401(k) Plans

19,275 topics in this forum

1. Automatic Rebalancing: What is the typical procedure?

   By gc@chimentowebb.com, February 8, 2023
   • 9 replies
   • 2.8k views
   • 
   • Kansas401k
   • February 10, 2023

2. Converting a Simple IRA to a Safe Harbor 401(k)

   By mlp0816, September 25, 2014
   • 4 replies
   • 2.8k views
   • 
   • GMK
   • September 25, 2014

3. SPD's

   By Guest Keith371, April 5, 2002
   • 4 replies
   • 2.8k views
   • 
   • mbozek
   • April 8, 2002

4. Restating Plan in Connection w/ New Vendor

   By austin3515, May 23, 2014
   • 20 replies
   • 2.8k views
   • 
   • Belgarath
   • June 3, 2014

5. 2006 1099R

   By blue, September 25, 2006
   • 3 replies
   • 2.8k views
   • 
   • Leopurrd
   • September 26, 2006

6. Statutory Exclusions

   By Guest Kemily, June 3, 2003
   • 5 replies
   • 2.8k views
   • 
   • Tom Poje
   • June 4, 2003

7. Can a plan use the sole proprietor's social security number as its EIN

   By Guest Tara Curran, September 28, 2000
   • 6 replies
   • 2.8k views
   • 
   • Kristina
   • October 3, 2000

8. Hardship Question

   By Madison71, October 6, 2021
   • 13 replies
   • 2.8k views
   • 
   • Luke Bailey
   • October 8, 2021

9. 402g test

   By Guest Achilles, April 7, 2004
   • 2 replies
   • 2.8k views
   • 
   • Tom Poje
   • April 7, 2004

10. Hardship

    By ryan1986, August 21, 2021
    • 3 replies
    • 2.8k views
    • 
    • 401king
    • August 25, 2021

11. Plan Sponsor Reimbursement from Forfeiture Account

    By MarZDoates, August 6, 2019
    • 8 replies
    • 2.8k views
    • 
    • RPAS
    • August 9, 2019

12. Defined Contribution Plan with Cross-testing

    By Guest fender5150, August 29, 2007
    • 11 replies
    • 2.8k views
    • 
    • John Feldt ERPA CPC QPA
    • August 31, 2007

13. Allowed Early Entry into 401k Plan

    By preErisa, January 11, 2016   

    • Early Entry
    • 9 replies
    • 2.8k views
    • 
    • austin3515
    • January 13, 2016

14. top heavy and former key employee

    By chc93, March 26, 2013
    • 2 replies
    • 2.8k views
    • 
    • chc93
    • March 26, 2013

15. 2002 401k for self employed

    By dmb, April 1, 2002
    • 16 replies
    • 2.8k views
    • 
    • Guest
    • June 14, 2002

16. Determination of > 5% Owner Status

    By Guest JSCOTT, January 31, 2005
    • 4 replies
    • 2.8k views
    • 
    • Guest
    • February 3, 2005

17. Multiple Employer Plan - Safe Harbor Design

    By Guest SWadd, November 10, 2010
    • 3 replies
    • 2.8k views
    • 
    • John Feldt ERPA CPC QPA
    • November 10, 2010

18. Changing the matching formula

    By Guest Kelly Igel, December 14, 2001
    • 3 replies
    • 2.8k views
    • 
    • RTK
    • August 29, 2002

19. Safe harbor hardship withdrawal standard

    By Guest Bud, June 24, 2002
    • 1 reply
    • 2.8k views
    • 
    • MWeddell
    • July 2, 2002

20. Can a qualified US 401(k) Plan accept a rollover contribution from a Puero Rico 1165(a) Plan?

    By Guest erisamelissa, March 24, 2004
    • 3 replies
    • 2.8k views
    • 
    • Guest
    • June 6, 2013

21. Can 501(c)3 offer a 403(b) and a 401(k)?

    By Guest jusducki, January 11, 2007
    • 2 replies
    • 2.8k views
    • 
    • A Shot in the Dark
    • January 11, 2007

22. Employee status-terminated awaiting payment

    By Miquiztli, March 15, 2020
    • 3 replies
    • 2.8k views
    • 
    • Larry Starr
    • March 16, 2020

23. Failed ADP test -QNEC & TH contribution relationship

    By Pammie57, March 2, 2017
    • 4 replies
    • 2.8k views
    • 
    • Pammie57
    • March 3, 2017

24. Current Availability of Benefits

    By Guest Thornton, July 23, 2002
    • 11 replies
    • 2.8k views
    • 
    • mbozek
    • July 24, 2002

25. 402h notice - sample

    By Guest A. Rostosky, December 28, 2000
    • 0 replies
    • 2.8k views
    • 
    • Guest
    • December 28, 2000

