401(k) Plans

19,275 topics in this forum

1. 72(p) Cure Period After Leave of Absence

   By Guest dms9999, March 26, 2009
   • 0 replies
   • 894 views
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   • Guest
   • March 26, 2009

2. deminimus excess contributions

   By Guest mmc, March 9, 2011
   • 0 replies
   • 928 views
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   • Guest
   • March 9, 2011

3. Top Heavy Correction Question

   By Madison71, April 19, 2012
   • 0 replies
   • 1k views
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   • Madison71
   • April 19, 2012

4. 414(s) compensation for SH, Top Heavy

   By justanotheradmin, October 31, 2013   

   • 414(s)
   • Safe harbor
   • (and 1 more)

     Tagged with:

     • 414(s)
     • Safe harbor
     • top heavy
   • 0 replies
   • 1.8k views
   • 
   • justanotheradmin
   • October 31, 2013

5. Participant Notice Solution (Preparation & Fulfillment)???

   By LANDO, November 10, 2015   

   • participant notices
   • notices
   • (and 4 more)

     Tagged with:

     • participant notices
     • notices
     • fee disclosure notices
     • safe harbor notices
     • combined notices
     • deliver solutions
   • 0 replies
   • 809 views
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   • LANDO
   • November 10, 2015

6. EACA Mid-year Amendment

   By dmwe, April 3, 2019
   • 0 replies
   • 766 views
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   • dmwe
   • April 3, 2019

7. 402(g) 2022 Failure

   By justatester, February 15, 2024
   • 0 replies
   • 304 views
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   • justatester
   • February 15, 2024

8. Employer vs. Employee Match with Government Health & Welfare Funds

   By Guest nsenja, January 21, 2004
   • 0 replies
   • 1.7k views
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   • Guest
   • January 21, 2004

9. company a with 401(k) purchased by company b with simple ira

   By Guest mrtnak, January 12, 2005
   • 0 replies
   • 1k views
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   • Guest
   • January 12, 2005

10. HCE Counts for testing

    By Guest enough, April 14, 2007
    • 0 replies
    • 1k views
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    • Guest
    • April 14, 2007

11. Normal Retirement Age

    By k man, February 2, 2010
    • 0 replies
    • 1.2k views
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    • k man
    • February 2, 2010

12. Retroactive Amendment

    By ERISA-Bubs, August 30, 2012
    • 0 replies
    • 1.1k views
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    • ERISA-Bubs
    • August 30, 2012

13. Form 5300 for ASG Determination?

    By Susan S., December 15, 2016
    • 0 replies
    • 587 views
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    • Susan S.
    • December 15, 2016

14. Don't Post to Safe Harbor 401(k) - Mac Lewis

    By LCARUSI, November 12, 1998
    • 0 replies
    • 1.7k views
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    • LCARUSI
    • November 12, 1998

15. A client of ours is starting their own "labor Pool". A way

    By Guest Chris Watt, February 13, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • February 13, 2001

16. 401(k) employer contribution made in error

    By Guest TinaThornton, October 27, 2005
    • 0 replies
    • 1.8k views
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    • Guest
    • October 27, 2005

17. Change in vesting schedule

    By Doghouse, February 2, 2010
    • 0 replies
    • 1.2k views
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    • Doghouse
    • February 2, 2010

18. Spin-off from ESOP plan

    By cpc0506, March 19, 2012
    • 0 replies
    • 1.2k views
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    • cpc0506
    • March 19, 2012

19. Safe Harbor Plan and Controlled Group

    By cpc0506, May 7, 2013
    • 0 replies
    • 1.1k views
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    • cpc0506
    • May 7, 2013

20. SE-Tax for Canadian owner/participant

    By justanotheradmin, March 31, 2014
    • 0 replies
    • 794 views
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    • justanotheradmin
    • March 31, 2014

21. Certification that rollover is from an eleigible source

    By Jim Chad, May 22, 2014
    • 0 replies
    • 722 views
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    • Jim Chad
    • May 22, 2014

22. Form 5308

    By bitsyhaze, January 13, 2016   

    • Short Plan Year
    • Form 5308
    • 0 replies
    • 835 views
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    • bitsyhaze
    • January 13, 2016

23. Missed Loan Payments

    By MGOAdmin, November 11, 2019   

    • loans
    • takeover
    • 0 replies
    • 438 views
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    • MGOAdmin
    • November 11, 2019

24. Valuing Real Property in 401k

    By Guest halka, September 9, 1999
    • 0 replies
    • 1.9k views
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    • Guest
    • September 9, 1999

