401(k) Plans

19,320 topics in this forum

1. 401k enrollment forms

   By austin3515, March 4, 2011
   • 22 replies
   • 2.2k views
   • 
   • GMK
   • March 4, 2011

2. Can a duplicate 401(k) RMD be corrected or reversed

   By Guest Jackson, February 12, 2014   

   • Correction of duplicate RMD
   • 7 replies
   • 2.2k views
   • 
   • Guest
   • February 12, 2014

3. Weighted Average Rate of Return

   By Guest mouellette, March 4, 2005
   • 8 replies
   • 2.2k views
   • 
   • Guest
   • March 4, 2005

4. Safe Harbor and Auto Enrollment

   By Guest cydavis, April 26, 2006
   • 6 replies
   • 2.2k views
   • 
   • austin3515
   • May 10, 2007

5. Controlled Group - Voting vs. Non-voting

   By MGOAdmin, January 22, 2015   

   • controlled group
   • voting
   • 3 replies
   • 2.2k views
   • 
   • austin3515
   • January 22, 2015

6. Dividends in ESOP within 401(k) Plan

   By RCK, March 18, 2006
   • 3 replies
   • 2.2k views
   • 
   • RCK
   • March 22, 2006

7. Calculating self employed or partnership income

   By dmb, February 23, 2005
   • 5 replies
   • 2.2k views
   • 
   • Guest
   • September 7, 2005

8. Safe Harbor 401k - a couple questions

   By Guest RS Vatalaro, May 6, 1999
   • 5 replies
   • 2.2k views
   • 
   • david shipp
   • May 11, 1999

9. ACP Testing in SH Match Plan

   By austin3515, March 5, 2007
   • 7 replies
   • 2.2k views
   • 
   • austin3515
   • March 7, 2007

10. Prior Recordkeeper Not Providing Data for Old QDRO

    By cwallace, February 21, 2018
    • 21 replies
    • 2.2k views
    • 
    • ESOP Guy
    • February 27, 2018

11. withdrawing from 401k penalty free at 55

    By linusbeagle, November 16, 2018
    • 8 replies
    • 2.2k views
    • 
    • spiritrider
    • November 22, 2018

12. Integrated Profit Sharing Contribution Formula in addition to safe har

    By Guest Gibson, September 5, 2001
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • September 6, 2001

13. After-tax Contributions

    By Ahuntingus, August 6, 2021
    • 9 replies
    • 2.2k views
    • 
    • BG5150
    • September 17, 2021

14. When is an employee really considered "hired"

    By Guest DIGMYDOG, December 4, 2003
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • December 4, 2003

15. Terminated Employee's 401(k) distribution

    By Guest jessica_leitch, June 23, 2004
    • 5 replies
    • 2.2k views
    • 
    • Brian Gallagher
    • June 24, 2004

16. Equity Owner vs. Non-Equity Owner

    By Dennis Povloski, January 7, 2010
    • 2 replies
    • 2.2k views
    • 
    • Kevin C
    • January 8, 2010

17. furloughs

    By R. Butler, October 31, 2018
    • 5 replies
    • 2.2k views
    • 
    • Larry Starr
    • November 1, 2018

18. Does being a director of a non-profit corporation equate to voting pow

    By Earl, November 2, 2000
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • November 5, 2000

19. Top heavy 401(k)-dual eligibility

    By Guest Dolores Lawrence, August 10, 2001
    • 2 replies
    • 2.2k views
    • 
    • david rigby
    • August 11, 2001

20. Eligibility

    By thepensionmaven, April 30, 2019
    • 5 replies
    • 2.2k views
    • 
    • ACK
    • May 3, 2019

21. Schedule C SEP and 100% owner of sponsor of 401k plan

    By Guest johnpetrancosta, June 14, 2005
    • 9 replies
    • 2.2k views
    • 
    • Lame Duck
    • June 14, 2005

22. Aggregation of QACA plan and Safe Harbor Plan? and Non-Safe Harbor Plan?

    By Guest Pennysaver, June 21, 2010
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • June 23, 2010

23. Am I required to give a new TPA who is replacing me a copy of the Plan Document

    By RayJJohnsonJr, June 22, 2021
    • 22 replies
    • 2.2k views
    • 
    • Dave Baker
    • June 24, 2021

24. Reimbursement of Payment of Annual Audit Fees Question

    By The 402"(G)", November 18, 2015
    • 9 replies
    • 2.2k views
    • 
    • david rigby
    • November 19, 2015

