401(k) Plans

19,317 topics in this forum

1. Merger documentation

   By Guest CGBS, December 19, 2000
   • 0 replies
   • 1.4k views
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   • Guest
   • December 19, 2000

2. Sch C.

   By MR, July 23, 2001
   • 0 replies
   • 1.6k views
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   • MR
   • July 23, 2001

3. 401k SH plan with fixed match and LD Rule

   By Guest mainer, August 2, 2006
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   • 1.7k views
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   • Guest
   • August 2, 2006

4. Safe Harbor Match - Compensation

   By Guest Jstriley, May 10, 2010
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   • 1.2k views
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   • Guest
   • May 10, 2010

5. Prohibited Transaction

   By 30Rock, March 18, 2011
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   • 1.1k views
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   • 30Rock
   • March 18, 2011

6. Post-Severance Compensation

   By Guest shaul, December 7, 2011
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   • 1.1k views
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   • Guest
   • December 7, 2011

7. J&S distribution/spousal consent

   By k man, May 25, 2000
   • 0 replies
   • 1.6k views
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   • k man
   • May 25, 2000

8. Proposed Roth 401(k) and federal employees

   By Guest KJoseph, September 12, 2000
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   • 1.5k views
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   • Guest
   • September 12, 2000

9. Employer's stock NUA - clarifiacation.

   By Guest kazand, November 7, 2000
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   • 1.4k views
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   • Guest
   • November 7, 2000

10. IRS SPECIAL NEWSLETTER RE: Model Amendment for Automatic Rollovers, COLAs and other stuff

    By jevd, October 22, 2004
    • 0 replies
    • 950 views
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    • jevd
    • October 22, 2004

11. Bankruptcy and new deferral

    By blue, February 9, 2007
    • 0 replies
    • 928 views
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    • blue
    • February 9, 2007

12. Terminating safe harbor nonelective contribution

    By k man, March 7, 2007
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    • 1.4k views
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    • k man
    • March 7, 2007

13. Who Signs Investment Policy Statement?

    By Guest Ms. Kate, May 10, 2010
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    • 1.6k views
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    • Guest
    • May 10, 2010

14. Relius Documents Highlights

    By rcline46, February 23, 2011
    • 0 replies
    • 933 views
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    • rcline46
    • February 23, 2011

15. Trust

    By Nassau, April 15, 2011
    • 0 replies
    • 758 views
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    • Nassau
    • April 15, 2011

16. Failing to enroll eligible participants

    By Guest ANNEBV, February 21, 2001
    • 0 replies
    • 1.5k views
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    • Guest
    • February 21, 2001

17. Lost Earnings & VFCP

    By sam2012, May 22, 2013   

    • Lost Earnings
    • VFCP
    • (and 3 more)

      Tagged with:

      • Lost Earnings
      • VFCP
      • 5500
      • 5330
      • DOL
    • 0 replies
    • 2.6k views
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    • sam2012
    • May 22, 2013

18. Separate Bonus Selection Not Subject To Auto-Escalation

    By Howard_Mark, December 3, 2015
    • 0 replies
    • 829 views
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    • Howard_Mark
    • December 3, 2015

19. Ineligible 401k - Deferred Compensation

    By austin3515, February 1, 2016
    • 0 replies
    • 917 views
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    • austin3515
    • February 1, 2016

20. Terminating MEP participation to start a stand-alone plan

    By jpdc, August 22, 2019
    • 0 replies
    • 733 views
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    • jpdc
    • August 22, 2019

21. EE and ER definitions for "contract" employee - Who contribu

    By Guest BJJ, January 6, 1999
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    • 4.3k views
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    • Guest
    • January 6, 1999

22. DB to DC Conversions

    By jlf, October 24, 1999
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    • 1.4k views
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    • jlf
    • October 24, 1999

23. 401(k) participation waiver by Amish participants; ignore them altogether in running tests, or count them as "zeros"?

