401(k) Plans

19,337 topics in this forum

1. Safe Harbor Plan with only the owners deferring

   By Guest EPS2, March 11, 2008
   • 1 reply
   • 1k views
   • 
   • Kimberly S
   • March 11, 2008

2. SH Plan - Employer Closing Doors

   By austin3515, July 27, 2011
   • 2 replies
   • 1k views
   • 
   • austin3515
   • July 27, 2011

3. Employer penalty tax for excess contributions and catch up

   By Guest phy401k, August 6, 2007
   • 1 reply
   • 1k views
   • 
   • WDIK
   • August 6, 2007

4. Benefits deductions for 2005

   By Guest reedjd, January 6, 2005
   • 1 reply
   • 1k views
   • 
   • rcline46
   • January 6, 2005

5. company a with 401(k) purchased by company b with simple ira

   By Guest mrtnak, January 12, 2005
   • 0 replies
   • 1k views
   • 
   • Guest
   • January 12, 2005

6. Forfeiture Use in a Plan

   By mlp0816, February 12, 2014   

   • Forfeitures
   • 4 replies
   • 1k views
   • 
   • K2retire
   • February 12, 2014

7. QSLOB Question

   By Guest Bearlee, February 27, 2007
   • 0 replies
   • 1k views
   • 
   • Guest
   • February 27, 2007

8. Amendment Timing

   By Stash026, September 11, 2009
   • 1 reply
   • 1k views
   • 
   • Guest
   • September 11, 2009

9. Title I Plan?

   By Guest notapensiongeek, February 26, 2008
   • 3 replies
   • 1k views
   • 
   • Guest
   • February 26, 2008

10. Required Minimum Distribution

    By Guest hstew, December 19, 2007
    • 1 reply
    • 1k views
    • 
    • WDIK
    • December 19, 2007

11. Self-Certification of Hardship Distributions

    By metsfan026, January 16, 2024
    • 1 reply
    • 1k views
    • 
    • Peter Gulia
    • January 16, 2024

12. Long-term, Part-time for plan that excludes PT

    By Tom, March 24, 2025
    • 4 replies
    • 1k views
    • 
    • Peter Gulia
    • March 25, 2025

13. Mergers and 401k Safe harbors

    By perkinsran, March 7, 2007
    • 0 replies
    • 1k views
    • 
    • perkinsran
    • March 7, 2007

14. Participant Disclosure and Plan Amendment

    By Jennifer D., November 8, 2012
    • 3 replies
    • 1k views
    • 
    • MoJo
    • November 8, 2012

15. Service

    By fiona1, February 18, 2010
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • February 19, 2010

16. Plan Sponsor and Affiliated Service Grps segregate

    By Guest CRA, September 9, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 9, 2003

17. Delay in transferring assets from an orphaned SDA

    By mwagner003, April 11, 2016   

    • self-directed account
    • SDA
    • (and 1 more)

      Tagged with:

      • self-directed account
      • SDA
      • trading window
    • 2 replies
    • 1k views
    • 
    • BG5150
    • April 12, 2016

18. Plan Merger (Safe Harbor)

    By MGOAdmin, August 10, 2021
    • 2 replies
    • 1k views
    • 
    • Lou S.
    • August 10, 2021

19. Plan merger and last day rule

    By 30Rock, October 9, 2012
    • 0 replies
    • 1k views
    • 
    • 30Rock
    • October 9, 2012

20. Discretionary Match missed

    By imchipbrown, March 27, 2013
    • 1 reply
    • 1k views
    • 
    • ESOP Guy
    • March 28, 2013

21. Merging plans

    By Guest KRS401k, February 17, 2011
    • 1 reply
    • 1k views
    • 
    • rcline46
    • February 17, 2011

22. Internal Advisor Fees Paid From Plan

    By 401kAllTheWay, September 12, 2024
    • 2 replies
    • 1k views
    • 
    • Roycal
    • September 13, 2024

23. ADP SHM and Additional Fixed Match Based on Year of Service

    By Hokielady, May 23, 2016
    • 5 replies
    • 1k views
    • 
    • GMK
    • May 24, 2016

24. IRA Rolled over to Qualified Plan

    By Guest PensionAdministrator, July 14, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 14, 2003

25. Hurricane Relief

    By DocumentDiva, October 10, 2024
    • 6 replies
    • 1k views
    • 
    • RatherBeGolfing
    • October 15, 2024

