401(k) Plans

19,337 topics in this forum

1. Eligibility

   By Guest elang, November 23, 2010
   • 1 reply
   • 1k views
   • 
   • QDROphile
   • November 24, 2010

2. Safe Harbor Contributions Used in ACP Test

   By ABeach, December 14, 2020
   • 4 replies
   • 1k views
   • 
   • MWeddell
   • December 14, 2020

3. Can a participant's benefit in an ESOP be diversified into his/her profit sharing plan of same employer?

   By Guest jhilliard, October 27, 2003
   • 2 replies
   • 1k views
   • 
   • stephen
   • October 28, 2003

4. Top Heavy Plan - attribution rules apply to terminated employee

   By Nancy D, November 4, 2013
   • 2 replies
   • 1k views
   • 
   • Nancy D
   • November 5, 2013

5. Standardized?

   By Guest thisissocomplicated, January 21, 2004
   • 0 replies
   • 1k views
   • 
   • Guest
   • January 21, 2004

6. Fidelity Bond for Privately Held Stock

   By Guest twoodman, January 9, 2012
   • 1 reply
   • 1k views
   • 
   • mming
   • January 11, 2012

7. does this constitute a controlled group?

   By Lori H, August 27, 2003
   • 1 reply
   • 1k views
   • 
   • actuarysmith
   • August 28, 2003

8. Loan VCP for Owner

   By austin3515, September 20, 2017
   • 3 replies
   • 1k views
   • 
   • Mike Preston
   • September 20, 2017

9. Appropriateness of deduction in ASG setting

   By billfgrady, March 15, 2004
   • 0 replies
   • 1k views
   • 
   • billfgrady
   • March 15, 2004

10. Your thoughts on elig

    By doombuggy, May 8, 2012
    • 1 reply
    • 1k views
    • 
    • rcline46
    • May 8, 2012

11. Internal Advisor Fees Paid From Plan

    By 401kAllTheWay, September 12, 2024
    • 2 replies
    • 1k views
    • 
    • Roycal
    • September 13, 2024

12. rollovers

    By Gary, February 24, 2012
    • 1 reply
    • 1k views
    • 
    • QDROphile
    • February 24, 2012

13. Discretionary Match

    By Young Curmudgeon, July 17, 2015
    • 2 replies
    • 1k views
    • 
    • John Feldt ERPA CPC QPA
    • July 20, 2015

14. Company Stock post-sale

    By Guest NewsToMe, March 15, 2007
    • 0 replies
    • 1k views
    • 
    • Guest
    • March 15, 2007

15. Who can deposit funds into a plan?

    By buckaroo, December 16, 2008
    • 1 reply
    • 1k views
    • 
    • Peter Gulia
    • December 16, 2008

16. QDIA issues

    By pixmax, September 8, 2009
    • 0 replies
    • 1k views
    • 
    • pixmax
    • September 8, 2009

17. Compliance Testing/Elective Deferral Accumulators

    By Guest TouchofGrey, January 18, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • January 18, 2004

18. Fund not accepting liquidation requests

    By K2retire, September 8, 2009
    • 3 replies
    • 1k views
    • 
    • mbozek
    • September 8, 2009

19. Addding Match Option During The Plan Year

    By blue, January 30, 2007
    • 1 reply
    • 1k views
    • 
    • Tom Poje
    • January 31, 2007

20. Partnership 401(k)

    By bzorc, April 11, 2019
    • 5 replies
    • 1k views
    • 
    • Luke Bailey
    • April 11, 2019

21. Roth (in Relius)

    By Guest Chicchica, June 20, 2006
    • 0 replies
    • 1k views
    • 
    • Guest
    • June 20, 2006

22. Top Heavy Minimum and funding of PY PS in not top heavy plan year

    By legort69, September 16, 2012
    • 2 replies
    • 1k views
    • 
    • BG5150
    • September 17, 2012

23. When/how to send special tax notice for after-tax withdrawals?

    By Guest khartford, March 11, 2010
    • 1 reply
    • 1k views
    • 
    • GMK
    • March 11, 2010

24. Estimating hours for part time pilots

    By Pixie, April 23, 2014
    • 4 replies
    • 1k views
    • 
    • QDROphile
    • April 23, 2014

25. Roth Catch Up 1.1.2026

    By 52626, June 12, 2025
    • 2 replies
    • 1k views
    • 
    • Bruce1
    • June 16, 2025

