Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. Distribution timing after termination of ESOP

   By Mumen-Rider, October 26, 2018
   • 10 replies
   • 5.4k views
   • 
   • Luke Bailey
   • November 8, 2018

2. Stock Appreciation rights program with ESOP

   By Belgarath, August 30, 2018
   • 15 replies
   • 3.3k views
   • 
   • Bob the Swimmer
   • September 6, 2018

3. SAR Program - How much is too much?

   By Esop2, September 3, 2018
   • 6 replies
   • 1.3k views
   • 
   • Esop2
   • September 5, 2018

4. ESOP RMD Question

   By tdslaw, July 23, 2018   

   • esop
   • rmd
   • (and 1 more)

     Tagged with:

     • esop
     • rmd
     • %5 owner
   • 4 replies
   • 4.1k views
   • 
   • justanotheradmin
   • July 23, 2018

5. Can forfeited shares or forfeited cash be returned to the company and

   By John A, March 29, 2000
   • 4 replies
   • 2.8k views
   • 
   • RLL
   • July 12, 2018

6. Reallocation of Shares During 5-Year Break in Service Period

   By Rafael, July 6, 2018   

   • break in service
   • forfeiture
   • (and 2 more)

     Tagged with:

     • break in service
     • forfeiture
     • reallocation
     • stock
   • 1 reply
   • 1.4k views
   • 
   • ESOP Guy
   • July 6, 2018

7. Emerging Liability

   By K2, June 29, 2018
   • 7 replies
   • 1.3k views
   • 
   • K2
   • July 2, 2018

8. Deduction limits where ESOP is combined with 401(k)

   By Belgarath, June 29, 2018
   • 3 replies
   • 1.2k views
   • 
   • A Shot in the Dark
   • June 29, 2018

9. Distribution provisions, timing, etc.

   By Belgarath, June 15, 2018
   • 1 reply
   • 695 views
   • 
   • Luke Bailey
   • June 15, 2018

10. NUA in KSOP and triggering event

    By EsopAdmin, June 11, 2018   

    • esop
    • nua
    • 0 replies
    • 692 views
    • 
    • EsopAdmin
    • June 11, 2018

11. Non-publicly traded company with ESOP is being sold

    By katieinny, May 23, 2018   

    • need guidance on disclosure requirements
    • 4 replies
    • 1.7k views
    • 
    • JRN
    • June 7, 2018

12. Non-allocation of 1042 shares

    By JRN, May 31, 2018
    • 0 replies
    • 695 views
    • 
    • JRN
    • May 31, 2018

13. Profit Sharing plan

    By Juicebox, May 29, 2018
    • 6 replies
    • 1.4k views
    • 
    • MargeM
    • May 30, 2018

14. allocations for 415 purposes on leveraged S-corp ESOP

    By Belgarath, May 22, 2018
    • 6 replies
    • 1.5k views
    • 
    • Belgarath
    • May 23, 2018

15. ESOP Controlled Group?

    By Purplemandinga, April 24, 2018   

    • esop
    • controlled group
    • 3 replies
    • 1.8k views
    • 
    • EBECatty
    • April 25, 2018

16. ESOP distributions

    By TPATC, November 21, 2012
    • 6 replies
    • 5.3k views
    • 
    • ESOP Guy
    • April 24, 2018

17. Repurchase of ESOP stock at Plan Termination

    By TPATC, April 19, 2018   

    • esop
    • stock
    • 1 reply
    • 753 views
    • 
    • JRN
    • April 20, 2018

18. Change in ESOP Distribution Schedule for Participant in Pay Status

    By ERISA-Bubs, March 19, 2018
    • 1 reply
    • 1.3k views
    • 
    • ESOP Guy
    • March 19, 2018

19. Change in Distribution Policy

    By ERISA-Bubs, March 19, 2018
    • 8 replies
    • 2.8k views
    • 
    • ERISA-Bubs
    • March 19, 2018

20. ESOP Termination before Company bought

    By jtfitz57, January 15, 2018   

    • esop termination
    • 3 replies
    • 2.5k views
    • 
    • jpod
    • January 16, 2018

21. Esop distribution: termination/disability?

    By dlarae, January 6, 2018
    • 7 replies
    • 4.8k views
    • 
    • dlarae
    • January 9, 2018

22. Frozen ESOP question

    By bkidd, December 7, 2017
    • 12 replies
    • 3.3k views
    • 
    • bkidd
    • December 7, 2017

23. ESOP Record Keepers?

    By Asire, November 2, 2017
    • 3 replies
    • 2.3k views
    • 
    • BeckyMiller
    • November 15, 2017

24. ESOP NUA Tax rules

    By WhatsESUP, November 3, 2017   

    • esop
    • nua
    • (and 1 more)

      Tagged with:

      • esop
      • nua
      • capital gain
    • 5 replies
    • 3.3k views
    • 
    • BeckyMiller
    • November 15, 2017

25. ESOP Partially owned C-corp being sold

    By Belgarath, November 6, 2017
    • 9 replies
    • 3.1k views
    • 
    • BeckyMiller
    • November 15, 2017

26. Allocation of Dividends

    By TPSreports, October 11, 2017
    • 5 replies
    • 2.8k views
    • 
    • BeckyMiller
    • October 19, 2017

27. Debt restructuring

    By ESOP1, October 16, 2017
    • 3 replies
    • 2.1k views
    • 
    • ESOP1
    • October 17, 2017

28. Cashing out ESOP and where do I go?

    By Allen R. Young, October 14, 2017
    • 7 replies
    • 5.7k views
    • 
    • ESOP Guy
    • October 17, 2017

29. Change in Payment Period?

    By beartd, December 6, 2016
    • 3 replies
    • 1.3k views
    • 
    • CarloCarmichael
    • October 14, 2017

30. 409(p) -- Are these people still owners?

