401(k) Plans

19,275 topics in this forum

1. In-Service Distrtibution

   By Guest HD WILLIAMS, February 9, 1999
   • 9 replies
   • 1.7k views
   • 
   • Guest
   • March 23, 1999

2. Power of receiver to amend a 401(k) plan?

   By masteff, November 6, 2015
   • 9 replies
   • 1.5k views
   • 
   • masteff
   • November 24, 2015

3. Added a Roth and forgot to tell anyone

   By Guest erisamelissa, August 14, 2007
   • 9 replies
   • 2.1k views
   • 
   • jpod
   • August 16, 2007

4. Compensation as a Participant

   By Pension45, February 8, 2019
   • 9 replies
   • 781 views
   • 
   • Bird
   • February 12, 2019

5. Can a company announce a 401k Safe Harbor change and then abandon the change the next day?

   By Guest helcul, December 4, 2006
   • 9 replies
   • 2.7k views
   • 
   • Guest
   • December 7, 2006

6. Prior Year Testing and Compensaiton Def. Change

   By buckaroo, March 19, 2008
   • 9 replies
   • 1.9k views
   • 
   • ak2ary
   • March 25, 2008

7. "Solo 401(k)" [note the quotations] Contribution Deadline from Online Article

   By WDIK, December 13, 2023
   • 9 replies
   • 5.3k views
   • 
   • Peter Gulia
   • December 18, 2023

8. Partners and deferrals

   By jkharvey, October 30, 2008
   • 9 replies
   • 10.8k views
   • 
   • K2retire
   • June 30, 2009

9. ADP Failure in Making Timely Corrective Distributions

   By Mr Bagwell, July 10, 2017   

   • adp failure
   • distributions
   • 9 replies
   • 2.1k views
   • 
   • Mr Bagwell
   • September 7, 2017

10. ROBS Plans - Participant Disclosures

    By austin3515, July 10, 2018
    • 9 replies
    • 1k views
    • 
    • ESOP Guy
    • September 8, 2018

11. Catch up contributions in off-calendar year plan

    By Guest Dave Peckham, August 5, 2011
    • 9 replies
    • 2.7k views
    • 
    • Bird
    • August 8, 2011

12. Sch. A - Fair value or Contract Value

    By austin3515, August 15, 2007
    • 9 replies
    • 5.2k views
    • 
    • JanetM
    • August 17, 2007

13. Mid-Year Safe Harbor Changes

    By austin3515, January 7, 2021
    • 9 replies
    • 2.5k views
    • 
    • Kevin C
    • February 22, 2021

14. 100% Match.... how much can be contributed?

    By Basically, June 5, 2023
    • 9 replies
    • 1.1k views
    • 
    • Paul I
    • June 7, 2023

15. CDSC Treated as a Plan Expense

    By DTH, July 19, 2006
    • 9 replies
    • 2.7k views
    • 
    • Bird
    • July 21, 2006

16. payroll service messes up deferral calculation

    By K2retire, February 9, 2011
    • 9 replies
    • 2.3k views
    • 
    • MARYMM
    • February 11, 2011

17. RMD and Multiple Bene's question

    By Question?, February 6, 2015
    • 9 replies
    • 3.7k views
    • 
    • 4k Everyday
    • July 2, 2015

18. Allowed Early Entry into 401k Plan

    By preErisa, January 11, 2016   

    • Early Entry
    • 9 replies
    • 2.8k views
    • 
    • austin3515
    • January 13, 2016

19. Are Revenue Sharing Fees Part of Plan Assets?

    By Guest jmiskey, June 3, 2003
    • 9 replies
    • 2.9k views
    • 
    • MoJo
    • June 5, 2003

20. Is there a way to learn ADP/ACP testing on my own? Is there a book, or

    By Guest Kimberly Stewart, August 30, 2000
    • 9 replies
    • 3.3k views
    • 
    • MR
    • September 1, 2000

21. Are all Eligible Employees entitled to a QNEC, or can you carve out the otherwise excludable employees?

    By Guest CAP, February 18, 2005
    • 9 replies
    • 3.5k views
    • 
    • austin3515
    • February 19, 2005

22. Catch Up Contributions

    By Guest Michele Ciz, April 18, 2009
    • 9 replies
    • 1.9k views
    • 
    • Guest
    • June 30, 2009

23. Minimum Age

    By John Feldt ERPA CPC QPA, December 8, 2017   

    • fishing
    • age minimum
    • 9 replies
    • 773 views
    • 
    • Peter Gulia
    • December 11, 2017

24. Bottom Up QNEC question

    By fiona1, April 28, 2005
    • 9 replies
    • 2.7k views
    • 
    • Blinky the 3-eyed Fish
    • May 3, 2005

25. Form 5330 - Paid Preparer? PTIN?

    By ldr, January 7, 2020   

    • 5330
    • excise tax form
    • (and 1 more)

      Tagged with:

      • 5330
      • excise tax form
      • ptin
    • 9 replies
    • 1.7k views
    • 
    • ldr
    • January 8, 2020

26. restructuring for ADP Testing.

