401(k) Plans

19,275 topics in this forum

1. Safe Harbor Match plus Discretionary Match

   By Bruddah Kimo, November 9, 2011
   • 6 replies
   • 2.1k views
   • 
   • Tom Poje
   • November 10, 2011

2. Catch UP Contribution

   By Pammie57, July 8, 2015
   • 14 replies
   • 2.1k views
   • 
   • Mike Preston
   • July 14, 2015

3. top heavy 401(k) first plan year

   By Guest Mike Kimball, August 19, 1999
   • 4 replies
   • 2.1k views
   • 
   • Richard Anderson
   • August 28, 1999

4. Notice to Interested Parties

   By Archimage, December 6, 2001
   • 5 replies
   • 2.1k views
   • 
   • wmyer
   • February 19, 2002

5. Reverse Borrowing in First Plan Year

   By justatester, September 6, 2012
   • 11 replies
   • 2.1k views
   • 
   • justatester
   • September 7, 2012

6. Can deferrals be deposited monthly, even though employer's payroll is bi-weekly?

   By Guest bgrazetti, September 22, 2003
   • 6 replies
   • 2.1k views
   • 
   • Brian Gallagher
   • October 10, 2003

7. Elective Deferrals Before Adoption of 401(k)

   By Guest smckinlay, July 16, 2011
   • 7 replies
   • 2.1k views
   • 
   • rcline46
   • July 19, 2011

8. Employer contributions for forfeited amounts

   By Miner88, September 5, 2007
   • 9 replies
   • 2.1k views
   • 
   • Bird
   • September 6, 2007

9. Super Interesting Must-Read Direct Deposit Question

   By Guest dcprovista, July 14, 2005
   • 16 replies
   • 2.1k views
   • 
   • Guest
   • July 18, 2005

10. US Citizens Working Abroad

    By ERISA-Bubs, April 17, 2012
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • April 18, 2012

11. ERPA TEST

    By KTB, January 3, 2012
    • 9 replies
    • 2.1k views
    • 
    • KTB
    • January 20, 2012

12. RMD - What comes first

    By PainPA, December 30, 2013   

    • RMD
    • 7 replies
    • 2.1k views
    • 
    • GMK
    • January 6, 2014

13. Can custodian pocket the "float" interest earned on plan acc

    By Guest Jim Kais, July 14, 2000
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • August 3, 2000

14. Hardships for terminated people

    By Brian Gallagher, January 23, 2004
    • 5 replies
    • 2.1k views
    • 
    • mbozek
    • January 24, 2004

15. What constitutes separation from service?

    By Guest CJ, May 14, 1999
    • 2 replies
    • 2.1k views
    • 
    • MWeddell
    • May 18, 1999

16. ADP/ACP Testing of 2 plans w/different plan year

    By Guest GG, March 14, 2002
    • 3 replies
    • 2.1k views
    • 
    • MWeddell
    • March 19, 2002

17. 401(k) plan requires at least 1,000 hours for share of nonelective con

    By Scott, December 6, 2000
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • December 13, 2000

18. Another Top Heavy Question

    By Guest KD40, February 7, 2003
    • 9 replies
    • 2.1k views
    • 
    • Earl
    • February 22, 2003

19. Catch-up 415 limit with Fiscal year Plan

    By Guest rgorman, March 17, 2005
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • March 17, 2005

20. SH Plan with discretionary match

    By QNPG, February 21, 2014
    • 7 replies
    • 2.1k views
    • 
    • MWeddell
    • March 31, 2014

21. Employer Matching Contributions Used as Top Heavy Minimums

    By Guest Larry McNamara, February 9, 2000
    • 6 replies
    • 2.1k views
    • 
    • Guest
    • February 22, 2000

22. Vesting Change

    By Guest Pension Girl, February 18, 2010
    • 1 reply
    • 2.1k views
    • 
    • Tom Poje
    • February 19, 2010

23. Forfeiture Before 5 Years

    By EBECatty, January 6, 2023
    • 10 replies
    • 2.1k views
    • 
    • EBECatty
    • January 18, 2023

24. TPA Fees to be recovered

    By Guest MEGary, January 15, 2002
    • 7 replies
    • 2.1k views
    • 
    • John A
    • January 21, 2002

25. Participants w/ separate accounts at separate institutions

    By Guest LWilson, August 2, 2002
    • 11 replies
    • 2.1k views
    • 
    • Guest
    • August 8, 2002

