401(k) Plans

19,320 topics in this forum

1. Non-Standard Prototype Plan

   By Guest PAL100759, May 23, 2003
   • 4 replies
   • 2.2k views
   • 
   • Guest
   • September 19, 2003

2. loan default

   By Guest Peggy806, October 20, 2009
   • 12 replies
   • 2.2k views
   • 
   • K2retire
   • November 4, 2009

3. Joint and Survivor/Spousal Consent

   By Guest Lucie, February 18, 2000
   • 4 replies
   • 2.2k views
   • 
   • Guest
   • February 18, 2000

4. Coverage test for 401(m) portion of plan

   By jkharvey, June 20, 2000
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • June 21, 2000

5. Matching age 50 catch-up contributions - questions

   By John A, January 29, 2002
   • 5 replies
   • 2.2k views
   • 
   • R. Butler
   • July 19, 2002

6. blank 2005 5500

   By austin3515, May 30, 2006
   • 10 replies
   • 2.2k views
   • 
   • austin3515
   • June 2, 2006

7. How long should records be retained related to the 401(k) plan?

   By austin3515, October 8, 2003
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • October 8, 2003

8. Client has an Money Purchase Plan and now wants a 401(k). Can they ha

   By Guest michaelv, May 2, 2001
   • 5 replies
   • 2.2k views
   • 
   • Moe Howard
   • May 3, 2001

9. Form 5330 (for excise tax due to late contributions of elective deferr

   By Guest Mike Mallon, July 10, 2000
   • 2 replies
   • 2.2k views
   • 
   • actuarysmith
   • July 12, 2000

10. 3% Safe Harbor - Shareholder option

    By Guest EricWings, November 28, 2011
    • 12 replies
    • 2.2k views
    • 
    • K2retire
    • December 30, 2011

11. After-tax rollovers and subsequent distribution

    By PMC, November 2, 2001
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • November 2, 2001

12. Permanency issue

    By R. Butler, September 3, 2014
    • 3 replies
    • 2.2k views
    • 
    • Peter Gulia
    • September 3, 2014

13. The Soldiers' and Sailors' Civil Relief Act – applying a rate higher

    By Guest Do, January 16, 2003
    • 15 replies
    • 2.2k views
    • 
    • Guest
    • January 20, 2003

14. Timing of 401k contribution via ACH (remittance and allocation)

    By TGIF, November 21, 2023
    • 2 replies
    • 2.2k views
    • 
    • Luke Bailey
    • November 27, 2023

15. QNEC and Carve Out Method

    By CJS07, June 11, 2009
    • 2 replies
    • 2.2k views
    • 
    • BG5150
    • June 12, 2009

16. Asset purchase - distribution of plan assets

    By PMC, May 15, 2002
    • 3 replies
    • 2.2k views
    • 
    • mbozek
    • May 15, 2002

17. Implementation of Separate 401k and Keough?? and integration of existi

    By Guest Sppedraza, November 28, 2000
    • 8 replies
    • 2.2k views
    • 
    • KJohnson
    • December 6, 2000

18. TPA Liability for 5500 Answers

    By Guest ActuaryWannabe, October 12, 2005
    • 10 replies
    • 2.2k views
    • 
    • R. Butler
    • October 13, 2005

19. Participants w/ separate accounts at separate institutions

    By Guest LWilson, August 2, 2002
    • 11 replies
    • 2.2k views
    • 
    • Guest
    • August 8, 2002

20. Amendment to Employer Match-Last Day Requirement

    By Guest mmcc88, April 6, 2006
    • 4 replies
    • 2.2k views
    • 
    • namealreadyinuse
    • April 7, 2006

21. special valuation of a pooled profit sharing account

    By Pixie, October 26, 2018   

    • special valuation
    • 4 replies
    • 2.2k views
    • 
    • Luke Bailey
    • October 29, 2018

22. Guidance on DOL requirement that Auditors test and report on timeliness of deferrals

    By Guest Mikefcpa, April 19, 2004
    • 9 replies
    • 2.2k views
    • 
    • Guest
    • April 21, 2004

23. Leased Employees = not fun

    By Guest smhjr, August 16, 2004
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • August 20, 2004

24. SERP question

    By fidu, October 17, 2002
    • 9 replies
    • 2.2k views
    • 
    • fidu
    • October 22, 2002

