401(k) Plans

19,275 topics in this forum

1. In-plan Roth transfers and conversions

   By Guest JPIngold, September 11, 2013
   • 1 reply
   • 2.2k views
   • 
   • ETA Consulting LLC
   • September 11, 2013

2. When is an employee really considered "hired"

   By Guest DIGMYDOG, December 4, 2003
   • 0 replies
   • 2.2k views
   • 
   • Guest
   • December 4, 2003

3. Gramm-Leach-Bliley Privacy Notices and 401(k) Plans

   By Guest T C Farnam, June 1, 2001
   • 3 replies
   • 2.2k views
   • 
   • Jon Chambers
   • June 1, 2001

4. Simple 401(k) Top Heavy Test

   By Guest chant44, March 12, 2001
   • 4 replies
   • 2.2k views
   • 
   • MWeddell
   • March 13, 2001

5. Beneficiary is also a participant in the same plan

   By austin3515, November 16, 2017
   • 5 replies
   • 2.2k views
   • 
   • AJC
   • September 17, 2020

6. Subsidiary's employees

   By Guest DSS, April 3, 2007
   • 6 replies
   • 2.2k views
   • 
   • Guest
   • April 3, 2007

7. Safe Harbor and Auto Enrollment

   By Guest cydavis, April 26, 2006
   • 6 replies
   • 2.2k views
   • 
   • austin3515
   • May 10, 2007

8. Amendments, Amendments, Amendments....

   By Guest Frank Jackson, March 26, 1999
   • 4 replies
   • 2.2k views
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   • MWeddell
   • March 30, 1999

9. Forfeitures

   By Guest JB2, November 10, 1998
   • 6 replies
   • 2.2k views
   • 
   • Guest
   • November 21, 1998

10. Disqualification for failure to file 5500

    By Guest CAM, January 6, 2000
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • January 8, 2000

11. Un-Terminate a Plan

    By Dougsbpc, November 6, 2012
    • 4 replies
    • 2.2k views
    • 
    • ETA Consulting LLC
    • November 6, 2012

12. Short plan year & 1000 hour rule for share of PS

    By Guest Julie Woulfe, March 3, 2006
    • 2 replies
    • 2.2k views
    • 
    • Archimage
    • March 3, 2006

13. Bankrupt Client- Can't find plan trustee

    By TPAVP, March 13, 2001
    • 9 replies
    • 2.2k views
    • 
    • Guest
    • March 15, 2001

14. 5500s

    By fidu, May 29, 2002
    • 10 replies
    • 2.2k views
    • 
    • fidu
    • June 12, 2002

15. Vesting - 6 year Graded

    By Alex Daisy, April 8, 2009
    • 1 reply
    • 2.2k views
    • 
    • J Simmons
    • April 8, 2009

16. Integrated Profit Sharing Contribution Formula in addition to safe har

    By Guest Gibson, September 5, 2001
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • September 6, 2001

17. termination distn fees

    By Guest billy bong, June 22, 2001
    • 8 replies
    • 2.2k views
    • 
    • Guest
    • July 3, 2001

18. Calculating self employed or partnership income

    By dmb, February 23, 2005
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • September 7, 2005

19. Safe Harbor 401(k) Plans - Plan Document Requirements

    By Guest Giovanni, July 29, 2004
    • 5 replies
    • 2.2k views
    • 
    • Tom Poje
    • July 30, 2004

20. Administration and Audits

    By Guest Melissa Winslow, April 24, 2002
    • 10 replies
    • 2.2k views
    • 
    • BeckyMiller
    • May 10, 2002

21. Safe Harbor Match and 401(a)4 testing

    By Guest hog4you2, March 1, 2004
    • 4 replies
    • 2.2k views
    • 
    • Archimage
    • March 2, 2004

22. ACP Testing in SH Match Plan

    By austin3515, March 5, 2007
    • 7 replies
    • 2.2k views
    • 
    • austin3515
    • March 7, 2007

23. Truing Up Safe Harbor Match

    By DP, December 8, 2004
    • 9 replies
    • 2.2k views
    • 
    • Bird
    • December 9, 2004

24. Equity Owner vs. Non-Equity Owner

    By Dennis Povloski, January 7, 2010
    • 2 replies
    • 2.2k views
    • 
    • Kevin C
    • January 8, 2010

25. Top heavy 401(k)-dual eligibility

    By Guest Dolores Lawrence, August 10, 2001
    • 2 replies
    • 2.2k views
    • 
    • david rigby
    • August 11, 2001

26. Safe Harbor Match plus nonvesting match?

    By Guest Laura Millwood, January 5, 1999
    • 6 replies
    • 2.2k views
    • 
    • david shipp
    • January 6, 1999

27. ACP refund processed and later determined too much was distributed

    By RPP2001, December 22, 2010
    • 7 replies
    • 2.2k views
    • 
    • BG5150
    • January 23, 2013

28. Distribution of deceased participant's account to surviving spouse's account in same plan; can survivor later roll over to IRA?

