401(k) Plans

19,317 topics in this forum

1. 404a disclsure for brokerage account - Stocks?

   By Jim Chad, July 11, 2012
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   • 811 views
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   • Jim Chad
   • July 11, 2012

2. ESOP contribs satisfy safe-harbor 401(k)?

   By Guest dlm, October 15, 1998
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   • 3.2k views
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   • Guest
   • October 15, 1998

3. Missing Participants/Terminated Plan

   By Guest Frank Jackson, December 6, 1999
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   • Guest
   • December 6, 1999

4. Multi-Employer Plan Spin Off

   By Guest UKH, March 20, 2001
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   • Guest
   • March 20, 2001

5. Amount of Corrective QNEC

   By CLE401kGuy, December 20, 2011
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   • 1.4k views
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   • CLE401kGuy
   • December 20, 2011

6. Form 5500 - Deemed Distribution

   By Vlad401k, April 6, 2021
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   • 545 views
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   • Vlad401k
   • April 6, 2021

7. "brief exclusion" of an eligible employee from a 401(k) plan

   By Guest MES, April 11, 2001
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   • Guest
   • April 11, 2001

8. Termination of a Safe Harbor Plan

   By Guest mmc, May 26, 2004
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   • 1.1k views
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   • Guest
   • May 26, 2004

9. breakpoint discount refund-mutual funds

   By Guest scompliance, June 21, 2004
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   • Guest
   • June 21, 2004

10. Top Paid Group

    By Guest StoneWalk, January 28, 2005
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    • 1.2k views
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    • Guest
    • January 28, 2005

11. Amending a safe harbor matching formula mid-year

    By Guest grazetti, April 5, 2006
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    • 1.3k views
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    • Guest
    • April 5, 2006

12. 2009 RMD Waiver - Sample Language

    By Gadgetfreak, September 30, 2009
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    • 1.3k views
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    • Gadgetfreak
    • September 30, 2009

13. Multiple Employer Plan Spin-offs

    By Guest ACO1, June 16, 2010
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    • 1.6k views
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    • Guest
    • June 16, 2010

14. Roth 401(k) Contributions

    By Nassau, December 6, 2010
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    • 873 views
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    • Nassau
    • December 6, 2010

15. 1st filing year for spin-off plan from a MEP...Pitfalls?

    By Guest Puff, March 21, 2014   

    • spin-off
    • mep
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    • Guest
    • March 21, 2014

16. Stat EE and gateway min

    By buckaroo, December 23, 2019
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    • 559 views
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    • buckaroo
    • December 23, 2019

17. What is the period during which a terminating plan must count compensa

    By Guest Gibson, December 6, 1999
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    • 1.3k views
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    • Guest
    • December 6, 1999

18. Required Notices for Benefit Distribution

    By Guest Kennedy, March 10, 2000
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    • 1.3k views
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    • Guest
    • March 10, 2000

19. Is this plan design a "safe harbor" 401(k) plan?

    By Guest, October 4, 2000
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    • 1.3k views
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    • Guest
    • October 4, 2000

20. Exclude from definition of compensation the amount of any health coverage "buybacks"?

    By austin3515, October 1, 2003
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    • 909 views
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    • austin3515
    • October 1, 2003

21. Safe Harbor Money Purchase Plan

    By Guest Mbrockway, May 26, 2004
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    • Guest
    • May 26, 2004

22. Top Heavy Test

    By Guest slugn, June 11, 2009
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    • 993 views
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    • Guest
    • June 11, 2009

23. Requesting "Minor" Modification of Compliance Statement

    By IhrtERISA, December 1, 2017
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    • 479 views
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    • IhrtERISA
    • December 1, 2017

24. Trading restrictions on DC plans

    By Guest blizzake, May 13, 2004
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    • 999 views
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    • Guest
    • May 13, 2004

25. Roth IRA rollovers into new Roth 401(k) in 2006

    By Guest oxdougw, July 15, 2005
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    • 1.4k views
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    • Guest
    • July 15, 2005

26. QDIA Stable Value

    By PLAN MAN, November 1, 2007
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    • 1.1k views
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    • PLAN MAN
    • November 1, 2007

27. Registered rep opening 401k plan for his company

    By Guest paradigm, December 2, 2002
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    • 1.1k views
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    • Guest
    • December 2, 2002

28. When is an employee really considered "hired"

    By Guest DIGMYDOG, December 4, 2003
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    • Guest
    • December 4, 2003

29. PPA Notice of Right to Defer/consequences

    By Guest IRISH79, November 30, 2006
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    • 1.6k views
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    • Guest
    • November 30, 2006

30. Testing of multiemployer contributions

    By Guest hyper, September 3, 2009
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    • 868 views
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    • Guest
    • September 3, 2009

31. Key employee determination in a short plan year

    By SW77, September 9, 2020
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    • 411 views
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    • SW77
    • September 9, 2020

32. Small Employer Start-up Tax Credits

    By Gilmore, August 7, 2023
    • 0 replies
    • 310 views
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    • Gilmore
    • August 7, 2023

33. Safe Harbor Match Issues

    By FishOn, February 9, 2024
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    • 489 views
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    • FishOn
    • February 9, 2024

34. tiered match

    By Guest greggi39, June 17, 2005
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    • 1.4k views
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    • Guest
    • June 17, 2005

35. Loan Basis after Deemed Distribution

    By GU, August 14, 2025
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    • 197 views
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    • GU
    • August 14, 2025

36. Prior Year Testing and QMAC's

    By Guest Robin Vatalaro, October 4, 2002
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    • 1.8k views
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    • Guest
    • October 4, 2002

37. SPD Timing - New Plan

    By Guest jhilliard, June 17, 2003
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    • 1.2k views
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    • Guest
    • June 17, 2003

38. Cost Basis - Stock - Unitized Fund

    By CO Bank, October 5, 2006
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    • 2.6k views
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    • CO Bank
    • October 5, 2006

39. Payments to PBGC for Missing Participants (PPA)

    By J. Bringhurst, November 1, 2006
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    • 1.1k views
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    • J. Bringhurst
    • November 1, 2006

40. Underpayment Rate / DOL VFCP Calculator

    By austin3515, March 25, 2019
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    • 516 views
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    • austin3515
    • March 25, 2019

41. Frozen Annuity Valuations

    By Guest AKeith, March 13, 2000
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    • Guest
    • March 13, 2000

42. How will payroll services handle Age 50 Catch-up contributions?

    By John A, November 12, 2001
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    • 1.4k views
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    • John A
    • November 12, 2001

43. FOREIGN BASED EMPLOYEES

    By Guest padmin, August 27, 2004
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    • Guest
    • August 27, 2004

44. Annual notice for automatic enroolment

    By blue, October 5, 2006
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    • 1.2k views
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    • blue
    • October 5, 2006

45. Impermissible investments

    By Guest Iwonder, September 30, 2009
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    • Guest
    • September 30, 2009

46. 401k audit

    By Guest VEBAPLAN, May 19, 2010
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    • 2k views
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    • Guest
    • May 19, 2010

47. Matching Contribution

    By Guest TPA Guy, February 3, 2012
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    • 749 views
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    • Guest
    • February 3, 2012

48. New Mexico Tax Extension

    By Dawn Hafner, August 1, 2001
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    • 1.3k views
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    • Dawn Hafner
    • August 1, 2001

49. Okay to grant service with previous employer?

    By John A, May 9, 2003
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    • 1k views
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    • John A
    • May 9, 2003

50. Payment to a Guardian

    By Guest TroyRiley, April 1, 2005
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    • 1.2k views
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    • Guest
    • April 1, 2005