401(k) Plans

19,275 topics in this forum

1. HCE Aggregation and Coverage Transition

   By Gruegen, October 15, 2003
   • 0 replies
   • 1.4k views
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   • Gruegen
   • October 15, 2003

2. In-Service Withdrawal Window?

   By Alf, September 10, 2004
   • 0 replies
   • 965 views
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   • Alf
   • September 10, 2004

3. Autoenrollment Implementation

   By alexa, April 21, 2006
   • 0 replies
   • 1k views
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   • alexa
   • April 21, 2006

4. Involuntary Cashouts / Auto Rollover Rules

   By Guest IRISH79, November 15, 2006
   • 0 replies
   • 1.5k views
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   • Guest
   • November 15, 2006

5. Merger of practices/plans

   By Guest jvajj, July 8, 2013   

   • Merging Practices and Plans
   • 0 replies
   • 976 views
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   • Guest
   • July 8, 2013

6. Employer Reimbursement of Brokerage Account Expenses

   By ERISAGal, March 18, 2020   

   • 401k
   • fees
   • (and 2 more)

     Tagged with:

     • 401k
     • fees
     • brokerage accts
     • contribution requirements
   • 0 replies
   • 495 views
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   • ERISAGal
   • March 18, 2020

7. PTE 80-51 (amended & restated by PTE 91-38) - the 10% investment limit

   By MeAgainst401K, July 1
   • 0 replies
   • 502 views
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   • MeAgainst401K
   • July 1

8. Spin-Off question regarding ADP/ACP Testing

   By Guest KD40, November 21, 2002
   • 0 replies
   • 2k views
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   • Guest
   • November 21, 2002

9. 5500 Schedule of Assets Held

   By austin3515, June 10, 2003
   • 0 replies
   • 2k views
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   • austin3515
   • June 10, 2003

10. Improper exclusion from Plan: Catch-up Missed Oppty question

    By ERISA25, June 8, 2010
    • 0 replies
    • 868 views
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    • ERISA25
    • June 8, 2010

11. Timing of filing Form 5330 for late deposits

    By BG5150, September 21, 2011
    • 0 replies
    • 1.4k views
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    • BG5150
    • September 21, 2011

12. New Safe Harbor Plan started mid-year

    By Tom, May 23, 2022
    • 0 replies
    • 258 views
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    • Tom
    • May 23, 2022

13. Form 5300 Question

    By Scott, November 6, 2001
    • 0 replies
    • 1.4k views
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    • Scott
    • November 6, 2001

14. ADP /ACP testing for merged plans

    By Guest hyper, August 1, 2005
    • 0 replies
    • 1.4k views
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    • Guest
    • August 1, 2005

15. SIMPLE 401(k)

    By Randy Watson, October 14, 2005
    • 0 replies
    • 1.4k views
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    • Randy Watson
    • October 14, 2005

16. Looking for Seminar

    By IRA, February 9, 2007
    • 0 replies
    • 907 views
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    • IRA
    • February 9, 2007

17. Contributions made to SEP-IRA and 401k-what is the Limit?

    By Bruddah Kimo, October 24, 2007
    • 0 replies
    • 910 views
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    • Bruddah Kimo
    • October 24, 2007

18. new plan determination letter filing

    By Gary, April 9, 2010
    • 0 replies
    • 846 views
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    • Gary
    • April 9, 2010

19. QACA Compensation

    By PLAN MAN, February 2, 2016   

    • qaca
    • 414s
    • 0 replies
    • 978 views
    • 
    • PLAN MAN
    • February 2, 2016

20. Safe Harbor Nonelective in Integrated Plan

    By Guest JL, May 26, 2000
    • 0 replies
    • 2.1k views
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    • Guest
    • May 26, 2000

21. How to get your 401(k) plan changed

    By Guest Clifton Linton, April 3, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • April 3, 2001

22. Defined Benefit RFP

    By Guest Mike Lanio, March 26, 2003
    • 0 replies
    • 1.8k views
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    • Guest
    • March 26, 2003

23. HCE Transfer

    By rlb64, October 14, 2005
    • 0 replies
    • 1.2k views
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    • rlb64
    • October 14, 2005

24. QPSA notice requirement satisfied via SPD?

    By Guest Pennysaver, March 21, 2011
    • 0 replies
    • 1.6k views
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    • Guest
    • March 21, 2011

