401(k) Plans

19,275 topics in this forum

1. 401(k) audit requirements

   By Guest J Snelling, April 1, 2009
   • 4 replies
   • 2.8k views
   • 
   • Kevin C
   • April 2, 2009

2. Retroactive Safe Harbor Amendment

   By Purplemandinga, March 24, 2020
   • 11 replies
   • 2.8k views
   • 
   • C. B. Zeller
   • March 25, 2020

3. Holding Account

   By Guest johnberube, January 30, 2009
   • 4 replies
   • 2.8k views
   • 
   • rcline46
   • February 2, 2009

4. rehired participants and re-entry.

   By Lori H, May 11, 2015
   • 7 replies
   • 2.8k views
   • 
   • ESOP Guy
   • May 12, 2015

5. Eligibility Computation Period for Re-Hired Employees

   By Vlad401k, May 15, 2019
   • 3 replies
   • 2.8k views
   • 
   • Doc Ument
   • May 17, 2019

6. ERISA Pre-emption where participant murders spouse

   By TamB, March 21, 2017   

   • erisa
   • murder
   • (and 1 more)

     Tagged with:

     • erisa
     • murder
     • non-participant
   • 11 replies
   • 2.8k views
   • 
   • david rigby
   • March 1, 2019

7. Plan offers brokerage to only those with substantial balances - discri

   By MR, October 25, 2000
   • 8 replies
   • 2.8k views
   • 
   • MoJo
   • October 27, 2000

8. Uncashed Checks Following Plan Termination

   By EBECatty, September 23, 2019
   • 13 replies
   • 2.8k views
   • 
   • FPGuy
   • September 24, 2019

9. Entry date of July 1 and 3% safe harbor

   By Guest rffahey, December 30, 2003
   • 6 replies
   • 2.8k views
   • 
   • Mike Preston
   • December 30, 2003

10. 415 Excess & Deductible Limit

    By Guest Phil L, January 9, 2001
    • 2 replies
    • 2.8k views
    • 
    • QDROphile
    • January 10, 2001

11. Partial Plan Termination - Rehired Employees

    By blue, November 24, 2009
    • 3 replies
    • 2.8k views
    • 
    • david rigby
    • November 24, 2009

12. Eligibility & Probationary Period

    By Stash026, July 9, 2021
    • 4 replies
    • 2.8k views
    • 
    • Mike Preston
    • July 10, 2021

13. Inservice W/D prior to age 59 1/2

    By Guest S FISCHER, July 3, 2001
    • 3 replies
    • 2.8k views
    • 
    • MWeddell
    • July 5, 2001

14. QDRO Distribution Question

    By Guest JDL, September 25, 2002
    • 13 replies
    • 2.8k views
    • 
    • E as in ERISA
    • September 27, 2002

15. Failed ADP and Match Calculation

    By Dazednconfused, January 5, 2011
    • 5 replies
    • 2.8k views
    • 
    • Tom Poje
    • January 18, 2011

16. top heavy plan with no employer discretionary profit sharing contribut

    By Guest ROB VIDOVICH, May 8, 2001
    • 6 replies
    • 2.8k views
    • 
    • Guest
    • April 4, 2002

17. Top Heavy Test & Forfeitures

    By Guest A. Rostosky, September 5, 2000
    • 5 replies
    • 2.8k views
    • 
    • Richard Anderson
    • September 6, 2000

18. S-Corp, C-Corp or LLC

    By Blue_Sky, October 29, 2020
    • 18 replies
    • 2.8k views
    • 
    • ESOP Guy
    • November 12, 2020

19. Sarbanes-Oxley Blackout Notice Issues

    By Guest Jose Rosario, February 6, 2003
    • 5 replies
    • 2.8k views
    • 
    • Guest
    • February 21, 2003

20. Recoupment of overpayments made to deceased participant

    By Guest TroyRiley, October 26, 2003
    • 2 replies
    • 2.8k views
    • 
    • mbozek
    • October 27, 2003

21. Hardship provisions...which do you use?

    By Jim Chad, May 6, 2008
    • 10 replies
    • 2.8k views
    • 
    • Guest
    • July 2, 2008

22. Family and ownership attribution

    By Pammie57, January 31, 2019
    • 3 replies
    • 2.8k views
    • 
    • Larry Starr
    • February 5, 2019

23. Safe Harbor 3% funded each payroll

    By Rai401k, March 26, 2015
    • 8 replies
    • 2.8k views
    • 
    • Bird
    • April 15, 2015

24. Updating 401(k) plan disability benefit claim procedures

    By prototypical, February 5, 2018
    • 13 replies
    • 2.8k views
    • 
    • Luke Bailey
    • February 8, 2018

