. 401(a) clarification

   By Guest IRaceTA, July 23, 2004
   • 4 replies
   • 1.3k views
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   • rcline46
   • July 23, 2004

6. incentives to defer?

   By Guest MES, July 22, 2004
   • 9 replies
   • 1.3k views
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   • Guest
   • July 23, 2004

7. Top Heavy questions

   By Guest judyw, July 22, 2004
   • 4 replies
   • 1.2k views
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   • jquazza
   • July 23, 2004

8. QNECs and prior year testing

   By Guest Jane Freeman, March 4, 2004
   • 1 reply
   • 1.2k views
   • 
   • Guest
   • July 22, 2004

9. Software Opinions

   By Guest Partly Cloudy, July 22, 2004
   • 6 replies
   • 1.3k views
   • 
   • stephen
   • July 22, 2004

10. ADP/ACP testing of otherwise excludable in plan document?

    By Guest Giovanni, July 20, 2004
    • 7 replies
    • 1.7k views
    • 
    • Guest
    • July 22, 2004

11. safe harbor 401k plan design

    By kmciver, July 16, 2004
    • 4 replies
    • 1.6k views
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    • Bird
    • July 22, 2004

12. Blackout Notice & individual accounts

    By Guest jim williams, July 21, 2004
    • 5 replies
    • 2.7k views
    • 
    • Guest
    • July 22, 2004

13. employer makes incorrect deferral amount to employee

    By kmciver, July 21, 2004
    • 2 replies
    • 1.7k views
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    • Brian Gallagher
    • July 21, 2004

14. Money type for cafeteria plan contribuions?

    By amcorson, July 21, 2004
    • 0 replies
    • 1.1k views
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    • amcorson
    • July 21, 2004

15. Controlled group and same desk rule after EGTRRA

    By Guest Lawrence_Groves, July 21, 2004
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • July 21, 2004

16. If two 401k plans are mergering, under ERISA is there a specific timeframe during which the plan sponsor must send out a communication piece to plan participants?

    By Guest SJaramil, July 20, 2004
    • 2 replies
    • 1.2k views
    • 
    • MWeddell
    • July 21, 2004

17. Safe Harbor Match to HCEs

    By Guest KMP, July 19, 2004
    • 3 replies
    • 1.1k views
    • 
    • g8r
    • July 21, 2004

18. Irrevocable Election for Match Only?

    By No Name, July 19, 2004
    • 5 replies
    • 1.3k views
    • 
    • g8r
    • July 21, 2004

19. Document Question

    By Guest MCarey1, July 16, 2004
    • 5 replies
    • 2.1k views
    • 
    • g8r
    • July 20, 2004

20. ADP/ACP testing and non-calendar year plans

    By Guest LiLi, July 19, 2004
    • 0 replies
    • 2k views
    • 
    • Guest
    • July 19, 2004

21. Prior year testing method per document, would like to amend to current year...

    By Guest jhilliard, July 19, 2004
    • 1 reply
    • 1.2k views
    • 
    • Tom Poje
    • July 19, 2004

22. Because of an 11-K filing will an audit be required?

    By Guest JDansa, July 15, 2004
    • 6 replies
    • 2.4k views
    • 
    • Kirk Maldonado
    • July 17, 2004

23. Looking for help to create individual savings need statements for participants

    By Guest kkastein, July 16, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 16, 2004

24. Successor Plan?

    By wmyer, July 16, 2004
    • 0 replies
    • 1.1k views
    • 
    • wmyer
    • July 16, 2004

25. Loan Rollover into a plan

    By FundeK, July 16, 2004
    • 4 replies
    • 1.7k views
    • 
    • QDROphile
    • July 16, 2004

26. Employer Unwittingly Includes Foreign Nationals in 401(k) Plan

    By Christine Roberts, July 14, 2004
    • 10 replies
    • 3k views
    • 
    • WDIK
    • July 15, 2004

27. Mutual Fund Scandal Update - Can you assist?

    By FundeK, July 15, 2004
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • July 15, 2004

