Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. Implementation of ESPP in IPO Context

   By Guest Art72, June 24, 2002
   • 3 replies
   • 1.9k views
   • 
   • Kirk Maldonado
   • June 25, 2002

2. in service withdrawal- homebuyer

   By Guest tradjd56, February 15, 2012
   • 3 replies
   • 1.5k views
   • 
   • masteff
   • February 16, 2012

3. In-service Distributions

   By Guest amboyd, March 27, 2003
   • 3 replies
   • 2.4k views
   • 
   • RLL
   • March 28, 2003

4. Individual Benefit Statements

   By Guest Blowout, September 18, 1999
   • 1 reply
   • 1.9k views
   • 
   • RLL
   • September 18, 1999

5. Individual Guaranties by Former Shareholders in an ESOP Owned Company

   By Guest abrandw, February 24, 2004
   • 1 reply
   • 1.8k views
   • 
   • BeckyMiller
   • March 12, 2004

6. Info on ESOP Investigation by DOL

   By Guest brettc, November 18, 2014   

   • ESOP DOL
   • 10 replies
   • 4.8k views
   • 
   • BeckyMiller
   • February 17, 2016

7. Insiders as Fiduciaries

   By Guest djsimonetti, January 12, 1999
   • 0 replies
   • 2.2k views
   • 
   • Guest
   • January 12, 1999

8. installment distributions

   By Guest JBeck, April 27, 2004
   • 2 replies
   • 1.4k views
   • 
   • RLL
   • April 30, 2004

9. Installment Distributions from an ESOP

   By Trusty Trustee, May 11, 2020
   • 7 replies
   • 4.5k views
   • 
   • ESOP Guy
   • February 17, 2021

10. Installment payments miscounted, is correction necessary?

    By Nate S, March 27, 2023   

    • esop distributions
    • esop
    • (and 1 more)

      Tagged with:

      • esop distributions
      • esop
      • error correction
    • 1 reply
    • 628 views
    • 
    • ESOP Guy
    • March 27, 2023

11. Intentional ESOP loan default

    By Guest Pennysaver, May 11, 2010
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • May 11, 2010

12. Interest on ESOP Installment Payments

    By Guest JHadel, November 3, 2004
    • 3 replies
    • 3k views
    • 
    • BeckyMiller
    • November 8, 2004

13. interest on late payments

    By Luis Miguel, December 9, 2009
    • 0 replies
    • 1.2k views
    • 
    • Luis Miguel
    • December 9, 2009

14. Interest on loan for leverated ESOP exceeds note P&I amount

    By Guest GS1100, June 20, 2002
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • June 20, 2002

15. Investing Dividends in Non-Stock Assets

    By Alf, August 27, 2004
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • September 13, 2004

16. Investment of matching contributions

    By Guest RJW, November 22, 2005
    • 3 replies
    • 1.7k views
    • 
    • MWeddell
    • November 23, 2005

17. IRC 409(o)(1)(B) and ESOP loan refinancing

    By Guest corn, April 1, 2010
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • April 1, 2010

18. IRC 409(o)(1)(B) restriction

    By J2D2, July 19, 2002
    • 2 replies
    • 1.8k views
    • 
    • J2D2
    • July 22, 2002

19. IRS requests comments on Form 5309 (this is a reprint of an IRS-issued

    By Dave Baker, May 7, 1999
    • 0 replies
    • 1.8k views
    • 
    • Dave Baker
    • May 7, 1999

20. IRS retirement plan audit / SOL Q

    By Tax Cowboy, March 9, 2022
    • 3 replies
    • 1.2k views
    • 
    • Luke Bailey
    • March 15, 2022

21. IS 1042 ESOP rollover treatment available to a C Corpoation that owns

    By Guest NPaleveda, April 1, 2001
    • 9 replies
    • 2.1k views
    • 
    • Guest
    • April 13, 2001

22. Is a retiring owner(seller) liable for debts of the ESOP to which she

    By Guest William Hiscox, November 1, 2000
    • 1 reply
    • 2.1k views
    • 
    • RLL
    • November 1, 2000

23. Is an ESOP loan with a term of 30, 60 or even 90 years reasonable?

    By Guest SCUDDESLER, September 30, 2003
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • September 30, 2003

24. Is an ESOP participant a 2% shareholder in an S. corporation for fring

    By Guest kredlin, August 22, 2000
    • 1 reply
    • 2.1k views
    • 
    • RLL
    • August 22, 2000

25. Is an ESOP participant considered to be an "owner" of the S corporation for tax purposes?

    By billfgrady, May 20, 2008
    • 3 replies
    • 6.2k views
    • 
    • BeckyMiller
    • May 27, 2008