    By Lori H, May 23, 2003
    • 5 replies
    • 2.2k views
    • 
    • Mary Kay Foss
    • September 28, 2003

29. Safe Harbor and Dual Eligibility

    By Gilmore, June 14, 2021
    • 15 replies
    • 2.2k views
    • 
    • TH 401k
    • October 20

30. Plan Loan

    By Guest Hgreer, January 6, 2014
    • 18 replies
    • 2.2k views
    • 
    • Jim Chad
    • January 14, 2014

31. top heavy safe harbor plan with forfeiture reallocation

    By MR, February 18, 2003
    • 6 replies
    • 2.2k views
    • 
    • 2muchstress
    • February 19, 2003

32. Late Discretionary Matching Contribution

    By ratherbereading, August 15, 2017   

    • late match
    • 8 replies
    • 2.2k views
    • 
    • TPAJake
    • August 17, 2017

33. puerto rican plans

    By fidu, May 30, 2002
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • May 31, 2002

34. Payment of investment advisory fees out of plan assets

    By k man, February 13, 2001
    • 4 replies
    • 2.2k views
    • 
    • Jon Chambers
    • February 13, 2001

35. HCE Manadatory Aggregation

    By justatester, April 9, 2014
    • 4 replies
    • 2.2k views
    • 
    • Tom Poje
    • April 11, 2014

36. No Assets, No 5500

    By Guest MS TPA, May 17, 2010
    • 7 replies
    • 2.2k views
    • 
    • Mike Preston
    • May 19, 2010

37. closed mutual funds

    By k man, June 2, 2004
    • 14 replies
    • 2.2k views
    • 
    • Guest
    • June 16, 2004

38. Disposition of Forfeitures

    By austin3515, September 23, 2002
    • 3 replies
    • 2.2k views
    • 
    • austin3515
    • September 27, 2002

39. Scrivener's error in safe harbor notice?

    By Guest Kelly Igel, April 4, 2001
    • 2 replies
    • 2.2k views
    • 
    • rcline46
    • April 5, 2001

40. OK for employer to pay an annual per-participant charges for employed

    By PMC, October 2, 2000
    • 12 replies
    • 2.2k views
    • 
    • alanm
    • October 11, 2000

41. Cover call writing in qualified plan?

    By Spencer, December 17, 1999
    • 2 replies
    • 2.2k views
    • 
    • Scuba 401
    • December 17, 1999

42. Dividends in ESOP within 401(k) Plan

    By RCK, March 18, 2006
    • 3 replies
    • 2.2k views
    • 
    • RCK
    • March 22, 2006

43. Does being a director of a non-profit corporation equate to voting pow

    By Earl, November 2, 2000
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • November 5, 2000

44. When are deferrals excluded from ADP test due to 414v?

    By Jed Macy, January 7, 2004
    • 9 replies
    • 2.2k views
    • 
    • WDIK
    • January 8, 2004

45. Zero Compensation

    By Buckeye, December 15, 2022
    • 10 replies
    • 2.2k views
    • 
    • david rigby
    • December 19, 2022

46. ACP Test Exclusions

    By Leopurrd, March 2, 2006
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • March 2, 2006

47. Weighted Average Rate of Return

    By Guest mouellette, March 4, 2005
    • 8 replies
    • 2.2k views
    • 
    • Guest
    • March 4, 2005

48. Schedule C SEP and 100% owner of sponsor of 401k plan

    By Guest johnpetrancosta, June 14, 2005
    • 9 replies
    • 2.2k views
    • 
    • Lame Duck
    • June 14, 2005

49. 401k enrollment forms

    By austin3515, March 4, 2011
    • 22 replies
    • 2.2k views
    • 
    • GMK
    • March 4, 2011

50. Terminated Employee's 401(k) distribution

    By Guest jessica_leitch, June 23, 2004
    • 5 replies
    • 2.2k views
    • 
    • Brian Gallagher
    • June 24, 2004