401(k) Plans

19,334 topics in this forum

1. Bottom Up QNEC Question

   By Vlad401k, June 8, 2017
   • 2 replies
   • 3.5k views
   • 
   • Tom Poje
   • June 8, 2017

2. Automatic Rebalancing: What is the typical procedure?

   By gc@chimentowebb.com, February 8, 2023
   • 9 replies
   • 3.5k views
   • 
   • Kansas401k
   • February 10, 2023

3. Amendment to add otherwise ineligible participant

   By Guest Powers, March 19, 2007
   • 16 replies
   • 3.5k views
   • 
   • austin3515
   • March 21, 2007

4. Missed Deferral - Catch Up Contribution

   By 52626, January 27, 2019
   • 10 replies
   • 3.5k views
   • 
   • cheersmate
   • January 31, 2019

5. John Hancock Reports

   By Guest raleightpa, November 15, 2007
   • 9 replies
   • 3.5k views
   • 
   • pmacduff
   • November 15, 2007

6. Qualified Termination Administrtors (QTA)

   By Guest Midas, June 2, 2005
   • 8 replies
   • 3.5k views
   • 
   • AndyH
   • June 8, 2005

7. What is contained in a "Successor Trustee Letter"?

   By Guest kgsingletary, February 16, 2001
   • 1 reply
   • 3.5k views
   • 
   • RayRay
   • May 29, 2019

8. Maximum Suspension for Hardship Distribution

   By bvhea, May 24, 2006
   • 13 replies
   • 3.5k views
   • 
   • bvhea
   • May 25, 2006

9. Terminating a 401(k) Plan

   By Madison71, March 25, 2008
   • 7 replies
   • 3.5k views
   • 
   • Bird
   • June 9, 2008

10. Leased employees

    By Guest JPIngold, May 23, 2012
    • 6 replies
    • 3.5k views
    • 
    • 00hskrgrl
    • May 24, 2012

11. Phony employees (family members) = phony contributions & tax fraud

    By TPApril, July 28, 2015
    • 21 replies
    • 3.5k views
    • 
    • TPApril
    • August 4, 2015

12. Vesting and Early Retirement Age

    By Guest robynkash, April 25, 2001
    • 4 replies
    • 3.5k views
    • 
    • RCK
    • April 3, 2003

13. Help with an RFP for 401k vendors

    By Guest Kerry, November 2, 1998
    • 3 replies
    • 3.4k views
    • 
    • LCARUSI
    • November 5, 1998

14. Safe Harbor Match Calculation

    By 52626, April 23, 2013
    • 5 replies
    • 3.4k views
    • 
    • K2retire
    • April 25, 2013

15. ADP, ACP refunds and Top Heavy

    By CLE401kGuy, January 30, 2014
    • 1 reply
    • 3.4k views
    • 
    • BG5150
    • January 30, 2014

16. 401k Without a Beneficiary Designation

    By guestdelta, August 5, 2024
    • 3 replies
    • 3.4k views
    • 
    • Gina Alsdorf
    • August 21, 2024

17. Excluding Leased Employees

    By BG5150, October 18, 2019
    • 5 replies
    • 3.4k views
    • 
    • AKconsult
    • October 24, 2019

18. QACA Automatic Enrollment Increase

    By DTH, September 17, 2008
    • 2 replies
    • 3.4k views
    • 
    • Guest
    • September 17, 2008

19. Severance from Employment

    By Guest CharlieLaur, August 19, 2008
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • August 20, 2008

20. No Profit Sharing - do I file a 5500

    By PainPA, June 28, 2019
    • 14 replies
    • 3.4k views
    • 
    • Flyboyjohn
    • July 2, 2019

21. Blackout notice

    By Guest jim williams, August 11, 2005
    • 10 replies
    • 3.4k views
    • 
    • R. Butler
    • August 11, 2005

22. Match Forfeiture reinstate

    By alexa, April 21, 2008
    • 7 replies
    • 3.4k views
    • 
    • BG5150
    • April 22, 2008

23. Distribution of excess deferrals after correction period

    By J. Bringhurst, October 30, 2002
    • 19 replies
    • 3.4k views
    • 
    • Brian Gallagher
    • October 31, 2002

24. fund matching true up... plus lost earnings?