25. Must deferrals be stopped if a loan is taken?

    By Guest Miller426, September 14, 2009
    • 24 replies
    • 2.8k views
    • 
    • K2retire
    • September 21, 2009

26. Gateway Testing

    By justatester, December 8, 2011
    • 3 replies
    • 2.8k views
    • 
    • Lou S.
    • December 8, 2011

27. Participant Audit Guidelines

    By Guest Jason_V, August 8, 2006
    • 12 replies
    • 2.8k views
    • 
    • Guest
    • August 21, 2006

28. Individual HCE allocation groups in XT 401k

    By Guest NiceGuyMike, April 28, 2004
    • 12 replies
    • 2.8k views
    • 
    • WDIK
    • May 10, 2004

29. HALLELUJAH! Rev Proc 2006-27 arrives!

    By Brenda Wren, May 5, 2006
    • 7 replies
    • 2.8k views
    • 
    • Tom Poje
    • May 8, 2006

30. off calendar year/catch-up

    By Guest deathbycashcall, September 15, 2005
    • 12 replies
    • 2.8k views
    • 
    • RTK
    • September 23, 2005

31. fiscal year, 415 and catch-up

    By Golgi, March 24, 2010
    • 8 replies
    • 2.8k views
    • 
    • Kevin C
    • March 26, 2010

32. Confused about coverage testing

    By Guest DIGMYDOG, August 27, 2003
    • 5 replies
    • 2.8k views
    • 
    • Tom Poje
    • August 28, 2003

33. Excess Contributions and the related Match

    By msmith, January 18, 2008
    • 14 replies
    • 2.8k views
    • 
    • Below Ground
    • February 14, 2008

34. Board Compensation and Individual 401k Plan

    By chriskkelly, February 20, 2018
    • 5 replies
    • 2.8k views
    • 
    • jpod
    • February 22, 2018

35. Salary Deferrals post hardship Distribution

    By Dougsbpc, February 22, 2012
    • 15 replies
    • 2.8k views
    • 
    • Dougsbpc
    • February 23, 2012

36. auto enroll and rehire

    By pmacduff, June 30, 2016
    • 4 replies
    • 2.8k views
    • 
    • Mike Preston
    • July 1, 2016

37. Minor Beneficiary

    By Guest mrtnoc, July 23, 2009
    • 3 replies
    • 2.8k views
    • 
    • Bird
    • July 24, 2009

38. Otherwise excludable employees and elapsed time method

    By Guest BJ, February 14, 2003
    • 1 reply
    • 2.8k views
    • 
    • Blinky the 3-eyed Fish
    • February 14, 2003

39. Current availability test

    By Guest dietpepsi, August 2, 2006
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • August 3, 2006

40. Plan compensation defined per A.A.

    By Lori H, September 18, 2013
    • 8 replies
    • 2.8k views
    • 
    • rcline46
    • September 19, 2013

41. Overpayment due to vesting error

    By njkotz28, November 4, 2019   

    • overpayment
    • error correction
    • (and 1 more)

      Tagged with:

      • overpayment
      • error correction
      • vesting
    • 9 replies
    • 2.8k views
    • 
    • Larry Starr
    • November 7, 2019

42. Temporary Eligibility for a 401(k) Arrangement

    By Guest koolkid, October 9, 2002
    • 12 replies
    • 2.8k views
    • 
    • austin3515
    • October 15, 2002

43. Non-discrimination test for merger occurring mid-year

    By Guest benefitsanalyst, April 5, 2002
    • 1 reply
    • 2.8k views
    • 
    • mbozek
    • April 8, 2002

44. Definition of spouse as spouse in an opposite sex marriage

    By Guest Do, May 7, 2004
    • 11 replies
    • 2.8k views
    • 
    • david rigby
    • July 12, 2004

45. hardship withdrawals for post-secondary education

    By Guest cac1134, June 30, 2005
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • July 1, 2005

46. Employer match in Safe Harbor 401k

    By Lori H, November 21, 2008
    • 11 replies
    • 2.8k views
    • 
    • Tom Poje
    • December 3, 2008

47. 401(k) distributions

    By Guest Michele Silverman, September 28, 2006
    • 7 replies
    • 2.8k views
    • 
    • Guest
    • September 29, 2006

48. conversion confusion

    By PensionNewbee, June 2, 2004
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • June 7, 2004

49. Unusual Coverage Testing and OEE employees

    By buckaroo, October 6, 2009
    • 12 replies
    • 2.8k views
    • 
    • buckaroo
    • October 12, 2009

50. QDRO

    By Madison71, February 18, 2010
    • 17 replies
    • 2.8k views
    • 
    • Madison71
    • February 19, 2010