Investment Issues (Including Self-Directed)

560 topics in this forum

1. Which investments used for retirement plans have withdrawal restrictions or exit charges?

   By Peter Gulia, June 30
   • 9 replies
   • 553 views
   • 
   • CuseFan
   • July 2

2. Which mutual fund providers furnish prospectuses in Spanish?

   By Peter Gulia, September 20, 2021
   • 5 replies
   • 1.5k views
   • 
   • Peter Gulia
   • September 21, 2021

3. Which recordkeepers offer a mutual-fund-only window?

   By Peter Gulia, March 9, 2024
   • 7 replies
   • 766 views
   • 
   • Peter Gulia
   • March 11, 2024

4. Which retirement plans are affected by undoing the investment-advice fiduciary rule?

   By Peter Gulia, March 27, 2018   

   • fiduciary
   • 6 replies
   • 1.4k views
   • 
   • Peter Gulia
   • March 29, 2018

5. Which target-year fund is a participant’s default?

   By Peter Gulia, September 11
   • 8 replies
   • 3.7k views
   • 
   • Peter Gulia
   • September 15

6. Will anyone use the new exemption?

   By Peter Gulia, November 17, 2011
   • 3 replies
   • 1.8k views
   • 
   • Guest
   • November 18, 2011

7. With a brokerage window, does the employer get details on which stocks employees buy and sell?

   By Peter Gulia, June 26, 2023
   • 12 replies
   • 2.5k views
   • 
   • RatherBeGolfing
   • June 27, 2023

8. Would anyone dislike a zero-expense investment fund?

   By Peter Gulia, June 6
   • 6 replies
   • 1.4k views
   • 
   • Peter Gulia
   • June 11

9. Would the Voluntary Fiduciary Correction Program apply here?

   By katieinny, July 16, 2010
   • 3 replies
   • 1.3k views
   • 
   • katieinny
   • July 16, 2010

10. Y2K Compliance

    By Guest P A Weick, April 14, 1999
    • 1 reply
    • 2.6k views
    • 
    • Guest
    • April 14, 1999