401(k) Plans

19,321 topics in this forum

1. QSLOBs

   By Randy Watson, April 19, 2008
   • 0 replies
   • 986 views
   • 
   • Randy Watson
   • April 19, 2008

2. Plan to Plan transfers

   By Guest soccermom, March 5, 2009
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • March 5, 2009

3. QMAC Amendment-Timing?

   By justatester, February 12, 2014
   • 0 replies
   • 836 views
   • 
   • justatester
   • February 12, 2014

4. 414 Compensation testing

   By PFranckowiak, November 12, 2019
   • 0 replies
   • 357 views
   • 
   • PFranckowiak
   • November 12, 2019

5. Exclude Non-U.S. Source Income from Compensation

   By EBECatty, November 12, 2020
   • 0 replies
   • 401 views
   • 
   • EBECatty
   • November 12, 2020

6. Any good article on multiple testing failures?

   By John A, December 30, 1999
   • 0 replies
   • 1.4k views
   • 
   • John A
   • December 30, 1999

7. Is a SIMPLE IRA plan a "successor plan" under the 401(k) rul

   By Guest SCUDDESLER, August 7, 2000
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • August 7, 2000

8. 401(a)(4)Testing

   By ratherbereading, February 27, 2025
   • 0 replies
   • 815 views
   • 
   • ratherbereading
   • February 27, 2025

9. ERISA plans purchasing options/futures

   By Guest Fidu2, April 3, 2003
   • 0 replies
   • 1k views
   • 
   • Guest
   • April 3, 2003

10. Timing of Top Heavy and Matching/Profit Sharing Contributions

    By MarZDoates, March 10, 2004
    • 0 replies
    • 1.6k views
    • 
    • MarZDoates
    • March 10, 2004

11. Plan Documents

    By Guest PenPal, December 21, 2005
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • December 21, 2005

12. revised safe harbor notice

    By Tom Poje, November 7, 2006
    • 0 replies
    • 1.4k views
    • 
    • Tom Poje
    • November 7, 2006

13. HEART Act

    By Belgarath, January 6, 2010
    • 0 replies
    • 994 views
    • 
    • Belgarath
    • January 6, 2010

14. New Plan and Disaggregation

    By justatester, February 10, 2012
    • 0 replies
    • 901 views
    • 
    • justatester
    • February 10, 2012

15. Looking for an advisor for my 401(k) startup

    By Shuo, January 9, 2021
    • 0 replies
    • 352 views
    • 
    • Shuo
    • January 9, 2021

16. Approved Surety Providers

    By Guest Emiliano, April 17, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 17, 2001

17. PP-Hold the A

    By Guest Lear, December 9, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • December 9, 2001

18. QPSA question

    By FundeK, January 21, 2004
    • 0 replies
    • 1.1k views
    • 
    • FundeK
    • January 21, 2004

19. Suspending Trading due to Volume

    By Guest calcu, July 21, 2005
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 21, 2005

20. VCP - filing question

    By PFranckowiak, September 9, 2011
    • 0 replies
    • 1.1k views
    • 
    • PFranckowiak
    • September 9, 2011

21. QNECs funded for missed deferrals - Effect on ADP/ACP

    By Vlad401k, March 2, 2016
    • 0 replies
    • 724 views
    • 
    • Vlad401k
    • March 2, 2016

22. Forfeiture of employer contributions because of 415 failure -- must ea

    By Wessex, December 30, 1999
    • 0 replies
    • 1.5k views
    • 
    • Wessex
    • December 30, 1999

23. Correction of Failed ADP test through SCP

    By Guest cease, October 7, 2003
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 7, 2003

24. Distribution of post-'86 after-tax contributions

    By Guest Everitt, February 7, 2004
    • 0 replies
    • 7.6k views
    • 
    • Guest
    • February 7, 2004

25. ADP/ACP testing and non-calendar year plans

    By Guest LiLi, July 19, 2004
    • 0 replies
    • 2k views
    • 
    • Guest
    • July 19, 2004

