401(k) Plans

19,320 topics in this forum

1. closed mutual funds

   By k man, June 2, 2004
   • 14 replies
   • 2.2k views
   • 
   • Guest
   • June 16, 2004

2. Safe Harbor NEC for eligible EE who quits mid-year...

   By J Simmons, August 19, 2009
   • 3 replies
   • 2.2k views
   • 
   • J Simmons
   • August 19, 2009

3. merger of safe harbor 401(k)'s

   By R. Butler, August 7, 2006
   • 6 replies
   • 2.2k views
   • 
   • Tom Poje
   • August 8, 2006

4. Nonresident alien as beneficiary

   By Guest halka, August 19, 2003
   • 3 replies
   • 2.2k views
   • 
   • Guest
   • August 21, 2003

5. Vesting and USERRA

   By Brian Gallagher, February 4, 2004
   • 4 replies
   • 2.2k views
   • 
   • QDROphile
   • February 4, 2004

6. PEO Plan Status

   By EBECatty, April 22, 2022
   • 4 replies
   • 2.2k views
   • 
   • Jeffry Lamb
   • May 9, 2022

7. Catch Up Contributions

   By SteveH, October 13, 2006
   • 2 replies
   • 2.2k views
   • 
   • Appleby
   • October 14, 2006

8. Roth 401(k) / Self-Directed Brokerage Accounts

   By Gruegen, May 23, 2006
   • 2 replies
   • 2.2k views
   • 
   • Bird
   • May 23, 2006

9. WAIVING DISTRIBUTION TAXES

   By Guest CHRISTA, August 1, 2000
   • 7 replies
   • 2.2k views
   • 
   • david rigby
   • May 7, 2002

10. irs 2518 disclaimer

    By Guest jgchess, February 9, 2009
    • 4 replies
    • 2.2k views
    • 
    • J Simmons
    • February 11, 2009

11. 401(k) Termination and Successor Plan

    By Guest JDL, August 20, 2002
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • August 21, 2002

12. Subsidiary's employees

    By Guest DSS, April 3, 2007
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • April 3, 2007

13. Automatic Enrollment and Opt Out

    By 30Rock, April 7, 2014
    • 2 replies
    • 2.2k views
    • 
    • 30Rock
    • April 17, 2014

14. Safe Harbor 401(k) Plans - Plan Document Requirements

    By Guest Giovanni, July 29, 2004
    • 5 replies
    • 2.2k views
    • 
    • Tom Poje
    • July 30, 2004

15. Aggregating plans of the employer for 401(k) testing

    By Guest R. Daestrom, November 19, 2004
    • 12 replies
    • 2.2k views
    • 
    • JanetM
    • November 22, 2004

16. what is "retired" for purposes of required minimum distributions

    By TaxLawyer1978, June 19, 2018
    • 15 replies
    • 2.2k views
    • 
    • Peter Gulia
    • June 22, 2018

17. prior year testing

    By Guest good2brich, March 4, 2004
    • 11 replies
    • 2.2k views
    • 
    • jquazza
    • March 4, 2004

18. Problem amending a Safe Harbor Plan

    By Barbara, May 1, 2018
    • 17 replies
    • 2.2k views
    • 
    • duckthing
    • May 7, 2018

19. Amount of Excise Tax from failure of ADP test

    By Brian Gallagher, February 3, 2004
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • February 3, 2004

20. Repayment of Loan Upon Termination

    By Guest MicheleCaldwell, November 4, 2004
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • November 4, 2004

21. 2019-19 EPCRS

    By austin3515, July 25, 2019
    • 11 replies
    • 2.2k views
    • 
    • Luke Bailey
    • July 26, 2019

22. Death of participant - proof needed

    By Tom, April 29, 2025
    • 18 replies
    • 2.2k views
    • 
    • Lois Baker
    • May 1, 2025

23. Roth Safe Harbor Plan

    By RLTGroup, May 6, 2013   

    • Roth
    • Safe Harbor
    • (and 1 more)

      Tagged with:

      • Roth
      • Safe Harbor
      • Post Tax
    • 6 replies
    • 2.2k views
    • 
    • RLTGroup
    • May 8, 2013

24. Multiple Employer Plan

    By jpod, September 26, 2002
    • 2 replies
    • 2.2k views
    • 
    • mbozek
    • September 27, 2002