25. Terminating a 401K plan

    By Guest Chrisj, March 23, 2006
    • 4 replies
    • 2.2k views
    • 
    • smm
    • March 23, 2006

26. Truing Up Safe Harbor Match

    By DP, December 8, 2004
    • 9 replies
    • 2.2k views
    • 
    • Bird
    • December 9, 2004

27. puerto rican plans

    By fidu, May 30, 2002
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • May 31, 2002

28. 401K Report Information

    By Guest pctesa, October 15, 2002
    • 8 replies
    • 2.2k views
    • 
    • Brian Gallagher
    • October 16, 2002

29. When are deferrals excluded from ADP test due to 414v?

    By Jed Macy, January 7, 2004
    • 9 replies
    • 2.2k views
    • 
    • WDIK
    • January 8, 2004

30. safe harbor plan startup

    By Santo Gold, December 1, 2016
    • 8 replies
    • 2.2k views
    • 
    • Beemer
    • December 19, 2016

31. Former member of multiple-employer plan

    By Brenda Wren, October 1, 2001
    • 8 replies
    • 2.2k views
    • 
    • GBurns
    • October 4, 2001

32. Employee thought they were participating... for 3 years

    By Basically, May 28, 2024
    • 12 replies
    • 2.2k views
    • 
    • CuseFan
    • May 29, 2024

33. Payment of investment advisory fees out of plan assets

    By k man, February 13, 2001
    • 4 replies
    • 2.2k views
    • 
    • Jon Chambers
    • February 13, 2001

34. Can young owner terminate solo 401(k) plan, convert all to Roth IRA, then adopt new plan?

    By Guest Kentuckiana, June 21, 2010
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • June 21, 2010

35. top heavy safe harbor plan with forfeiture reallocation

    By MR, February 18, 2003
    • 6 replies
    • 2.2k views
    • 
    • 2muchstress
    • February 19, 2003

36. Changing EIN Number

    By Stash026, October 1, 2018
    • 8 replies
    • 2.2k views
    • 
    • jpod
    • October 2, 2018

37. Multiple Profit Sharing Contributions

    By WesleyT, August 3, 2011
    • 7 replies
    • 2.2k views
    • 
    • ETA Consulting LLC
    • August 4, 2011

38. ACP Test Exclusions

    By Leopurrd, March 2, 2006
    • 3 replies
    • 2.2k views
    • 
    • Tom Poje
    • March 2, 2006

39. ADP/ACP test refunds

    By Guest ars1, September 10, 1999
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • September 10, 1999

40. safe harbor notice - non elective

    By k man, November 29, 2001
    • 7 replies
    • 2.2k views
    • 
    • KJohnson
    • November 30, 2001

41. Scrivener's error in safe harbor notice?

    By Guest Kelly Igel, April 4, 2001
    • 2 replies
    • 2.2k views
    • 
    • rcline46
    • April 5, 2001

42. No Assets, No 5500

    By Guest MS TPA, May 17, 2010
    • 7 replies
    • 2.2k views
    • 
    • Mike Preston
    • May 19, 2010

43. Disposition of Forfeitures

    By austin3515, September 23, 2002
    • 3 replies
    • 2.2k views
    • 
    • austin3515
    • September 27, 2002

44. RMD's before tax and after tax

    By Guest ragsplace, August 9, 2013
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • August 19, 2013

45. Can a participant defer workers comp pay?

    By fiona1, October 14, 2003
    • 2 replies
    • 2.2k views
    • 
    • david rigby
    • October 14, 2003

46. Gainsharing as 401k discretionary ER contribution

    By Guest Kerry, January 5, 1999
    • 1 reply
    • 2.2k views
    • 
    • MWeddell
    • January 5, 1999

47. Missing Participants/Terminating Plan

    By Guest Donaldson, May 6, 2003
    • 4 replies
    • 2.2k views
    • 
    • E as in ERISA
    • May 8, 2003

48. Amend plan document to prohibit direct rollovers?

    By Guest RBeck, June 26, 2000
    • 16 replies
    • 2.2k views
    • 
    • Alf
    • July 1, 2000

49. control & affiliated groups

    By Guest Leonard, October 28, 1998
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • November 4, 1998

50. Forfeiture buy back rules

    By Brenda Wren, June 14, 2004
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • June 16, 2004