26. Lawsuit settlement - contributions to 401(k)?

    By Belgarath, November 20, 2025
    • 2 replies
    • 1k views
    • 
    • Belgarath
    • November 20, 2025

27. ER deposited 'elective' profit sharing

    By BG5150, June 10, 2022
    • 11 replies
    • 1k views
    • 
    • Nate S
    • June 23, 2022

28. Solo plan to invest rollover in Real Estate

    By Jim Chad, December 18, 2015
    • 8 replies
    • 1k views
    • 
    • Belgarath
    • January 21, 2016

29. Missed Match more than 12 months after plan year end

    By Vlad401k, February 8, 2021
    • 10 replies
    • 1k views
    • 
    • Mike Preston
    • February 16, 2021

30. Asset Deal with grandfathered service

    By Guest Lee68, August 6, 2008
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • August 6, 2008

31. What are the notice requirements to employees when a matching contribution is suspended in mid-year?

    By katieinny, July 19, 2005
    • 0 replies
    • 1k views
    • 
    • katieinny
    • July 19, 2005

32. penalty for late 8955SSA?

    By Jim Chad, October 18, 2012
    • 3 replies
    • 1k views
    • 
    • K2retire
    • October 18, 2012

33. Can a prudent fiduciary approve a conflicted adviser?

    By Peter Gulia, February 8, 2007
    • 0 replies
    • 1k views
    • 
    • Peter Gulia
    • February 8, 2007

34. Franchises

    By justatester, August 19, 2011
    • 1 reply
    • 1k views
    • 
    • Guest
    • August 19, 2011

35. Vesting

    By Belgarath, October 6, 2020
    • 7 replies
    • 1k views
    • 
    • FORMER ESQ.
    • October 12, 2020

36. PPA and Quarterly Statements

    By Dazednconfused, February 11, 2010
    • 2 replies
    • 1k views
    • 
    • austin3515
    • February 12, 2010

37. First Year 401(k)

    By Guest elang, February 28, 2012
    • 2 replies
    • 1k views
    • 
    • MWeddell
    • March 1, 2012

38. How to Handle a Sale Mid-Year?

    By justatester, October 10, 2013
    • 0 replies
    • 1k views
    • 
    • justatester
    • October 10, 2013

39. Any Requirement that Plan Provide For Non-Spouse Rollovers

    By Guest EMM118, August 4, 2008
    • 1 reply
    • 1k views
    • 
    • Guest
    • August 4, 2008

40. Form 8881(Rev. December 2020)

    By Kac1214, April 7, 2021
    • 2 replies
    • 1k views
    • 
    • Kac1214
    • July 6, 2022

41. Harship suspension and testing compensation

    By Guest andmik, February 21, 2008
    • 2 replies
    • 1k views
    • 
    • Guest
    • February 21, 2008

42. Matching issues

    By Guest lindamichals, July 16, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 16, 2003

43. controlled group/affiliated service group

    By Guest mcw, August 12, 2003
    • 1 reply
    • 1k views
    • 
    • Guest
    • August 13, 2003

44. Failure to Enoll Employee - help with corrective contribution, please

    By Guest MikeD, August 5, 2014
    • 3 replies
    • 1k views
    • 
    • Kevin C
    • August 7, 2014

45. Making Up Missed Roth Contributions

    By metsfan026, July 17, 2025
    • 5 replies
    • 1k views
    • 
    • WCC
    • July 18, 2025

46. SAR

    By PS, February 5, 2021
    • 8 replies
    • 1k views
    • 
    • PS
    • March 4, 2021

47. Eligibility BrainStorm

    By Mr Bagwell, October 4, 2018
    • 6 replies
    • 1k views
    • 
    • Mr Bagwell
    • October 23, 2018

48. Top Heavy and under 1,000 HOS

    By Guest dhall, May 18, 2010
    • 1 reply
    • 1k views
    • 
    • Tom Poje
    • May 18, 2010

49. Collective Bargained Employees

    By Guest Twinky, November 6, 2007
    • 2 replies
    • 1k views
    • 
    • Guest
    • November 6, 2007

50. New 401k with existing SEP

    By Guest TrustMe401k, May 5, 2006
    • 1 reply
    • 1k views
    • 
    • Bird
    • May 5, 2006