Investment Issues (Including Self-Directed)

560 topics in this forum

1. Bank Plans/ Fees/ Fiduciary Question

   By IRC401, August 7, 2000
   • 9 replies
   • 4.5k views
   • 
   • Guest
   • June 30, 2010

2. Bankrupt Fund in the Plan

   By Santo Gold, November 15, 2006
   • 0 replies
   • 1.6k views
   • 
   • Santo Gold
   • November 15, 2006

3. Basic life insurance question

   By Santo Gold, March 20, 2012
   • 5 replies
   • 2k views
   • 
   • Guest
   • March 23, 2012

4. Basic questions on permitting "aggressive" investments

   By Santo Gold, March 4, 2024
   • 6 replies
   • 1.3k views
   • 
   • Kansas401k
   • March 6, 2024

5. Benefits, Rights & Features in SDBAs Revisited

   By Guest Grumpy456, November 17, 2015
   • 2 replies
   • 897 views
   • 
   • Lou S.
   • November 17, 2015

6. Bitcoins

   By Monica Barnard, May 22, 2017
   • 3 replies
   • 1.4k views
   • 
   • CuseFan
   • May 23, 2017

7. Blackout Notice

   By Guest chris4013, November 11, 2004
   • 1 reply
   • 2.8k views
   • 
   • E as in ERISA
   • November 11, 2004

8. Blackout Period

   By Guest ljh1969, November 30, 2004
   • 0 replies
   • 2.5k views
   • 
   • Guest
   • November 30, 2004

9. Blue Sky Law

   By Guest deankr, May 23, 2006
   • 2 replies
   • 2.1k views
   • 
   • Guest
   • May 24, 2006

10. Bond?

    By Randy Watson, January 8, 2007
    • 3 replies
    • 1.9k views
    • 
    • QDROphile
    • January 9, 2007

11. Bonding Requirements

    By Guest Max Power, January 26, 2004
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • January 27, 2004

12. broker fraud

    By pgold, March 25, 2009
    • 5 replies
    • 1.5k views
    • 
    • pgold
    • March 26, 2009

13. Broker-dealer that sponsors 401k plan serving as their own broker

    By Laura Harrington, May 8, 2009
    • 3 replies
    • 2.5k views
    • 
    • Guest
    • July 7, 2009

14. Brokerage Accounts not subject to 408(b)(2)?

    By Young Curmudgeon, June 20, 2012
    • 0 replies
    • 1.6k views
    • 
    • Young Curmudgeon
    • June 20, 2012

15. Brokerage accounts vs. windows

    By Bird, June 5, 2012
    • 17 replies
    • 3.5k views
    • 
    • commishvp
    • October 24, 2012

16. Buying on Margin

    By Guest esi-jht, August 31, 2006
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • August 31, 2006

17. Calculating a contribution for a plan that is integrated with social s

    By Guest mam, December 15, 1999
    • 1 reply
    • 2.5k views
    • 
    • Guest
    • December 15, 1999

18. Can a participant direct investments into undeveloped real estate?

    By Guest, January 22, 2001
    • 4 replies
    • 2k views
    • 
    • AndyH
    • February 22, 2001

19. Can a participant pay her adviser’s fees from her plan account?

    By Peter Gulia, July 7, 2020   

    • fees; investment advice
    • 11 replies
    • 2.4k views
    • 
    • Peter Gulia
    • July 8, 2020

20. Can a Plan's Trustee Force Sale of Asset in Segregated Account?

    By RestAssured, May 6, 2015   

    • force sale
    • segregated account
    • 14 replies
    • 2k views
    • 
    • RestAssured
    • May 11, 2015

21. Can A Qualified Plan Invest in Foreign Real Estate?

    By Dougsbpc, May 29, 2014
    • 4 replies
    • 1.8k views
    • 
    • Flyboyjohn
    • May 29, 2014

22. Can a target benefit plan be participant-directed?

    By Spencer, June 10, 2002
    • 1 reply
    • 1.6k views
    • 
    • QDROphile
    • June 10, 2002

23. Can an ERISA plan invest in a medical marijuana company?

    By Miner88, May 11, 2021   

    • marijuana
    • investment
    • (and 1 more)

      Tagged with:

      • marijuana
      • investment
      • erisa plan
    • 4 replies
    • 1.3k views
    • 
    • Miner88
    • May 13, 2021