    By ERISA-Bubs, September 21, 2017
    • 1 reply
    • 1.1k views
    • 
    • Luke Bailey
    • September 25, 2017

31. Coverage of leased/shared employees by an ESOP.

    By Guest JPCMPLS, January 26, 1999
    • 1 reply
    • 4k views
    • 
    • Linda Wilkins
    • August 31, 2017

32. Eligible for Roth IRA?

    By joel, August 22, 2017
    • 3 replies
    • 967 views
    • 
    • joel
    • August 23, 2017

33. Diversification rights for former employee

    By Belgarath, July 11, 2017
    • 1 reply
    • 1.8k views
    • 
    • ESOP Guy
    • July 11, 2017

34. Terminated ESOP, Starting a new ESOP

    By whitboston, June 26, 2017   

    • plan termination
    • esop
    • (and 1 more)

      Tagged with:

      • plan termination
      • esop
      • successor plan
    • 2 replies
    • 808 views
    • 
    • whitboston
    • June 29, 2017

35. Small Amount Exception for Right to Distribution in Stock?

    By casey72, May 17, 2017
    • 6 replies
    • 1.9k views
    • 
    • BeckyMiller
    • May 22, 2017

36. Who can be an ESOP Trustee?

    By kmhaab, April 18, 2017   

    • esop
    • trustee
    • 7 replies
    • 3.2k views
    • 
    • QDROphile
    • April 27, 2017

37. Which plan-documents provider?

    By Peter Gulia, October 18, 2016   

    • ESOP
    • 6 replies
    • 1.8k views
    • 
    • BeckyMiller
    • April 3, 2017

38. ESOP distributions deferred at LAST MINUTE

    By Nubiangoddess, January 4, 2017   

    • esop distributions
    • 8 replies
    • 3.3k views
    • 
    • BeckyMiller
    • April 3, 2017

39. S to C Conversion and 1042 elections

    By Griswold, February 14, 2017   

    • esop
    • 1042
    • (and 1 more)

      Tagged with:

      • esop
      • 1042
      • s-corp
    • 2 replies
    • 1.7k views
    • 
    • BeckyMiller
    • April 3, 2017

40. Coverage Test on a Small Frozen ESOP

    By Lori H, March 28, 2017
    • 1 reply
    • 662 views
    • 
    • Mike Preston
    • March 28, 2017

41. Distribution from defined ESOP for Alt Payee

    By exhausted, March 24, 2017   

    • distribution
    • legal
    • (and 2 more)

      Tagged with:

      • distribution
      • legal
      • alt-payee
      • esop
    • 6 replies
    • 2.4k views
    • 
    • ESOP Guy
    • March 27, 2017

42. KSOP - Substantial and Recurring Contributions

    By EBECatty, February 21, 2017
    • 2 replies
    • 1.2k views
    • 
    • QDROphile
    • February 22, 2017

43. Corresponding ERISA section?

    By Griswold, January 11, 2017
    • 1 reply
    • 795 views
    • 
    • Griswold
    • January 11, 2017

44. ESOP termination; rollover shares to SDIRA; company owner

    By jefranks, December 7, 2016
    • 6 replies
    • 3k views
    • 
    • jefranks
    • January 5, 2017

45. 5% owner for RMD

    By TPATC, December 1, 2016   

    • ESOP
    • RMD
    • (and 1 more)

      Tagged with:

      • ESOP
      • RMD
      • top heavy
    • 2 replies
    • 1.8k views
    • 
    • GMK
    • December 2, 2016

46. Dividend Reinvestment Election

    By TPSreports, December 2, 2016
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • December 2, 2016

47. ESOP distributions

    By Carla G., October 28, 2016
    • 3 replies
    • 2.5k views
    • 
    • Carla G.
    • October 28, 2016

48. 409(p) Guidance with Subsidiaries

    By ERISA-Bubs, October 6, 2016
    • 0 replies
    • 855 views
    • 
    • ERISA-Bubs
    • October 6, 2016

49. 409(p) Testing and Related Entities

    By ERISA-Bubs, September 27, 2016
    • 0 replies
    • 805 views
    • 
    • ERISA-Bubs
    • September 27, 2016

50. Subsidiary as Lender to ESOP

    By ERISA-Bubs, September 21, 2016
    • 1 reply
    • 1.1k views
    • 
    • Griswold
    • September 22, 2016