26. Over paid distribution

    By Guest johnpetrancosta, September 13, 2005
    • 12 replies
    • 2.7k views
    • 
    • Guest
    • November 11, 2005

27. "Un-terminating" a 401(k) Plan

    By Guest EMC, January 26, 2001
    • 2 replies
    • 2.7k views
    • 
    • david rigby
    • January 29, 2001

28. Loan

    By Guest kelly9522, December 9, 2002
    • 13 replies
    • 2.7k views
    • 
    • R. Butler
    • December 12, 2002

29. Retroactive Amendment to Add Related Employer?

    By Guest Cricket1, October 16, 2002
    • 3 replies
    • 2.7k views
    • 
    • austin3515
    • October 17, 2002

30. Correcting an excess contribution for a participant

    By Guest Judy S, October 25, 2004
    • 7 replies
    • 2.7k views
    • 
    • Belgarath
    • October 27, 2004

31. eligibility Different eligibility provisions for different job classes

    By TX-TPA-Guy, June 14, 2017   

    • 401(k)
    • job class
    • 9 replies
    • 2.7k views
    • 
    • TX-TPA-Guy
    • June 14, 2017

32. In-plan Roth conversion & 5500

    By Monica Barnard, September 23, 2011
    • 4 replies
    • 2.7k views
    • 
    • Tom Poje
    • September 23, 2011

33. Employee Participation Survey

    By Guest mr.pension, March 16, 2002
    • 5 replies
    • 2.7k views
    • 
    • Guest
    • March 20, 2002

34. HSA Contributions - Considered Comp or Excluded

    By Guest glhotdog, March 26, 2010
    • 2 replies
    • 2.7k views
    • 
    • austin3515
    • March 27, 2010

35. Blackout period

    By Rai401k, March 4, 2003
    • 10 replies
    • 2.7k views
    • 
    • Kirk Maldonado
    • March 4, 2003

36. Waiving Eligibility Temporarily

    By BLM, May 4, 2016
    • 5 replies
    • 2.7k views
    • 
    • david rigby
    • May 4, 2016

37. independent contractor/employee

    By k man, July 30, 2007
    • 16 replies
    • 2.7k views
    • 
    • k man
    • August 2, 2007

38. New Blackout Notice Requirements?

    By Logan401, April 5, 2011
    • 6 replies
    • 2.7k views
    • 
    • Logan401
    • April 8, 2011

39. 401K Distribution after Employment

    By Guest salford, October 16, 2001
    • 10 replies
    • 2.7k views
    • 
    • jpod
    • October 17, 2001

40. Mid-Year Termination of Safe Harbor 401(k) Plan

    By Guest renhark, November 23, 2005
    • 0 replies
    • 2.7k views
    • 
    • Guest
    • November 23, 2005

41. Can an employee change mind on loan and change to Hardship?

    By Guest J Samuelson, November 3, 1999
    • 5 replies
    • 2.7k views
    • 
    • MWeddell
    • November 8, 1999

42. Allocating Forfeiture Account For Terminated Plan

    By metsfan026, November 17, 2023
    • 6 replies
    • 2.7k views
    • 
    • Luke Bailey
    • November 21, 2023

43. Suspension of 401k Loan payments

    By Roger, December 16, 2020   

    • 401k loan repayments
    • 16 replies
    • 2.7k views
    • 
    • Luke Bailey
    • December 25, 2020

44. Beneficial Interest / Controlled Groups

    By austin3515, February 5, 2019
    • 9 replies
    • 2.7k views
    • 
    • PensionPro
    • February 5, 2019

45. TPA responsibility for late 401k deposits

    By Guest Stacey Richard, December 5, 2011
    • 6 replies
    • 2.7k views
    • 
    • Below Ground
    • December 7, 2011

46. Form 5500 for a Terminated- Bankrupt Plan

    By Nassau, September 14, 2010
    • 1 reply
    • 2.7k views
    • 
    • PensionPro
    • September 14, 2010

47. top paid group/top heavy

    By Chippy, August 14, 2013
    • 8 replies
    • 2.7k views
    • 
    • masteff
    • August 15, 2013

48. 401(k) to replace Simple IRA

    By Guest MrBoldman, February 7, 2005
    • 8 replies
    • 2.7k views
    • 
    • Appleby
    • February 11, 2005

49. BRF - multiple vesting schedules

    By jaemmons, November 16, 2004
    • 7 replies
    • 2.7k views
    • 
    • jaemmons
    • November 18, 2004

50. "Bridge" loans on plan termination

    By JWK, June 15, 2000
    • 1 reply
    • 2.7k views
    • 
    • Guest
    • June 22, 2000