    By WCC, February 23, 2018
    • 6 replies
    • 3.4k views
    • 
    • Luke Bailey
    • February 27, 2018

25. form 5500 ez filing, no EIN only SSN

    By Lori H, October 3, 2008
    • 7 replies
    • 3.4k views
    • 
    • Guest
    • October 6, 2008

26. How to Eliminate In-Service Distributions in 401(k) in a Merger?

    By Guest woodchuck, April 22, 2008
    • 8 replies
    • 3.4k views
    • 
    • BG5150
    • April 25, 2008

27. 401k death distribution, life insurance, RMD & 1099r

    By SusanKD, January 11, 2013
    • 2 replies
    • 3.4k views
    • 
    • mbozek
    • January 12, 2013

28. 415 Comp / Back Wages

    By austin3515, April 10, 2013
    • 2 replies
    • 3.4k views
    • 
    • austin3515
    • April 10, 2013

29. 401k terminating; starting a SIMPLE

    By Santo Gold, January 25, 2019
    • 1 reply
    • 3.4k views
    • 
    • Luke Bailey
    • January 26, 2019

30. Profit Sharing Plan & Annuities

    By Guest Ddalk, May 30, 2003
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • June 3, 2003

31. Top Heavy Allocation Compensation

    By Guest Henry Schneider, January 14, 1999
    • 3 replies
    • 3.4k views
    • 
    • Guest
    • January 16, 1999

32. Privately held company stock as a match?

    By Guest Kendall, March 21, 2000
    • 5 replies
    • 3.4k views
    • 
    • k man
    • March 22, 2000

33. Employees Xfer to a Leasing Company

    By austin3515, August 18, 2010
    • 21 replies
    • 3.4k views
    • 
    • K2retire
    • August 19, 2010

34. Incompetent IRS Auditor Upsets Client

    By Guest deathbycashcall, March 31, 2005
    • 13 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • April 7, 2005

35. Enrolling an Owner's Spouse into 401k plan

    By Pixie, October 4, 2023
    • 9 replies
    • 3.4k views
    • 
    • Bill Presson
    • October 9, 2023

36. Family Attribution-grandchild

    By Guest lindamichals, January 15, 2003
    • 6 replies
    • 3.4k views
    • 
    • Blinky the 3-eyed Fish
    • January 16, 2003

37. Can fiduciary Liability Insurance be paid through the plan?

    By Guest Why, December 6, 2004
    • 5 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • December 7, 2004

38. key employee Which "plan year" do you use to determine keys for top-heavy

    By Luke Bailey, November 28, 2018   

    • top-heavy
    • 416(i)(1)
    • 12 replies
    • 3.4k views
    • 
    • Mike Preston
    • November 30, 2018

39. Prefunding Contributions

    By Safeharbor29, May 29, 2015
    • 2 replies
    • 3.4k views
    • 
    • Kevin C
    • May 29, 2015

40. Prohibited Transactions and reporting on From 5330

    By Guest kwagner, October 24, 2002
    • 6 replies
    • 3.4k views
    • 
    • E as in ERISA
    • May 9, 2003

41. 2 separate plans - one for union one for regular - asset account question

    By HarleyBabe, December 3, 2015
    • 27 replies
    • 3.4k views
    • 
    • HarleyBabe
    • December 15, 2015

42. Plan Document Signature Requirements

    By Guest CRA, May 5, 2003
    • 10 replies
    • 3.4k views
    • 
    • g8r
    • May 7, 2003

43. 401k employee contributions

    By Guest CSJB, April 16, 2008
    • 2 replies
    • 3.4k views
    • 
    • masteff
    • April 16, 2008

44. Funding a Profit Sharing Plan

    By Guest Kala, April 7, 2003
    • 4 replies
    • 3.4k views
    • 
    • Belgarath
    • April 8, 2003

45. Fidelity Bond Requirement

    By Guest James Osterhaus, September 6, 2001
    • 1 reply
    • 3.4k views
    • 
    • Guest
    • September 12, 2001

46. 404(c) compliance

    By Guest Dolores Lawrence, February 28, 2003
    • 13 replies
    • 3.4k views
    • 
    • KJohnson
    • March 31, 2003

47. key employee due to attribution

    By MJ Hartman, September 3, 2003
    • 8 replies
    • 3.4k views
    • 
    • Guest
    • September 4, 2003

48. 402g Roth failure correction after April 15

    By WCC, April 18, 2018
    • 10 replies
    • 3.4k views
    • 
    • Tom Poje
    • April 20, 2018

49. Form 5330 and Late Contributions

    By Guest moorhan, August 29, 2001
    • 0 replies
    • 3.4k views
    • 
    • Guest
    • August 29, 2001

50. Hardship Distribution Suspension Period

    By austin3515, June 4, 2007
    • 6 replies
    • 3.4k views
    • 
    • masteff
    • June 5, 2007