26. BRF correction?

    By Tinman, July 29, 2013
    • 2 replies
    • 1k views
    • 
    • Tinman
    • August 6, 2013

27. Suspending Trading due to Volume

    By Guest calcu, July 21, 2005
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 21, 2005

28. Vesting Service

    By Safeharbor29, June 3, 2015   

    • prior employer
    • predecessor employer
    • 2 replies
    • 1k views
    • 
    • Mike Preston
    • June 3, 2015

29. Withholding required on in-service withdrawals?

    By RayJJohnsonJr, December 19, 2014
    • 1 reply
    • 1k views
    • 
    • Lou S.
    • December 19, 2014

30. Distribution from simple IRA

    By Guest cynthiar, February 12, 2004
    • 1 reply
    • 1k views
    • 
    • jevd
    • February 12, 2004

31. QNEC partially used in ADP test - split for general test?

    By AndrewZ, November 6, 2017
    • 1 reply
    • 1k views
    • 
    • ETA Consulting LLC
    • November 6, 2017

32. Permitted contribution max w/Catch-up when after-tax-dumb question? Or does anyone know the answer.

    By Guest devonlucy, July 4, 2005
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 4, 2005

33. LTD to Active Status and 401(k) loan

    By justasking, November 7, 2014
    • 2 replies
    • 1k views
    • 
    • Lou S.
    • November 7, 2014

34. DATAIR VOLUME SUBMITTER DOCUMENT

    By Guest Jerry, March 4, 2004
    • 1 reply
    • 1k views
    • 
    • Guest
    • March 4, 2004

35. 415 limit

    By Lori H, July 17, 2012
    • 4 replies
    • 1k views
    • 
    • Tom Poje
    • July 18, 2012

36. incorrect deferral withheld

    By Chippy, October 13, 2021
    • 4 replies
    • 1k views
    • 
    • BG5150
    • October 13, 2021

37. Stock sale brother sister

    By pjb1835, May 31, 2019
    • 3 replies
    • 1k views
    • 
    • Luke Bailey
    • May 31, 2019

38. SECURE 2.0 auto enrollment EACA requirement starting 2025

    By Belgarath, April 12, 2024
    • 4 replies
    • 1k views
    • 
    • Belgarath
    • April 12, 2024

39. 2009 Waived MRDs

    By DTH, January 16, 2009
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • January 16, 2009

40. Disaggregation of plan for new employer

    By ccassetty, February 25, 2005
    • 1 reply
    • 1k views
    • 
    • ccassetty
    • March 7, 2005

41. HEART Act

    By Nassau, July 27, 2010
    • 0 replies
    • 1k views
    • 
    • Nassau
    • July 27, 2010

42. Can create a 2020 SHS plan early December

    By BG5150, November 27, 2019
    • 12 replies
    • 1k views
    • 
    • Kevin C
    • December 4, 2019

43. Allocating funds received from class action suits

    By AKconsult, September 24, 2007
    • 0 replies
    • 1k views
    • 
    • AKconsult
    • September 24, 2007

44. Vesting

    By Belgarath, October 6, 2020
    • 7 replies
    • 1k views
    • 
    • FORMER ESQ.
    • October 12, 2020

45. Form 5558 Extension / Change in Plan Sponsor

    By IhrtERISA, April 23, 2020
    • 4 replies
    • 1k views
    • 
    • Larry Starr
    • April 23, 2020

46. Fiduciary Liability Master Class

    By Guest kristiena, September 9, 2002
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 9, 2002

47. Correction for missed ER match

    By Guest KLM3, August 24, 2011
    • 1 reply
    • 1k views
    • 
    • ETA Consulting LLC
    • August 24, 2011

48. Excluding Union Members from 401(k) Plan

    By erisa_novice, March 20, 2019   

    • union workers
    • exclusions
    • 1 reply
    • 1k views
    • 
    • Mike Preston
    • March 20, 2019

49. Top Heavy Contribution -- 3% of Which Year's Comp?

    By Guest mrjones, June 29, 2014
    • 4 replies
    • 1k views
    • 
    • david rigby
    • June 30, 2014

50. Private Letter Rulings

    By austin3515, September 20, 2004
    • 1 reply
    • 1k views
    • 
    • GBurns
    • September 21, 2004