28. Rolling over into a 401(k)

    By Guest petey, July 15, 2004
    • 1 reply
    • 1.2k views
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    • QDROphile
    • July 15, 2004

29. Can plan participants be treated as separate shareholders?

    By Guest halka, July 15, 2004
    • 1 reply
    • 1.1k views
    • 
    • Lame Duck
    • July 15, 2004

30. disclosure in spd of fees charged directly to participants

    By k man, July 14, 2004
    • 3 replies
    • 1.4k views
    • 
    • Bird
    • July 15, 2004

31. Successor Plan

    By Guest MichaelO, July 13, 2004
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • July 15, 2004

32. Top Heavy Minimums

    By jala, July 13, 2004
    • 1 reply
    • 1.1k views
    • 
    • jquazza
    • July 14, 2004

33. dol position on distribution fees

    By k man, July 13, 2004
    • 3 replies
    • 1.7k views
    • 
    • mbozek
    • July 14, 2004

34. Failed ADP test

    By Guest velll, July 6, 2004
    • 8 replies
    • 2.5k views
    • 
    • Blinky the 3-eyed Fish
    • July 14, 2004

35. DB or DC plan choice for participants

    By Guest Nautical, July 2, 2004
    • 5 replies
    • 1.5k views
    • 
    • Guest
    • July 14, 2004

36. One Day Short Plan Year ADP Test - 401(a) 17 Limit

    By Guest wwc870, July 13, 2004
    • 1 reply
    • 1.7k views
    • 
    • jquazza
    • July 14, 2004

37. Top Heavy Test and 3% Safe Harbor Plan

    By sloble@crowleyfleck.com, July 7, 2004
    • 9 replies
    • 2.4k views
    • 
    • sloble@crowleyfleck.com
    • July 13, 2004

38. Elapsed Time

    By Guest pjb, July 12, 2004
    • 17 replies
    • 4.8k views
    • 
    • david rigby
    • July 13, 2004

39. Prohibited Transaction?

    By Guest h_nowicki, July 13, 2004
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • July 13, 2004

40. Form 5500 (item #8a)

    By Guest Giovanni, July 9, 2004
    • 6 replies
    • 1.8k views
    • 
    • pmacduff
    • July 13, 2004

41. Funds returned to the plan for a breakpoint settlement from the asset compan

    By Guest cynthiar, July 13, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 13, 2004

42. Loan Refinancing

    By BTH, July 13, 2004
    • 2 replies
    • 1.3k views
    • 
    • E as in ERISA
    • July 13, 2004

43. Partnership rules for 402(g) - non-calendar Partner Year?

    By Guest Chaffee, July 7, 2004
    • 8 replies
    • 1.9k views
    • 
    • Guest
    • July 13, 2004

44. correct amount to report on 1099

    By k man, July 8, 2004
    • 20 replies
    • 2.6k views
    • 
    • TBob
    • July 13, 2004

45. Definition of spouse as spouse in an opposite sex marriage

    By Guest Do, May 7, 2004
    • 11 replies
    • 2.8k views
    • 
    • david rigby
    • July 12, 2004

46. Audit Question?

    By FundeK, July 12, 2004
    • 0 replies
    • 1k views
    • 
    • FundeK
    • July 12, 2004

47. plan termination

    By Guest good2brich, July 12, 2004
    • 3 replies
    • 1.2k views
    • 
    • Blinky the 3-eyed Fish
    • July 12, 2004

48. Controlled group and key employee

    By Guest moosegirl, July 9, 2004
    • 2 replies
    • 1.2k views
    • 
    • Guest
    • July 12, 2004

49. use of the "maybe" notice still permitted

    By Earl, July 9, 2004
    • 9 replies
    • 1.5k views
    • 
    • Tom Poje
    • July 12, 2004

50. Caps on employer stock ownership in 401(k) plans?

    By Guest Benmark, July 11, 2004
    • 0 replies
    • 874 views
    • 
    • Guest
    • July 11, 2004