Investment Issues (Including Self-Directed)

560 topics in this forum

1. Choosing Daily Valuation System

   By Guest DBQBenefits, August 8, 2002
   • 7 replies
   • 3.3k views
   • 
   • Guest
   • August 28, 2002

2. Daily Val Acct Admin Salary

   By Guest SalHelp, August 5, 2002
   • 2 replies
   • 2.2k views
   • 
   • Guest
   • August 10, 2002

3. group annuity products and schedule of assets held for investment

   By Guest jbrianhill, July 11, 2002
   • 0 replies
   • 1.4k views
   • 
   • Guest
   • July 11, 2002

4. Mobious Recordkeeping

   By Guest divadaily401k, June 24, 2002
   • 0 replies
   • 1.9k views
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   • Guest
   • June 24, 2002

5. Can a target benefit plan be participant-directed?

   By Spencer, June 10, 2002
   • 1 reply
   • 1.6k views
   • 
   • QDROphile
   • June 10, 2002

6. Defaulted loans

   By FAPInJax, June 3, 2002
   • 0 replies
   • 1.9k views
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   • FAPInJax
   • June 3, 2002

7. Valuation of Bonds in a money purchase pension plan

   By Guest Bruce Endy, May 30, 2002
   • 0 replies
   • 1.8k views
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   • Guest
   • May 30, 2002

8. Vesting Service & "Pure" Elapsed Time

   By Guest EMC, May 13, 2002
   • 1 reply
   • 3.9k views
   • 
   • Mike Preston
   • May 14, 2002

9. Prohibited Transaction if Self-Directed Investment???

   By Christine Roberts, May 8, 2002
   • 0 replies
   • 1.6k views
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   • Christine Roberts
   • May 8, 2002

10. Employer Stock in Profit Sharing Plan

    By Dougsbpc, May 1, 2002
    • 2 replies
    • 1.8k views
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    • pjkoehler
    • May 1, 2002

11. Self-directed brokerage accounts

    By Guest YATPA, May 1, 2002
    • 3 replies
    • 3.2k views
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    • mbozek
    • May 1, 2002

12. The Florida Retirement System's Investment Plan

    By joel, April 19, 2002
    • 1 reply
    • 2.1k views
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    • Jon Chambers
    • May 7, 2002

13. Plan Investments

    By Guest Trainer, April 10, 2002
    • 2 replies
    • 2.4k views
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    • Mike Preston
    • April 10, 2002

14. Profit Sharing Plan - Domestic vs. Foreign Trust

    By Guest Peter Riggins, April 2, 2002
    • 1 reply
    • 1.8k views
    • 
    • mbozek
    • April 2, 2002

15. Investment and Administrative Services Agreement for UK Plan

    By Guest Edward McElroy, March 22, 2002
    • 1 reply
    • 1.7k views
    • 
    • mbozek
    • March 23, 2002

16. Investment Education

    By Guest natasha, March 7, 2002
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 7, 2002

17. DST and Trac2000

    By Demosthenes, March 6, 2002
    • 0 replies
    • 2k views
    • 
    • Demosthenes
    • March 6, 2002

18. Prohibited transaction to hire a financial advice provider that is par

    By Guest And another thing ..., February 27, 2002
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 27, 2002

19. Partnership profit sharing plan: Do partners & employees have to

    By Moe Howard, February 11, 2002
    • 8 replies
    • 5.1k views
    • 
    • mbozek
    • March 9, 2002

20. Self directed brokerage fund, trust reporting requirements.

    By Guest Factster, January 31, 2002
    • 0 replies
    • 1.6k views
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    • Guest
    • January 31, 2002

21. Margin Investments

    By david rigby, January 30, 2002
    • 38 replies
    • 16.3k views
    • 
    • CaptainObvious
    • January 17, 2015

22. Assigning Responsibility for Investment Error (a poll; please provide

    By Guest ASIRE, January 22, 2002
    • 0 replies
    • 1.6k views
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    • Guest
    • January 22, 2002

23. IRA Trustee for non-marketable assets

    By Guest Judy Miller, January 7, 2002
    • 2 replies
    • 2.5k views
    • 
    • mbozek
    • January 15, 2002

