401(k) Plans

19,319 topics in this forum

1. Incorrect ACP Refund

   By Guest KJNFLA, May 21, 2008
   • 1 reply
   • 1k views
   • 
   • Bill Presson
   • May 21, 2008

2. Terminating a MEP

   By LisaS, November 21, 2019
   • 2 replies
   • 1k views
   • 
   • LisaS
   • December 10, 2019

3. Controlled group 401(k) first plan year as large plan

   By kwalified, August 13, 2013   

   • NQDC as an option?
   • 5 replies
   • 1k views
   • 
   • kwalified
   • August 19, 2013

4. In-plan Roth TRANSFERS

   By Guest Mo', January 24, 2013   

   • Roth Transfers 1099-R 2013
   • 0 replies
   • 1k views
   • 
   • Guest
   • January 24, 2013

5. Multiple Employer Plan Spin-Off and Testing

   By constance_james, February 20, 2021   

   • multiple employer plan
   • successor plan
   • (and 1 more)

     Tagged with:

     • multiple employer plan
     • successor plan
     • adp
   • 1 reply
   • 1k views
   • 
   • Alonzo Church
   • February 22, 2021

6. State Disability Insurance Programs (e.g., California)

   By Nassau, February 14, 2011
   • 1 reply
   • 1k views
   • 
   • K2retire
   • February 14, 2011

7. Safe Harbor NEC to HCE

   By Guest Peggy806, May 27, 2009
   • 2 replies
   • 1k views
   • 
   • John Feldt ERPA CPC QPA
   • May 28, 2009

8. RMD-Model Amendment

   By Guest OHH, November 11, 2003
   • 0 replies
   • 1k views
   • 
   • Guest
   • November 11, 2003

9. Transfer Contribution from Cafeteria Plan

   By Guest KennyH, February 13, 2008
   • 0 replies
   • 1k views
   • 
   • Guest
   • February 13, 2008

10. Excluding Union Members from 401(k) Plan

    By erisa_novice, March 20, 2019   

    • union workers
    • exclusions
    • 1 reply
    • 1k views
    • 
    • Mike Preston
    • March 20, 2019

11. Match Question 2 - Allocation Compensation

    By Gilmore, February 25, 2020
    • 4 replies
    • 1k views
    • 
    • Gilmore
    • February 27, 2020

12. Safe Harbor as source for Insurance Premium?

    By Kac1214, February 6, 2018   

    • safe harbor
    • insurance premium
    • 5 replies
    • 1k views
    • 
    • Bird
    • February 7, 2018

13. RMD

    By Nassau, April 5, 2011
    • 1 reply
    • 1k views
    • 
    • Lou S.
    • April 5, 2011

14. too late for safe harbor?

    By cpc0506, December 13, 2010
    • 1 reply
    • 1k views
    • 
    • Guest
    • December 13, 2010

15. Partnership 401(k)

    By bzorc, April 11, 2019
    • 5 replies
    • 1k views
    • 
    • Luke Bailey
    • April 11, 2019

16. Participant's plan loan showing up as liability on his credit report; how did it get there? What does it matter to a prospective lender?

    By Guest mbb03, September 19, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 19, 2003

17. Top Heavy

    By Guest durktracy, December 3, 2008
    • 1 reply
    • 1k views
    • 
    • Lou S.
    • December 3, 2008

18. New 5307 Form

    By Guest igglesfan, July 30, 2008
    • 1 reply
    • 1k views
    • 
    • J Simmons
    • July 30, 2008

19. match safe harbor after 12/1?

    By Santo Gold, December 10, 2021
    • 3 replies
    • 1k views
    • 
    • Bri
    • December 13, 2021

20. RMD's from Defined Contribution (401-k) Plans

    By KevinMc, May 21, 2014
    • 2 replies
    • 1k views
    • 
    • mbozek
    • May 24, 2014

21. Disposition of interest earned on monies withheld from investment transfers

    By Guest sdickson, February 3, 2005
    • 1 reply
    • 1k views
    • 
    • Guest
    • February 4, 2005

22. A second match formula

    By JKW, June 18, 2015
    • 4 replies
    • 1k views
    • 
    • JKW
    • June 22, 2015

23. Form 5558 Extension / Change in Plan Sponsor

    By IhrtERISA, April 23, 2020
    • 4 replies
    • 1k views
    • 
    • Larry Starr
    • April 23, 2020

24. SAR

    By PS, February 5, 2021
    • 8 replies
    • 1k views
    • 
    • PS
    • March 4, 2021

