401(k) Plans

19,275 topics in this forum

1. Ransomware / Missed Deferrals

   By TPA Bob, May 6, 2019   

   • ransomware
   • missed deferrals
   • 0 replies
   • 536 views
   • 
   • TPA Bob
   • May 6, 2019

2. First year Top Heavy and catch-up

   By NW529, December 15, 2020
   • 0 replies
   • 339 views
   • 
   • NW529
   • December 15, 2020

3. Escaping a PEP and establishing a new single-Employer 401(k) plan

   By 415 Limit, February 21, 2023
   • 0 replies
   • 441 views
   • 
   • 415 Limit
   • February 21, 2023

4. Requirements for eliminating optional forms?

   By John A, July 26, 2001
   • 0 replies
   • 1.3k views
   • 
   • John A
   • July 26, 2001

5. Pension Health Insurance Premium?

   By caryn22359, December 13, 2011
   • 0 replies
   • 884 views
   • 
   • caryn22359
   • December 13, 2011

6. Client Retention Rates / Attrition

   By buecker, March 29, 2016   

   • Client Retention
   • Client Attrition
   • 0 replies
   • 890 views
   • 
   • buecker
   • March 29, 2016

7. Top-heavy, early eligibility

   By Guest John Nelson, February 24, 2000
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • February 24, 2000

8. Correction of forfeitures

   By Guest VAP, November 9, 2000
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • November 9, 2000

9. 401(k) Maintained by LLC

   By chris, September 5, 2001
   • 0 replies
   • 1.5k views
   • 
   • chris
   • September 5, 2001

10. Help with unsolicited distribution

    By Guest wetdog, November 14, 2005
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • November 14, 2005

11. QACA safe harbor with delayed match eligibility

    By MWeddell, December 18, 2009
    • 0 replies
    • 1.4k views
    • 
    • MWeddell
    • December 18, 2009

12. deferrals by a terminated employee

    By WCC, March 12, 2014   

    • no 2 1/2 month inclusion
    • 0 replies
    • 881 views
    • 
    • WCC
    • March 12, 2014

13. Participating Employer Adoption Discretionary Amendment

    By austin3515, January 19, 2015
    • 0 replies
    • 1.2k views
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    • austin3515
    • January 19, 2015

14. 414(s) and preparticipation compensation

    By LIBERTYKID, May 25, 2016
    • 0 replies
    • 796 views
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    • LIBERTYKID
    • May 25, 2016

15. Emergency Medical Service Personnel definition

    By spiritrider, November 20, 2018
    • 0 replies
    • 231 views
    • 
    • spiritrider
    • November 20, 2018

16. Data Loss Prevention / MimeCast

    By austin3515, October 16, 2020
    • 0 replies
    • 364 views
    • 
    • austin3515
    • October 16, 2020

17. Sponsor/Participant Reaction to Market Volatility

    By LCARUSI, August 30, 1998
    • 0 replies
    • 5.5k views
    • 
    • LCARUSI
    • August 30, 1998

18. Lower Safe Harbor for a HCE?

    By Guest Thornton, January 10, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • January 10, 2002

19. Trust Deed

    By Lori Foresz, November 10, 2003
    • 0 replies
    • 1k views
    • 
    • Lori Foresz
    • November 10, 2003

20. Participant being paid was not sent the enrollment package because he

    By John A, December 4, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • December 4, 2000

21. Multiple Contribution Formulas within a Single Plan

    By Guest Ralph, September 5, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • September 5, 2001

22. Mandatory Victims Restitution Act "MVRA" of 1996

    By Guest Tim Breedlove, October 19, 2001
    • 0 replies
    • 2.6k views
    • 
    • Guest
    • October 19, 2001

23. Mistake in Safe Harbor notice

    By jquazza, March 18, 2004
    • 0 replies
    • 957 views
    • 
    • jquazza
    • March 18, 2004

24. Tax Reporting - Hardship

    By wmyer, March 29, 2005
    • 0 replies
    • 1.1k views
    • 
    • wmyer
    • March 29, 2005