24. 100% of Plan Assets in Annuity Contract

    By chris, January 7, 2002
    • 1 reply
    • 1.6k views
    • 
    • mbozek
    • January 15, 2002

25. Nationwide litigation

    By Guest pearrich, December 20, 2001
    • 0 replies
    • 1.8k views
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    • Guest
    • December 20, 2001

26. Party-in-interest

    By Guest KimAnn, December 17, 2001
    • 6 replies
    • 1.8k views
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    • KJohnson
    • December 18, 2001

27. Employer Property as Investment in DC Plan

    By MarZDoates, November 20, 2001
    • 1 reply
    • 1.7k views
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    • QDROphile
    • November 21, 2001

28. Plan investments

    By Guest jim williams, November 15, 2001
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • November 16, 2001

29. Enrollers handing out investment related information

    By k man, November 14, 2001
    • 1 reply
    • 1.6k views
    • 
    • Jon Chambers
    • November 16, 2001

30. Daily Val software search

    By AndrewZ, November 10, 2001
    • 13 replies
    • 4.1k views
    • 
    • Guest
    • November 21, 2001

31. Leaseback Restrictions in 514(c)(9)

    By Guest dovlok, November 7, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 7, 2001

32. Advice to Fund - option in plan?

    By Erik Read, October 22, 2001
    • 3 replies
    • 2k views
    • 
    • Erik Read
    • October 23, 2001

33. Employee Match Investment Plan

    By Guest carrolgd, September 21, 2001
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • September 25, 2001

34. Unitizing Investments in Employer Stock

    By Kirk Maldonado, August 31, 2001
    • 6 replies
    • 6.5k views
    • 
    • Guest
    • September 13, 2001

35. NSCC trading

    By Guest EricL, August 15, 2001
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • August 20, 2001

36. investment committee

    By k man, August 13, 2001
    • 1 reply
    • 1.9k views
    • 
    • Jon Chambers
    • August 20, 2001

37. If you're a broker, what happens to commissions in your account?

    By Bri, August 7, 2001
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • August 22, 2001

38. Interest accrual in daily valued plans?

    By John A, July 25, 2001
    • 6 replies
    • 4k views
    • 
    • Guest
    • May 20, 2002

39. Daily Valuation vs. Balance Forward

    By Guest Kimberly Flett, June 27, 2001
    • 1 reply
    • 3.6k views
    • 
    • Guest
    • July 6, 2001

40. Derivatives

    By Guest research, June 23, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • June 23, 2001

41. Administrator vs. Named Fiduciary under ERISA

    By Guest pension222, June 7, 2001
    • 2 replies
    • 6.6k views
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    • Jon Chambers
    • June 11, 2001

42. Allocating Dividends in Daily Plans

    By Guest wolfman, June 7, 2001
    • 1 reply
    • 2.4k views
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    • bzorc
    • June 8, 2001

43. Use of proprietary mutual funds by financial institutions and mutual f

    By Guest Ann West, May 18, 2001
    • 1 reply
    • 1.8k views
    • 
    • Jon Chambers
    • May 18, 2001

44. prohibited transaction interested party definitions with regard to the

    By Guest gsbusard, May 15, 2001
    • 1 reply
    • 1.5k views
    • 
    • Jon Chambers
    • May 17, 2001

45. What to do with gains from trading errors

    By Guest GMedley, May 10, 2001
    • 1 reply
    • 3.7k views
    • 
    • Guest
    • May 13, 2001

46. Tracking stock in employee benefit plans

    By Guest smithee, May 7, 2001
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • May 7, 2001

47. SEC registration and sub T/A fees

    By Guest xplan, May 3, 2001
    • 3 replies
    • 4.4k views
    • 
    • Guest
    • May 16, 2001

48. Loans - Individual or General Investment

    By kocak, April 26, 2001
    • 0 replies
    • 1.5k views
    • 
    • kocak
    • April 26, 2001

49. What is the proper Code Section indicating the PS/MP contributions mus

    By Guest TracyAndrews, April 9, 2001
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • April 10, 2001

50. Harris Trust court case - what is it, what does it say?

    By SMB, April 2, 2001
    • 1 reply
    • 2.1k views
    • 
    • Jon Chambers
    • April 2, 2001