25. Top Heavy & Safe Harbor

    By Dazednconfused, January 27, 2014
    • 1 reply
    • 1k views
    • 
    • Lou S.
    • January 27, 2014

26. Rule of Parity...Grrrrrrr

    By Just Me, May 17, 2010
    • 1 reply
    • 1k views
    • 
    • Belgarath
    • May 18, 2010

27. Investment Choices

    By Guest Green92, August 11, 2006
    • 1 reply
    • 1k views
    • 
    • rcline46
    • August 11, 2006

28. Trading restrictions on DC plans

    By Guest blizzake, May 13, 2004
    • 0 replies
    • 1k views
    • 
    • Guest
    • May 13, 2004

29. VFCP -- several transactions treated as one

    By Flight33, June 20, 2008
    • 0 replies
    • 1k views
    • 
    • Flight33
    • June 20, 2008

30. NRA = 65+5P and 100% Vesting

    By cheersmate, March 3, 2021
    • 2 replies
    • 1k views
    • 
    • cheersmate
    • March 10, 2021

31. 401(k) deferrals deposited into IRA

    By Lauren0507, May 28, 2025
    • 5 replies
    • 1k views
    • 
    • Lauren0507
    • June 3, 2025

32. Controlled Group / Coverage Question

    By fiona1, January 28, 2004
    • 2 replies
    • 1k views
    • 
    • fiona1
    • January 28, 2004

33. Prior year testing questions

    By BG5150, February 28, 2012
    • 1 reply
    • 1k views
    • 
    • ETA Consulting LLC
    • February 28, 2012

34. Into the PEO

    By Guest Mike Schwing, February 3, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • February 3, 2003

35. ER deposited 'elective' profit sharing

    By BG5150, June 10, 2022
    • 11 replies
    • 1k views
    • 
    • Nate S
    • June 23, 2022

36. 5500 audit requirement first year

    By Tom, October 3, 2025
    • 9 replies
    • 1k views
    • 
    • ESOP Guy
    • October 6, 2025

37. Executrix of the estate

    By Nassau, May 25, 2011
    • 3 replies
    • 999 views
    • 
    • Bird
    • May 25, 2011

38. Maximizing annual additions via after-tax contributions

    By Santo Gold, February 1, 2007
    • 1 reply
    • 999 views
    • 
    • Jim Chad
    • February 1, 2007

39. hardship withdrawals

    By Chippy, June 20, 2013
    • 1 reply
    • 999 views
    • 
    • BG5150
    • June 20, 2013

40. QNEC in first plan year

    By Guest KMP, March 11, 2004
    • 1 reply
    • 999 views
    • 
    • E as in ERISA
    • March 12, 2004

41. Cutback?

    By ERISA25, April 15, 2013
    • 1 reply
    • 999 views
    • 
    • ETA Consulting LLC
    • April 16, 2013

42. Age Requirement

    By Jilliandiz, March 2, 2004
    • 1 reply
    • 999 views
    • 
    • david rigby
    • March 2, 2004

43. Small Business Tax Credit

    By Guest KeithinClev, November 17, 2004
    • 1 reply
    • 999 views
    • 
    • Bird
    • November 18, 2004

44. Timing of IRS Response

    By Guest PJW, October 21, 2002
    • 0 replies
    • 999 views
    • 
    • Guest
    • October 21, 2002

45. Sample Test - Document Drafting

    By Guest JJB12, March 5, 2004
    • 0 replies
    • 999 views
    • 
    • Guest
    • March 5, 2004

46. Qualifed Match ADP Test

    By jmartin, January 3, 2013
    • 2 replies
    • 998 views
    • 
    • MWeddell
    • January 3, 2013

47. Want to amend retroactively to ad Occtober 1 entry

    By Jim Chad, February 11, 2009
    • 3 replies
    • 998 views
    • 
    • Jim Chad
    • February 11, 2009

48. service provider audit

    By Guest flpensionguy, July 30, 2013
    • 1 reply
    • 998 views
    • 
    • rcline46
    • July 30, 2013

49. Safe Harbor Ne Plan With Simple

    By Guest LTurner, February 27, 2003
    • 3 replies
    • 998 views
    • 
    • Guest
    • February 27, 2003

50. Plan to Plan Transfer? or Possible Self-Correction?

    By ERISA Biker, October 24, 2017
    • 4 replies
    • 998 views
    • 
    • ERISA Biker
    • October 25, 2017