25. Have you ever requested/been granted a VCR pre-submission conferece?

    By Guest Joseph Delgado, March 13, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • March 13, 2001

26. a question on marketing

    By Guest advisorpage, December 17, 2001
    • 0 replies
    • 1.4k views
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    • Guest
    • December 17, 2001

27. Mid-year plan termination; pro rata adjustment to compensation limit n

    By Guest JasonElliott, January 9, 2002
    • 0 replies
    • 1.7k views
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    • Guest
    • January 9, 2002

28. ER's Under Common Control / Inclusion and Exclusion of Owner Comp

    By Guest Robin S. Vatalaro, December 8, 2004
    • 0 replies
    • 898 views
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    • Guest
    • December 8, 2004

29. QSLOB

    By Guest tintree73, November 16, 2006
    • 0 replies
    • 1.7k views
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    • Guest
    • November 16, 2006

30. Davis Bacon testing concerns

    By pixmax, August 25, 2009
    • 0 replies
    • 1.3k views
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    • pixmax
    • August 25, 2009

31. IRS Form 872-H - Is there a link to this Form?

    By rocknrolls2, February 27, 2017
    • 0 replies
    • 1.1k views
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    • rocknrolls2
    • February 27, 2017

32. Cycle 3 IDP plan restatement issues with Corbel/FIS plan documents for 401kpsp plans

    By VeryOldMan, January 12, 2022
    • 0 replies
    • 600 views
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    • VeryOldMan
    • January 12, 2022

33. 5310-A Question

    By Guest Phil L., April 25, 2001
    • 0 replies
    • 1.9k views
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    • Guest
    • April 25, 2001

34. Negative Elections

    By Guest LaneWest, June 9, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • June 9, 2001

35. Reimburse Participants?

    By Guest pmcgroine, August 14, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • August 14, 2001

36. Partnership Snip-offs

    By Gilmore, July 2, 2003
    • 0 replies
    • 960 views
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    • Gilmore
    • July 2, 2003

37. Sole prop wants to modify deferral election

    By Belgarath, October 14, 2005
    • 0 replies
    • 1.1k views
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    • Belgarath
    • October 14, 2005

38. deduction limits for short taxable year

    By Guest ecleverdon, March 30, 2007
    • 0 replies
    • 1.4k views
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    • Guest
    • March 30, 2007

39. failure to implement auto escalation

    By K2retire, April 18, 2018
    • 0 replies
    • 767 views
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    • K2retire
    • April 18, 2018

40. Improper Salary Deferrals

    By Guest DaveB, June 18, 1999
    • 0 replies
    • 1.3k views
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    • Guest
    • June 18, 1999

41. Department of Labor Wage and Hour Division FLSA Back Wages

    By jkharvey, July 10, 2023
    • 0 replies
    • 381 views
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    • jkharvey
    • July 10, 2023

42. changing a vesting schedule

    By Guest JBarid, October 24, 2006
    • 0 replies
    • 1.1k views
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    • Guest
    • October 24, 2006

43. Mergers and 401k Safe harbors

    By perkinsran, March 7, 2007
    • 0 replies
    • 1k views
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    • perkinsran
    • March 7, 2007

44. Short Plan Year solution to reinstating Safe Harbor mid-year?

    By Guest Pennysaver, June 8, 2010
    • 0 replies
    • 1.1k views
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    • Guest
    • June 8, 2010

45. ASPPA Virtual Conference / ERPA CE Credit

    By austin3515, April 29, 2015
    • 0 replies
    • 980 views
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    • austin3515
    • April 29, 2015

46. Compliance calendar for 6/30 year ends

    By ESI2015, November 13, 2018
    • 0 replies
    • 284 views
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    • ESI2015
    • November 13, 2018

47. Amended Tax Return

    By Guest J Samuelson, June 18, 1999
    • 0 replies
    • 1.5k views
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    • Guest
    • June 18, 1999

48. Terminated Participant Loans

    By Guest Tim Breedlove, August 18, 2000
    • 0 replies
    • 2k views
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    • Guest
    • August 18, 2000

49. Cpntrolled group for only part of plan year

    By Guest LMalone, June 10, 2001
    • 0 replies
    • 1.3k views
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    • Guest
    • June 10, 2001

50. LLC Owner and 125/401K

    By Guest Pfingst, October 17, 2001
    • 0 replies
    • 1.7k views
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    • Guest
    • October 17, 2001