    By rcline46, September 24, 2003
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    • 1.6k views
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    • rcline46
    • September 24, 2003

24. Health insurance premiums contributed to 401(k) plan if employees "Opts Out" of family coverage

    By Guest cosmo01, March 16, 2004
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    • 1k views
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    • Guest
    • March 16, 2004

25. 1099-R on Roth 401k excess deferral

    By karl, March 1, 2013
    • 0 replies
    • 1.4k views
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    • karl
    • March 1, 2013

26. Removing last day provision for lay off employees

    By justatester, November 7, 2014
    • 0 replies
    • 888 views
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    • justatester
    • November 7, 2014

27. Deadline for using Money in Erisa Budget/ Excess Revenue Accounts

    By khn, January 6, 2015
    • 0 replies
    • 820 views
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    • khn
    • January 6, 2015

28. Partnership to Corporation/What to do with existing plans?

    By Guest Thornton, January 6, 1999
    • 0 replies
    • 1.4k views
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    • Guest
    • January 6, 1999

29. Standalone to MEP to Standalone

    By taralynnf85, September 13, 2024
    • 0 replies
    • 432 views
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    • taralynnf85
    • September 13, 2024

30. Controlled group - reducing one plan's match to mirror other plans

    By Guest TinaNewToPension, December 15, 2003
    • 0 replies
    • 993 views
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    • Guest
    • December 15, 2003

31. Rectifying Overlooked 2-Year's Service Requirement

    By Guest halka, February 13, 2004
    • 0 replies
    • 936 views
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    • Guest
    • February 13, 2004

32. Merger issues

    By ombskid, January 21, 2011
    • 0 replies
    • 1k views
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    • ombskid
    • January 21, 2011

33. Only Plan Sponsor signed 8955-ssa

    By jkharvey, December 7, 2011
    • 0 replies
    • 956 views
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    • jkharvey
    • December 7, 2011

34. Deferral of Bonus after plan termination

    By Guest wolfpack, June 14, 1999
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    • 1.8k views
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    • Guest
    • June 14, 1999

35. Delinquent Loans - Transfer to Successor Plan?

    By Guest Chaffee, December 15, 2003
    • 0 replies
    • 1.2k views
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    • Guest
    • December 15, 2003

36. 457 Spinoff to a 401(k)

    By oldman, June 22, 2012
    • 0 replies
    • 862 views
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    • oldman
    • June 22, 2012

37. Mid-Year Corporate ADP testing

    By PMC, December 14, 2012
    • 0 replies
    • 1.3k views
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    • PMC
    • December 14, 2012

38. New Investment Options (DIAs) and 408b2 Fee Disclosure Timing

    By Guest jvajj, March 1, 2013   

    • Fee Disclosure
    • 0 replies
    • 1.2k views
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    • Guest
    • March 1, 2013

39. Prior Yr ADP with change in Sponsor

    By TPATC, February 28, 2015   

    • 401k
    • adp
    • (and 1 more)

      Tagged with:

      • 401k
      • adp
      • change in plan sponsor
    • 0 replies
    • 1.2k views
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    • TPATC
    • February 28, 2015

40. FT Williams Users

    By coleboy, February 1, 2016
    • 0 replies
    • 622 views
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    • coleboy
    • February 1, 2016

41. new ERISA laws HR.3762 S.1991 S.1992

    By fidu, July 25, 2002
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    • 1.3k views
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    • fidu
    • July 25, 2002

42. Excluded Employees - New Company

    By Guest tbyrd, August 12, 2003
    • 0 replies
    • 976 views
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    • Guest
    • August 12, 2003

43. HCE Aggregation and Coverage Transition

    By Gruegen, October 15, 2003
    • 0 replies
    • 1.4k views
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    • Gruegen
    • October 15, 2003

44. In-Service Withdrawal Window?

    By Alf, September 10, 2004
    • 0 replies
    • 975 views
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    • Alf
    • September 10, 2004

45. Autoenrollment Implementation

    By alexa, April 21, 2006
    • 0 replies
    • 1k views
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    • alexa
    • April 21, 2006

46. Involuntary Cashouts / Auto Rollover Rules

    By Guest IRISH79, November 15, 2006
    • 0 replies
    • 1.5k views
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    • Guest
    • November 15, 2006

47. Merger of practices/plans

    By Guest jvajj, July 8, 2013   

    • Merging Practices and Plans
    • 0 replies
    • 989 views
    • 
    • Guest
    • July 8, 2013

48. Employer Reimbursement of Brokerage Account Expenses

    By ERISAGal, March 18, 2020   

    • 401k
    • fees
    • (and 2 more)

      Tagged with:

      • 401k
      • fees
      • brokerage accts
      • contribution requirements
    • 0 replies
    • 511 views
    • 
    • ERISAGal
    • March 18, 2020

49. PTE 80-51 (amended & restated by PTE 91-38) - the 10% investment limit

    By MeAgainst401K, July 1, 2025
    • 0 replies
    • 533 views
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    • MeAgainst401K
    • July 1, 2025

50. Spin-Off question regarding ADP/ACP Testing

    By Guest KD40, November 21, 2002
    • 0 replies
    • 2k views
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    • Guest
    • November 21, 2002