25. 402(f) Notice

    By Guest L, July 19, 1999
    • 7 replies
    • 2.2k views
    • 
    • Alf
    • December 11, 2001

26. Forfeitures

    By Guest JB2, November 10, 1998
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • November 21, 1998

27. solo 401k plans for highly compensated s-corp owners

    By tomf, December 28, 2015   

    • solo 401k
    • s-corp retirement plan
    • 9 replies
    • 2.2k views
    • 
    • Mike Preston
    • December 30, 2015

28. Disqualification for failure to file 5500

    By Guest CAM, January 6, 2000
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • January 8, 2000

29. Compensation definition -- for determining HCEs and ADP testing

    By richard, January 12, 2000
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • January 12, 2000

30. ACP Testing: Union Plan With After-Tax Provision

    By Guest m2b2, August 29, 2007
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • August 30, 2007

31. Compensation - Pro rating or pre-effective date

    By PMC, October 18, 2001
    • 4 replies
    • 2.2k views
    • 
    • Medusa
    • October 18, 2001

32. Section 404 limits.

    By Guest Thornton, July 7, 1999
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • July 16, 1999

33. "ineligible" deferrals

    By k man, April 29, 2004
    • 9 replies
    • 2.2k views
    • 
    • Harwood
    • April 29, 2004

34. Late Deposits new DOL program

    By Guest CGBS, March 28, 2000
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • March 29, 2000

35. HCE Manadatory Aggregation

    By justatester, April 9, 2014
    • 4 replies
    • 2.2k views
    • 
    • Tom Poje
    • April 11, 2014

36. ADP Violation and Catch-Up

    By Guest Paul Hinderegger, August 15, 2002
    • 4 replies
    • 2.2k views
    • 
    • Blinky the 3-eyed Fish
    • September 26, 2002

37. Hardship - Unpaid Condo Fees

    By austin3515, June 26, 2019
    • 16 replies
    • 2.2k views
    • 
    • hr for me
    • June 27, 2019

38. Vesting - 6 year Graded

    By Alex Daisy, April 8, 2009
    • 1 reply
    • 2.2k views
    • 
    • J Simmons
    • April 8, 2009

39. termination of old pension plan

    By Guest michael4509, July 17, 2001
    • 9 replies
    • 2.2k views
    • 
    • Guest
    • July 24, 2001

40. Safe Harbor Match for HCE's

    By Guest MrT, November 12, 2007
    • 6 replies
    • 2.2k views
    • 
    • Tom Poje
    • November 13, 2007

41. Blackout Notice not delivered timely

    By Guest Twinky, January 24, 2009
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • January 29, 2009

42. Un-Terminate a Plan

    By Dougsbpc, November 6, 2012
    • 4 replies
    • 2.2k views
    • 
    • ETA Consulting LLC
    • November 6, 2012

43. Holding Company with plan

    By Guest tjt169, July 10, 2012
    • 3 replies
    • 2.2k views
    • 
    • 12AX7
    • July 15, 2012

44. ACP refund processed and later determined too much was distributed

    By RPP2001, December 22, 2010
    • 7 replies
    • 2.2k views
    • 
    • BG5150
    • January 23, 2013

45. Certain Terminated Employee

    By fiona1, February 24, 2009
    • 1 reply
    • 2.2k views
    • 
    • J Simmons
    • February 28, 2009

46. Application of Section 415 limits when employer is dissolved and new c

    By Guest, March 8, 2000
    • 3 replies
    • 2.2k views
    • 
    • KJohnson
    • March 9, 2000

47. Top-heavy plan that fails ADP test - help

    By Guest MikeD, March 11, 2005
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • March 11, 2005

48. Safe Harbor Match and 401(a)4 testing

    By Guest hog4you2, March 1, 2004
    • 4 replies
    • 2.2k views
    • 
    • Archimage
    • March 2, 2004

49. employer mistakes/mixups

    By lexi, September 22, 2006
    • 9 replies
    • 2.2k views
    • 
    • Jim Chad
    • September 23, 2006

50. Safe Harbor Match plus nonvesting match?

    By Guest Laura Millwood, January 5, 1999
    • 6 replies
    • 2.2k views
    • 
    • david shipp
    • January 6, 1999