26. Is ESOP diversification election applicable to 401(k) deferrals invested in employer stock?

    By Guest Pennysaver, March 23, 2011
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • March 24, 2011

27. Is ESOP plan validity jeopardized by not following 409(e) voting requi

    By Guest kredlin, August 16, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • August 16, 2000

28. Is IRS Form 1744 final ESOP audit closing letter?

    By Tax Cowboy, August 24, 2020   

    • esop
    • audits 5500s
    • 0 replies
    • 722 views
    • 
    • Tax Cowboy
    • August 24, 2020

29. Is stock held in ESOP considered for hce and key ee determination

    By Guest padmin, February 8, 2005
    • 1 reply
    • 2.5k views
    • 
    • Harwood
    • February 8, 2005

30. Is the amount of allowable S Corp Dividends tied to retained earnings?

    By Guest SDS, December 28, 1999
    • 1 reply
    • 3.2k views
    • 
    • Guest
    • December 29, 1999

31. ISO Grant/Exercise Period

    By Guest enelson, June 23, 2003
    • 0 replies
    • 965 views
    • 
    • Guest
    • June 23, 2003

32. ISO REPORTING REQUIREMENT?

    By Guest Eric., March 17, 2009
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • March 18, 2009

33. ISO, then divorce, then 1042?

    By KJohnson, February 5, 2004
    • 0 replies
    • 4.1k views
    • 
    • KJohnson
    • February 5, 2004

34. ISO'sNon-Statutory Plans Subject to ERISA?

    By Guest Mr. Joseph, July 20, 2001
    • 0 replies
    • 2k views
    • 
    • Guest
    • July 20, 2001

35. Key EEs in ESOPs

    By ESOP Guy, May 6, 2011
    • 2 replies
    • 1.3k views
    • 
    • GMK
    • May 6, 2011

36. KEYSOP distribution. Can future funds be rolled into another qualfied plan?

    By Guest BigB, February 8, 2004
    • 1 reply
    • 1.5k views
    • 
    • IRC401
    • February 23, 2004

37. KSOP - Substantial and Recurring Contributions

    By EBECatty, February 21, 2017
    • 2 replies
    • 1.2k views
    • 
    • QDROphile
    • February 22, 2017

38. KSOP and Corporate Spinoff

    By Scott, August 23, 2004
    • 1 reply
    • 1.9k views
    • 
    • BeckyMiller
    • September 9, 2004

39. KSOP Proxy Voting for Public Company

    By Guest EMozley, July 5, 2001
    • 8 replies
    • 2.8k views
    • 
    • Guest
    • July 6, 2001

40. KSOP Safe Harbor

    By Guest lgm, November 14, 2007
    • 3 replies
    • 2.3k views
    • 
    • QDROphile
    • November 14, 2007

41. KSOP transfer of non-employer stock assets

    By Guest astonewall, October 7, 2005
    • 6 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • October 11, 2005

42. KSOPs - "primarily invested" rule

    By Guest Gail S, July 11, 2001
    • 2 replies
    • 2.8k views
    • 
    • IRC401
    • July 13, 2001

43. Late ESOP Contributions?

    By Tax Cowboy, November 16, 2019
    • 2 replies
    • 1.1k views
    • 
    • BeckyMiller
    • January 18, 2020

44. Late Loan Repayments and "Late" Release

    By Guest KBurket, August 11, 1999
    • 3 replies
    • 2k views
    • 
    • RLL
    • August 13, 1999

45. laws, rules or guidelines for payment of earned and acrued ESOP funds to terminated employees

    By Guest YI3KITY5ALS2, January 28, 2005
    • 1 reply
    • 2.2k views
    • 
    • stephen
    • January 28, 2005

46. Learning about ESOPs

    By kshaw, August 19, 2025
    • 5 replies
    • 7.3k views
    • 
    • ESOP Guy
    • August 19, 2025

47. Leased employees not allowed to participate in ESOP's?

    By Brenda Wren, October 23, 2008
    • 7 replies
    • 4.4k views
    • 
    • Just Me
    • January 5, 2009

48. Left company 5 months before buyout of ESOP

    By Guest esopin, January 24, 2007
    • 1 reply
    • 2k views
    • 
    • stephen
    • January 24, 2007

49. Legislation to Permit More Deductions in an ESOP

    By Guest wwest, July 30, 1999
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • July 30, 1999

50. Lender as disqualified person

    By Guest kredlin, November 1, 2002
    • 2 replies
    • 1.3k views
    • 
    • Kirk Maldonado
    • November 1, 2002