25. Affiliated Service Group in 401k

    By CLE401kGuy, July 5, 2012
    • 5 replies
    • 2.2k views
    • 
    • Mike Preston
    • September 4, 2012

26. orphan plan question

    By k man, February 4, 2004
    • 10 replies
    • 2.2k views
    • 
    • chris
    • February 5, 2004

27. Non-discrimination Test

    By Guest chec, October 12, 1998
    • 2 replies
    • 2.2k views
    • 
    • MWeddell
    • October 22, 1998

28. "Severance from Employment"

    By Guest kkost, October 7, 2002
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • October 7, 2002

29. PEO Questions

    By Guest Lex, March 21, 2003
    • 5 replies
    • 2.2k views
    • 
    • alanm
    • March 27, 2003

30. Advising participant of deemed/defaulted loan

    By Karoline Curran, January 4, 2019
    • 6 replies
    • 2.2k views
    • 
    • IHC
    • January 17, 2019

31. Does a CBA supersede ERISA

    By Rai401k, April 1, 2011
    • 4 replies
    • 2.2k views
    • 
    • QDROphile
    • April 1, 2011

32. Can a waiver of participation be revoked by the participant?

    By Richard Anderson, December 12, 2000
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • December 13, 2000

33. 401k match 5 years late

    By Guest goblue, October 23, 2013   

    • 401k match
    • 9 replies
    • 2.2k views
    • 
    • Guest
    • October 24, 2013

34. Off-Calendar Top Heavy Test

    By Guest compliance31, August 6, 2012
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • August 8, 2012

35. Safe Harbor Termination

    By 52626, November 20, 2013
    • 1 reply
    • 2.2k views
    • 
    • Kevin C
    • November 21, 2013

36. Standardized to Individualized Plan

    By Guest tintree73, December 5, 2003
    • 1 reply
    • 2.2k views
    • 
    • Alf
    • December 5, 2003

37. Hardships for terminated people

    By Brian Gallagher, January 23, 2004
    • 5 replies
    • 2.2k views
    • 
    • mbozek
    • January 24, 2004

38. Application of MRD rules to a post-death 401(k) distribution

    By Guest erisafried, December 30, 2002
    • 7 replies
    • 2.2k views
    • 
    • mbozek
    • December 31, 2002

39. non union to union employee

    By Guest LBH, July 7, 1999
    • 1 reply
    • 2.2k views
    • 
    • LCARUSI
    • July 7, 1999

40. Compliance Issues Unique to Pay Period Match

    By Guest Grumpy456, August 13, 2007
    • 9 replies
    • 2.2k views
    • 
    • austin3515
    • November 28, 2007

41. Non-spousal beneficiary

    By Pat Crum, November 9, 2022
    • 11 replies
    • 2.2k views
    • 
    • Peter Gulia
    • November 11, 2022

42. ADP Failure in Making Timely Corrective Distributions

    By Mr Bagwell, July 10, 2017   

    • adp failure
    • distributions
    • 9 replies
    • 2.2k views
    • 
    • Mr Bagwell
    • September 7, 2017

43. Correcting 404 failures

    By Guest PatLovett, February 14, 2001
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • February 19, 2001

44. Participants investing in employer securities.

    By katieinny, May 3, 2005
    • 10 replies
    • 2.2k views
    • 
    • MWeddell
    • May 5, 2005

45. HCE determination--anyone electing top paid group?

    By Guest SJPrince, September 24, 1999
    • 5 replies
    • 2.2k views
    • 
    • Guest
    • October 5, 1999

46. Bankruptcy and 401k Loans

    By oriecat, July 1, 2004
    • 4 replies
    • 2.2k views
    • 
    • oriecat
    • July 2, 2004

47. Safe Harbor Match and Top Heavy Rules

    By ldr, February 28, 2019   

    • safe harbor match
    • top heavy
    • 6 replies
    • 2.2k views
    • 
    • BG5150
    • March 4, 2019

48. Negative Enrollment for "some" employees?

    By KateSmithPA, December 21, 2005
    • 5 replies
    • 2.2k views
    • 
    • E as in ERISA
    • December 21, 2005

49. Safe harbor match stopped in mid year

    By Santo Gold, August 14, 2009
    • 1 reply
    • 2.2k views
    • 
    • J Simmons
    • August 14, 2009

50. Making distributions late in Plan Year

    By rblum50, November 10, 2016
    • 14 replies
    • 2.2k views
    • 
    • Mike Preston
    • November 16, 2016