Litigation and Claims

307 topics in this forum

1. Characterization of litigation proceeds as plan assets

   By Guest hb95, April 23, 2012
   • 6 replies
   • 2.2k views
   • 
   • mbozek
   • April 26, 2012

2. Pension Actuary Fiduciary Question

   By Cloudy, March 31, 2017
   • 6 replies
   • 2k views
   • 
   • My 2 cents
   • April 7, 2017

3. Lawyer fees

   By Meeea, January 25, 2021
   • 6 replies
   • 1.2k views
   • 
   • amethbrilliant
   • July 29, 2022

4. Overpayments to a Presently Missing Participant

   By holdco, August 15, 2012
   • 6 replies
   • 2.2k views
   • 
   • IRA
   • May 14, 2013

5. Post Death Change to Plan's Default Bene Designation Rules

   By Guest Grumpy456, August 11, 2014
   • 6 replies
   • 2.7k views
   • 
   • SearchLight
   • August 12, 2014

6. The benefits that a former spouse collects will have no effect on the

   By Guest KCW, December 15, 2002
   • 6 replies
   • 1.9k views
   • 
   • Guest
   • December 17, 2002

7. Paid Terminated Employee Twice

   By Guest Mike Spickard, November 11, 2003
   • 6 replies
   • 3.8k views
   • 
   • Guest
   • November 13, 2003

8. When To Resign

   By Dougsbpc, October 29, 2004
   • 6 replies
   • 2.2k views
   • 
   • GBurns
   • November 2, 2004

9. Employer-Paid Individual Insurance Policy

   By Guest mel_2_22, May 4, 2007
   • 6 replies
   • 3.5k views
   • 
   • Guest
   • May 10, 2007

10. Help! HR messed up my FMLA leave and wants $$ back from me.

    By Guest danmar, April 12, 2001
    • 5 replies
    • 2.7k views
    • 
    • Guest
    • April 15, 2001

11. ESOP

    By Guest sooner1, August 9, 2008
    • 5 replies
    • 2.8k views
    • 
    • GBurns
    • August 12, 2008

12. What percentage of the fiduciary-breach lawsuits are settled?

    By Peter Gulia, April 24, 2022
    • 5 replies
    • 1.3k views
    • 
    • Dave Baker
    • April 26, 2022

13. RECOVERY OF MONEY

    By Guest alan24, November 4, 2003
    • 5 replies
    • 2.4k views
    • 
    • Guest
    • November 5, 2003

14. $110 per day fine against administrator failing to follow claim proced

    By Guest kurt johansen, July 21, 2000
    • 5 replies
    • 3.1k views
    • 
    • GBurns
    • July 1, 2001

15. Determining liability for employers retroactive cancellation of conver

    By Guest Nick Desmond, April 1, 1999
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • August 10, 1999

16. Earnings on a Delayed Distribution

    By Guest Bud, February 26, 2002
    • 5 replies
    • 2k views
    • 
    • mbozek
    • February 27, 2002

17. Litigation Risks - 401K and IRA

    By Guest Bill H, May 6, 2003
    • 5 replies
    • 3.3k views
    • 
    • mbozek
    • May 29, 2003

18. termination of benefits with the slightest pretext

    By Guest celliott, July 7, 2001
    • 5 replies
    • 2k views
    • 
    • GBurns
    • September 10, 2001

19. Respond to Subpoena

    By Guest Kela, July 2, 2012
    • 5 replies
    • 4.7k views
    • 
    • IRA
    • May 14, 2013

20. Illness related ST Disability being viewed as LOA -> My position is being terminated.

    By Guest blb, April 20, 2005
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • April 23, 2005

21. He said “Sign here”. She said “OK Honey”.

    By Guest Yucca Deb, July 10, 2001
    • 5 replies
    • 2.8k views
    • 
    • david rigby
    • July 11, 2001

22. Lawsuit for Insurance Benefits Against a Self Funded ERISA Plan

    By REED TOLBER, July 11, 2019   

    • erisa
    • litigation
    • (and 1 more)

      Tagged with:

      • erisa
      • litigation
      • insurance benefits
    • 5 replies
    • 4.9k views
    • 
    • sharonfoster
    • July 13, 2019

23. Has any court found that an actuary might be a plan fiduciary?

    By Peter Gulia, October 8, 2014
    • 4 replies
    • 3.1k views
    • 
    • mbozek
    • November 17, 2014

24. Failure to provide records

    By Guest mjr, June 1, 2003
    • 4 replies
    • 2k views
    • 
    • Guest
    • June 18, 2003

25. RIA firm that owns a TPA firm as well

    By PainPA, November 15, 2011
    • 4 replies
    • 2.1k views
    • 
    • PainPA
    • November 21, 2011