25. retroactive change in plan

    By Earl, March 21, 2002
    • 0 replies
    • 1.3k views
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    • Earl
    • March 21, 2002

26. Company Stock Transaction Fees

    By Guest TaraD, July 16, 2003
    • 0 replies
    • 902 views
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    • Guest
    • July 16, 2003

27. Wrong Comp. - QNEC - Testing

    By Guest philc, June 2, 2004
    • 0 replies
    • 1k views
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    • Guest
    • June 2, 2004

28. QDIA Fees within 90 day of first investment

    By blue, November 8, 2007
    • 0 replies
    • 1.1k views
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    • blue
    • November 8, 2007

29. Multiple K-1's

    By austin3515, March 29, 2010
    • 0 replies
    • 1.2k views
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    • austin3515
    • March 29, 2010

30. Distribution to foreign citizen

    By ombskid, May 25, 2010
    • 0 replies
    • 1k views
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    • ombskid
    • May 25, 2010

31. Required Annual Participant Fee Disclosure - Plan Merger - still required?

    By Guest TaxedToDeath, July 31, 2013
    • 0 replies
    • 1.2k views
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    • Guest
    • July 31, 2013

32. Notice for SIMPLE to 401(k) mid-year replacement

    By justanotheradmin, June 11, 2024
    • 0 replies
    • 359 views
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    • justanotheradmin
    • June 11, 2024

33. Safe Harbor nonelective contribution-can it be company stock?

    By Guest Bill MM, May 30, 2001
    • 0 replies
    • 1.5k views
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    • Guest
    • May 30, 2001

34. Discretionary Match

    By Guest KAGrist, July 16, 2003
    • 0 replies
    • 1.1k views
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    • Guest
    • July 16, 2003

35. Adding 401(k) Provision

    By pmacduff, November 17, 2003
    • 0 replies
    • 1.1k views
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    • pmacduff
    • November 17, 2003

36. Contribution Timing

    By Guest bbillik, July 20, 2005
    • 0 replies
    • 1.4k views
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    • Guest
    • July 20, 2005

37. Profit Sharing Contributions - Deadline

    By Nassau, February 12, 2013
    • 0 replies
    • 802 views
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    • Nassau
    • February 12, 2013

38. 401(k) Contribution Correction - Prohibited Deferrals

    By MGOAdmin, May 22, 2014   

    • correction
    • excess
    • 0 replies
    • 1.5k views
    • 
    • MGOAdmin
    • May 22, 2014

39. late EACA/QDIA notice consequences?

    By AlbanyConsultant, November 22, 2022
    • 0 replies
    • 473 views
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    • AlbanyConsultant
    • November 22, 2022

40. Nationwide doesn't certify assets anymore?

    By bzorc, June 8, 2023
    • 0 replies
    • 402 views
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    • bzorc
    • June 8, 2023

41. Missed Loan Payments

    By Guest Jenifer, January 4, 2001
    • 0 replies
    • 1.8k views
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    • Guest
    • January 4, 2001

42. Permissive disaggregation and ineligible employees

    By t.haley, August 27
    • 0 replies
    • 909 views
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    • t.haley
    • August 27

43. Can a Safe Harbor 401k have only employee elective contributions?

    By Guest Yorkie 971, August 7, 2002
    • 0 replies
    • 1.1k views
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    • Guest
    • August 7, 2002

44. Matching issues

    By Guest lindamichals, July 16, 2003
    • 0 replies
    • 998 views
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    • Guest
    • July 16, 2003

45. Insurance in Plan

    By jkdoll2, March 29, 2010
    • 0 replies
    • 1.1k views
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    • jkdoll2
    • March 29, 2010

46. ERISA 3(21)(A)(ii) Fiduciary Participant Advice

    By Guest RJ20, March 10, 2011
    • 0 replies
    • 2k views
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    • Guest
    • March 10, 2011

47. Mandatory Contributions

    By rcline46, April 5, 2011
    • 0 replies
    • 865 views
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    • rcline46
    • April 5, 2011

48. Benefits for Volunteer Firefighters

    By Guest Thornton, April 2, 1999
    • 0 replies
    • 1.5k views
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    • Guest
    • April 2, 1999

49. Contribution offsets?

    By Mleech, February 27
    • 0 replies
    • 428 views
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    • Mleech
    • February 27

50. Eliminating 4972 Excise Tax in 401(k) Plan

    By Guest OHH, October 29, 2002
    • 0 replies
    • 1.6k views
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    • Guest
    • October 29, 2002