24. Can he take Real Estate as an In-Kind Distribution

    By imchipbrown, October 26, 2011
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • October 26, 2011

25. Can Participants Use IDA to Purchase Company Headquarters?

    By Übernerd, March 1, 2007
    • 6 replies
    • 2.6k views
    • 
    • Guest
    • May 30, 2007

26. Can redemption fees be reimbursed by plan sponsor

    By Guest Jennyb473, December 9, 2011
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • December 12, 2011

27. Can the employer/plan sponsor pay the asset management charges and get

    By Guest William Lehman, May 5, 1999
    • 1 reply
    • 2.6k views
    • 
    • Guest
    • May 6, 1999

28. Cash basis & contribution allocations

    By Guest Stacey L Miller, July 21, 1999
    • 1 reply
    • 2.4k views
    • 
    • Guest
    • August 1, 1999

29. Cash out & "Buy Backs"

    By Guest RJM, May 3, 2000
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • May 9, 2000

30. Change in Investment Options

    By benpat3, July 13, 2009
    • 0 replies
    • 1.7k views
    • 
    • benpat3
    • July 13, 2009

31. Changes to Portfolios

    By Guest Karenm, September 12, 2007
    • 1 reply
    • 2k views
    • 
    • Guest
    • September 20, 2007

32. Charging Advisor Fees to Accounts

    By BTG, September 22, 2021
    • 5 replies
    • 2.4k views
    • 
    • Peter Gulia
    • September 30, 2021

33. Charging fees to terminees

    By k man, January 4, 2006
    • 10 replies
    • 7.2k views
    • 
    • BG5150
    • December 20, 2006

34. Charles Schwab

    By 12AX7, March 24, 2010
    • 5 replies
    • 3k views
    • 
    • 12AX7
    • March 26, 2010

35. Choosing Daily Valuation System

    By Guest DBQBenefits, August 8, 2002
    • 7 replies
    • 3.3k views
    • 
    • Guest
    • August 28, 2002

36. Circle Trust NSCC Link

    By Guest, March 16, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • July 1, 2000

37. Closely Held corp in a balanced forward PS

    By Guest lawman98, November 1, 2010
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • November 1, 2010

38. co-investing?

    By Earl, May 19, 2016
    • 3 replies
    • 1.1k views
    • 
    • Earl
    • May 19, 2016

39. Collective Investment Trust Investments

    By Guest cac1134, May 29, 2007
    • 2 replies
    • 3.3k views
    • 
    • Peter Gulia
    • June 8, 2007

40. Comments on Corbel's "Daily Professional"?

    By Guest, January 31, 2001
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • February 8, 2001

41. Commingled Trust vs. Collective Investment Fund

    By Guest jeffmccoy, August 21, 2006
    • 0 replies
    • 3.6k views
    • 
    • Guest
    • August 21, 2006

42. Committee on Homeland Security and Governmental Affairs comment on DOL Fiduciary Rule

    By Bird, February 26, 2016
    • 2 replies
    • 768 views
    • 
    • GMK
    • February 26, 2016

43. Company hires outside investment advisor.

    By katieinny, April 25, 2006
    • 0 replies
    • 1.4k views
    • 
    • katieinny
    • April 25, 2006

44. company shares as investment

    By Guest nipa1, August 16, 2012
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • August 16, 2012

45. Company Stock as Plan Investment

    By Dougsbpc, September 30, 2002
    • 2 replies
    • 1.5k views
    • 
    • Dougsbpc
    • October 1, 2002

46. Confidentiality Procedures

    By Guest asire2002, May 22, 2003
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • May 22, 2003

47. Contribute stock?

    By David, December 9, 2000
    • 1 reply
    • 1.6k views
    • 
    • Jon Chambers
    • December 21, 2000

48. Converting To Self-Directed Solo 401K

    By Guest cloud9, June 9, 2013
    • 3 replies
    • 1.7k views
    • 
    • K2retire
    • June 21, 2013

49. Cost estimate on proposed legislation to undo the Labor department's investment-advice fiduciary rule

    By Peter Gulia, September 19, 2017   

    • fiduciary; investment; advice; prohibited transaction;
    • 4 replies
    • 852 views
    • 
    • Peter Gulia
    • September 20, 2017

50. Could a bank's collective trust fund hold individual group annuity contracts for multiple employers?

    By Guest vantagepension, September 29, 2003
    • 0 replies
    • 2.8k views
    • 
    • Guest
    • September 29, 2003