26. HCE determination in a Puerto Rico plan

    By jaemmons, October 28, 2005
    • 0 replies
    • 1.5k views
    • 
    • jaemmons
    • October 28, 2005

27. Auto Enroll Annual Notice

    By DTH, November 26, 2008
    • 0 replies
    • 991 views
    • 
    • DTH
    • November 26, 2008

28. Overpayment due to ADP Excess Failure

    By PMC, February 11, 2009
    • 0 replies
    • 1.2k views
    • 
    • PMC
    • February 11, 2009

29. QACA Anniversary Years?

    By Gilmore, June 21, 2021
    • 0 replies
    • 247 views
    • 
    • Gilmore
    • June 21, 2021

30. Terminating An "Orphan" Plan

    By Guest JuliaB, September 11, 1999
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • September 11, 1999

31. How do you correct contributions that were deposited in error?

    By Guest, January 24, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • January 24, 2001

32. Definition of Compensation Protected?

    By Guest Kelly Igel, October 8, 2001
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • October 8, 2001

33. Excess Deferral + ADP Excess Contribution and Non-Calendar Year Plan Years

    By DTH, November 30, 2004
    • 0 replies
    • 1.2k views
    • 
    • DTH
    • November 30, 2004

34. Eligibility for rehired employees

    By Guest aquarius, March 21, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • March 21, 2007

35. New QACA - Effect of Rehires upon Automatic Contribution Increases and Permissible Withdrawals

    By rocknrolls2, November 9, 2007
    • 0 replies
    • 1.9k views
    • 
    • rocknrolls2
    • November 9, 2007

36. Auto Enrollment & Military Leave

    By Guest igglesfan, December 14, 2007
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • December 14, 2007

37. Move from Payroll Based to Insured STD - 401(k) Contributions

    By rocknrolls2, March 2, 2016
    • 0 replies
    • 863 views
    • 
    • rocknrolls2
    • March 2, 2016

38. 5500 extension

    By Guest ars1, September 12, 1999
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • September 12, 1999

39. another deduction question

    By thepensionmaven, December 30, 1999
    • 0 replies
    • 1.4k views
    • 
    • thepensionmaven
    • December 30, 1999

40. What are safe-harbor notice requirements for brand new plan (but not n

    By John A, March 31, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • March 31, 2000

41. CODA amendment

    By Guest jim williams, March 15, 2005
    • 0 replies
    • 1k views
    • 
    • Guest
    • March 15, 2005

42. QDIA

    By Guest ak, October 12, 2006
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • October 12, 2006

43. Top heavy contribution and leave of absence

    By blue, November 7, 2006
    • 0 replies
    • 1.4k views
    • 
    • blue
    • November 7, 2006

44. Related Parties - Insurance Agency

    By TPA Bob, February 9, 2015   

    • Insurance Agent and Agency
    • 0 replies
    • 910 views
    • 
    • TPA Bob
    • February 9, 2015

45. Contingent Benefit Rule - 401(k) Deferrals Limited Based on NQDC Deferrals

    By EBECatty, September 22, 2015
    • 0 replies
    • 1.3k views
    • 
    • EBECatty
    • September 22, 2015

46. Vesting and Protected Benefits Issues When Amending and Restating a Mo

    By Guest W J Parks, August 31, 2000
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • August 31, 2000

47. QACA auto-enrollment question

    By Bruce1, December 16, 2024
    • 0 replies
    • 449 views
    • 
    • Bruce1
    • December 16, 2024

48. Fidleity Bonding in a Multiple Employer Plan

    By austin3515, October 29, 2003
    • 0 replies
    • 1.3k views
    • 
    • austin3515
    • October 29, 2003

49. Hurricane Relief?

    By Brenda Wren, October 14, 2004
    • 0 replies
    • 1.1k views
    • 
    • Brenda Wren
    • October 14, 2004

50. Gateway minimum & excluded class of employees

    By Guest M. Martin, January 31, 2007
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • January 31, 2007