    By Lori H, March 4, 2009
    • 9 replies
    • 2.1k views
    • 
    • austin3515
    • March 5, 2009

27. Repeal of 457 offset

    By jlf, July 16, 2001
    • 9 replies
    • 2.1k views
    • 
    • davef
    • July 18, 2001

28. 3% nonelective contribution issue

    By chris, September 13, 2001
    • 9 replies
    • 2.3k views
    • 
    • Tom Poje
    • September 30, 2002

29. Aggregating 401(k) balance with non-401(k) balance to get lower management fees

    By Guest mbg, May 9, 2006
    • 9 replies
    • 2.4k views
    • 
    • jpod
    • May 11, 2006

30. Rolling traditional 401k to Roth 401k - Tax Question

    By Guest cjsmith, October 6, 2009
    • 9 replies
    • 1.5k views
    • 
    • masteff
    • October 7, 2009

31. One-person "Solo-K" Plan - part time employee

    By Tinman, December 16, 2016
    • 9 replies
    • 1.6k views
    • 
    • RatherBeGolfing
    • December 16, 2016

32. Update on 2020-2022 Plan Restatements

    By Pensions2020, February 26, 2020
    • 9 replies
    • 1.5k views
    • 
    • Bill Presson
    • March 1, 2020

33. Puzzled over 401(k) Beneficiary Rights

    By Guest cole stevenson, January 4, 2001
    • 9 replies
    • 2.9k views
    • 
    • MoJo
    • January 8, 2001

34. Employer initiated terminations that lead to partial plan termination?

    By Guest 410b, November 4, 2009
    • 9 replies
    • 2.7k views
    • 
    • Guest
    • November 5, 2009

35. SAFE HARBOR not a top-heavy plan

    By PensionNewbee, January 21, 2004
    • 9 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • January 22, 2004

36. ERPA TEST

    By KTB, January 3, 2012
    • 9 replies
    • 2.1k views
    • 
    • KTB
    • January 20, 2012

37. deferral issue

    By Pammie57, July 12, 2017
    • 9 replies
    • 732 views
    • 
    • Pammie57
    • July 20, 2017

38. User Fees for Determination Letter

    By billfgrady, July 16, 2003
    • 9 replies
    • 1.8k views
    • 
    • Blinky the 3-eyed Fish
    • August 11, 2003

39. Death benefit rollover to 401k

    By WhatsESUP, September 8, 2017   

    • rollover
    • death
    • (and 1 more)

      Tagged with:

      • rollover
      • death
      • 401k
    • 9 replies
    • 3.9k views
    • 
    • Kevin C
    • September 12, 2017

40. Top Heavy plan with Safe Harbor Match and New Comparability Profit Sharing

    By AS TPA, April 3, 2019
    • 9 replies
    • 1.6k views
    • 
    • Tom Poje
    • April 4, 2019

41. PRE-ERISA LIMITATIONS ON SALARY DEFERRALS

    By Guest JennaJones, October 29, 2003
    • 9 replies
    • 1.6k views
    • 
    • TCWalker
    • October 30, 2003

42. Please help: K-1 Info:

    By Guest tintree73, September 23, 2004
    • 9 replies
    • 1.9k views
    • 
    • jquazza
    • September 24, 2004

43. Corp. A has no Plan, buys Corp. B which has a 401(k) in a stock sale and....stock purchase

    By RayJJohnsonJr, April 7, 2020
    • 9 replies
    • 917 views
    • 
    • RayJJohnsonJr
    • April 7, 2020

44. Minimum participation requirements; how to treat rehired employees who

    By Guest JMLSON, March 22, 2000
    • 9 replies
    • 3.6k views
    • 
    • KJohnson
    • July 14, 2000

45. vesting for stand-alone plan merging into MEP

    By AlbanyConsultant, December 18, 2023
    • 9 replies
    • 1.5k views
    • 
    • david rigby
    • December 29, 2023

46. In-Service Withdrawals (under 59 1/2)

    By Brian Gallagher, June 4, 2003
    • 9 replies
    • 11.8k views
    • 
    • Mary Kay Foss
    • June 6, 2003

47. Acquisition of Subsidiary, Merging Safe Harbor Plans

    By LANDO, January 13, 2016   

    • safe harbor plan
    • merger
    • (and 2 more)

      Tagged with:

      • safe harbor plan
      • merger
      • acquisition
      • mid-year amendment
    • 9 replies
    • 4k views
    • 
    • LANDO
    • January 14, 2016

48. Discrimination Tests & HCE definitions

    By pmacduff, August 25, 2003
    • 9 replies
    • 2.6k views
    • 
    • Guest
    • January 17, 2004

49. reducing involuntary cash out - pros & cons

    By Guest maac3, February 2, 2005
    • 9 replies
    • 2k views
    • 
    • Kirk Maldonado
    • February 9, 2005

50. Recordkeeper for Balance Forward 401(k) Plan

    By Christopher Wilson, May 21, 2020
    • 9 replies
    • 1.6k views
    • 
    • Larry Starr
    • May 23, 2020