26. Plan Legal Documents as Settlor Functions

    By CLE401kGuy, December 3, 2014
    • 6 replies
    • 2.1k views
    • 
    • Kevin C
    • December 8, 2014

27. suspension after after-tax wdr

    By Guest Gunner, September 19, 2002
    • 6 replies
    • 2.1k views
    • 
    • RTK
    • September 19, 2002

28. transfer of assets

    By Guest Smitty848, February 12, 2003
    • 17 replies
    • 2.1k views
    • 
    • Mike Preston
    • February 26, 2003

29. Leased Employed Hired as Common Law Employee

    By DTH, May 23, 2007
    • 2 replies
    • 2.1k views
    • 
    • masteff
    • May 23, 2007

30. Involuntary Cash Outs-Document and practical considerations

    By Guest spanarkle, January 6, 2005
    • 5 replies
    • 2.1k views
    • 
    • MWeddell
    • January 7, 2005

31. 401(k) Hardship Withdrawals

    By Guest 401kgreen, May 15, 2001
    • 5 replies
    • 2.1k views
    • 
    • RCK
    • May 16, 2001

32. Looking for a TPA for a professional employer organization's 401(k) pl

    By Guest Karens, December 1, 2000
    • 3 replies
    • 2.1k views
    • 
    • Guest
    • December 11, 2000

33. Third Party Loan to a Solo 401K Plan

    By retirementplanning, June 22, 2020
    • 14 replies
    • 2.1k views
    • 
    • retirementplanning
    • June 25, 2020

34. Plan design error

    By rlb64, September 28, 2005
    • 11 replies
    • 2.1k views
    • 
    • mbozek
    • September 30, 2005

35. in-plan Roth rollovers

    By Guest ebgroup, February 2, 2012
    • 9 replies
    • 2.1k views
    • 
    • masteff
    • February 8, 2012

36. plan asset question

    By Guest RBeck, May 24, 2001
    • 10 replies
    • 2.1k views
    • 
    • Guest
    • May 29, 2001

37. Is a sign-on bonus plan compensation?

    By Guest youngt, April 6, 2000
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • April 6, 2000

38. Timing of Sole Prop or Partner deferrals deposits

    By Pammie57, November 17, 2015
    • 11 replies
    • 2.1k views
    • 
    • ETA Consulting LLC
    • November 18, 2015

39. Electronic payment of withheld taxes

    By Guest, January 25, 2000
    • 5 replies
    • 2.1k views
    • 
    • Guest
    • January 29, 2000

40. Distribution from 401(k) to ILIT

    By Guest SSSP, June 6, 2014
    • 7 replies
    • 2.1k views
    • 
    • ETA Consulting LLC
    • June 10, 2014

41. HCE Determination in short plan year

    By Guest MPITTS, October 12, 1999
    • 3 replies
    • 2.1k views
    • 
    • John A
    • October 14, 1999

42. Terminating Solo 401k

    By Guest KRS401k, November 20, 2013
    • 2 replies
    • 2.1k views
    • 
    • mbozek
    • November 21, 2013

43. Disposition of Form 1099-R for Non-Distribution

    By LCARUSI, October 26, 1998
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • October 26, 1998

44. Safe Harbor Nonelective and 415

    By Gilmore, December 1, 2015
    • 18 replies
    • 2.1k views
    • 
    • BG5150
    • December 7, 2015

45. Top Heavy Test and leased employees

    By emmetttrudy, April 26, 2011
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • April 26, 2011

46. What to do with excess contributions that were mistaken rolled over to

    By Guest Plan the Man, July 12, 2002
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • July 16, 2002

47. Restricted Stock

    By fiona1, February 3, 2010
    • 0 replies
    • 2.1k views
    • 
    • fiona1
    • February 3, 2010

48. Distribution Event?

    By Randy Watson, February 28, 2006
    • 5 replies
    • 2.1k views
    • 
    • Randy Watson
    • February 28, 2006

49. Imputed Vesting

    By 30Rock, December 22, 2010
    • 5 replies
    • 2.1k views
    • 
    • 30Rock
    • December 28, 2010

50. Securities Broker Giving Plan Sponsor Advice; Prohibited Transaction?

    By Guest RIA, September 11, 2007
    • 7 replies
    • 2.1k views
    • 
    • Bird
    • September 14, 2007