25. Order of Deferral and Contribution

    By Guest Lawrenceg, January 19, 2007
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • January 19, 2007

26. Correcting deferral percentage

    By Bobp, July 27, 2016
    • 0 replies
    • 661 views
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    • Bobp
    • July 27, 2016

27. Missed Deferrals and Confirmation of Corrections

    By 30Rock, March 6, 2018
    • 0 replies
    • 779 views
    • 
    • 30Rock
    • March 6, 2018

28. Procedure for elective deferrals for leased employees?

    By John A, February 25, 2000
    • 0 replies
    • 1.6k views
    • 
    • John A
    • February 25, 2000

29. Timing of an amendment to change to current year testing after the exp

    By KJohnson, February 23, 2001
    • 0 replies
    • 1.5k views
    • 
    • KJohnson
    • February 23, 2001

30. SIMPLE 401k

    By Guest bubs, August 16, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 16, 2001

31. Withdrawing company stock from 401(k) plans

    By Guest DMR, September 5, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • September 5, 2001

32. Leased Employee Question

    By Guest bgiles, February 4, 2003
    • 0 replies
    • 973 views
    • 
    • Guest
    • February 4, 2003

33. Separate plans of the same employer passing 410(b)

    By Guest Gompers, September 5, 2006
    • 0 replies
    • 987 views
    • 
    • Guest
    • September 5, 2006

34. Excess Contribution

    By Guest elang, April 9, 2012
    • 0 replies
    • 821 views
    • 
    • Guest
    • April 9, 2012

35. 401(K)- Need guideliness for inclusion of agency temps in company plan

    By Guest JWAGNER, June 20, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 20, 2000

36. Employee Stock Purchase Plans (ESSP) and Family Medical Leave Act

    By Guest jennifer mitchell, August 22, 2000
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • August 22, 2000

37. 401(k) and church plan

    By Guest susa, April 15, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • April 15, 2003

38. Florida Tax on Participant Loans

    By Guest Rick Menson, July 16, 1999
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • July 16, 1999

39. Personal liability under ERISA for civil and or criminal penalties

    By fidu, February 4, 2003
    • 0 replies
    • 1.2k views
    • 
    • fidu
    • February 4, 2003

40. Coverage change and adp testing

    By Guest cosmo1215, November 19, 2004
    • 0 replies
    • 940 views
    • 
    • Guest
    • November 19, 2004

41. Operational Failure / Bottom-Up

    By fiona1, October 19, 2005
    • 0 replies
    • 1.5k views
    • 
    • fiona1
    • October 19, 2005

42. HCE Aggregation in both US 401(k) and Puerto Rico Plan

    By compliancecrazy, February 4, 2021
    • 0 replies
    • 348 views
    • 
    • compliancecrazy
    • February 4, 2021

43. Are employees of a company that uses a PEO considered to have terminat

    By Guest kstorch, July 26, 2000
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • July 26, 2000

44. Anyone have a survey to determine how much participation there would be for a proposed 401(k) plan?

    By Guest linden2522, September 29, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 29, 2003

45. No S-8 if matching shares

    By Fortunate Freddy, July 29, 2021
    • 0 replies
    • 394 views
    • 
    • Fortunate Freddy
    • July 29, 2021

46. Do receivables count as compensation?

    By Guest Phil L, November 17, 1999
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • November 17, 1999

47. Auto Enrollment Trends

    By TPApril, September 21, 2023
    • 0 replies
    • 335 views
    • 
    • TPApril
    • September 21, 2023

48. PYE for Participating Employer Different from PEP PYE

    By RatherBeGolfing, July 19, 2024
    • 0 replies
    • 335 views
    • 
    • RatherBeGolfing
    • July 19, 2024

49. Warning: High Explosives! redux. Another article/study appears.

    By Guest tschenk, September 14, 2000
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • September 14, 2000

50. Leased Employees and HCE determination

    By Guest andmik, April 30, 2001
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • April 30, 2001