26. Best Shot at Satisfying 404(c)?

    By Guest bobolink, March 25, 2009
    • 4 replies
    • 2.3k views
    • 
    • J Simmons
    • March 26, 2009

27. Who signs Settlement Release when a Plan is a Plaintiff in Fiduciary L

    By Guest EMC, December 11, 2001
    • 4 replies
    • 2k views
    • 
    • Guest
    • December 11, 2001

28. Lost Wages

    By Guest TuckerB, February 13, 2009
    • 4 replies
    • 1.8k views
    • 
    • GBurns
    • February 15, 2009

29. Which Court?

    By Guest PBJ, March 1, 2007
    • 4 replies
    • 2.3k views
    • 
    • J Simmons
    • March 1, 2007

30. Possible Trouble from a Clients IRA Distribution

    By Dougsbpc, March 8, 2002
    • 4 replies
    • 2k views
    • 
    • Dougsbpc
    • March 9, 2002

31. Cafeteria Plan Documents

    By Guest PensionPerson, August 7, 2003
    • 4 replies
    • 3.2k views
    • 
    • LRDG
    • July 20, 2006

32. Alternate Payee dies before QDRO. Does his estate have a valid recovery claim?

    By TMWIH, April 11, 2019   

    • qdro
    • alternate payee
    • (and 1 more)

      Tagged with:

      • qdro
      • alternate payee
      • estate
    • 4 replies
    • 4.8k views
    • 
    • jmader
    • May 9, 2019

33. Serious help-I need legal protection/knowledge/help for I have a creditor whom wants to take bunches of money from me from a 401K

    By Guest shermanharvey, March 27, 2004
    • 4 replies
    • 3.6k views
    • 
    • Guest
    • July 26, 2004

34. Deadline to File Claims - permissible?

    By casey72, December 19, 2017
    • 4 replies
    • 3.4k views
    • 
    • card
    • April 21, 2018

35. Do fiduciaries have to file the IRS Form 5330 whenthey settle an alleged PT with DOL?

    By mal, January 6, 2004
    • 4 replies
    • 2.1k views
    • 
    • mbozek
    • January 7, 2004

36. Fee Cases

    By EyeNoNuffin, October 10, 2022
    • 4 replies
    • 1k views
    • 
    • Dave Baker
    • October 11, 2022

37. Change in Interest Rate Used for Calculating Single-Sum Equivalents in

    By Guest jhengle, August 19, 1998
    • 4 replies
    • 2.7k views
    • 
    • richard
    • September 3, 1998

38. Intereference with ERISA rights

    By Guest Sieve, July 30, 2010
    • 4 replies
    • 2k views
    • 
    • Guest
    • July 30, 2010

39. IRA Settling Lawsuit

    By Guest Wobble14, September 30, 2010
    • 4 replies
    • 2.5k views
    • 
    • QDROphile
    • October 1, 2010

40. Surviving spouse, non-QDRO counter claim

    By Jessalynn, May 1, 2019
    • 4 replies
    • 2k views
    • 
    • Jessalynn
    • May 3, 2019

41. Settlement options

    By Guest erisamelissa, February 6, 2008
    • 4 replies
    • 2.5k views
    • 
    • Guest
    • February 26, 2008

42. Retirement Rights

    By Guest dragonden, June 29, 1999
    • 4 replies
    • 1.9k views
    • 
    • jlf
    • July 1, 1999

43. Vesting

    By Guest efstreet, June 12, 2003
    • 4 replies
    • 2.1k views
    • 
    • KIP KRAUS
    • June 12, 2003

44. Participant not deleted from SSA after payout

    By Bill Presson, February 18, 2010
    • 4 replies
    • 2k views
    • 
    • Bill Presson
    • February 18, 2010

45. 401k TEGE determination / Sanction Range

    By Tax Cowboy, June 24, 2020   

    • 401k
    • audit
    • 4 replies
    • 1.2k views
    • 
    • Luke Bailey
    • June 24, 2020

46. Workers' Comp. claim w/disability

    By Guest Brian Cummins, January 11, 2000
    • 4 replies
    • 2.8k views
    • 
    • KIP KRAUS
    • January 18, 2000

47. Implied Ties Of Control Group

    By Guest Commuter Rex, March 28, 2003
    • 4 replies
    • 3.1k views
    • 
    • Guest
    • April 3, 2003

48. State or Federal Court

    By Randy Watson, March 19, 2009
    • 4 replies
    • 3.2k views
    • 
    • mbozek
    • September 1, 2010

49. Indemnification

    By Randy Watson, March 3, 2011
    • 4 replies
    • 1.7k views
    • 
    • Randy Watson
    • March 4, 2011

50. Need Legal assistance and direction

    By Guest fplearner2005, May 30, 2012
    • 3 replies
    • 2.3k views
    • 
    • Guest
    • June 2, 2012